0000950138-17-000156.txt : 20170213
0000950138-17-000156.hdr.sgml : 20170213
20170213122429
ACCESSION NUMBER: 0000950138-17-000156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170209
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DELLAQUILA FRANK J
CENTRAL INDEX KEY: 0001470848
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 17597358
MAIL ADDRESS:
STREET 1: EMERSON ELECTRIC CO.
STREET 2: 8000 W. FLORISSANT AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63136
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-09
0000032604
EMERSON ELECTRIC CO
EMR
0001470848
DELLAQUILA FRANK J
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS
MO
63136
0
1
0
0
Senior Exec. VP and CFO
Common Stock
2017-02-09
4
M
0
15000
53.835
A
172467
D
Common Stock
2017-02-09
4
F
0
448
62.09
D
172019
D
Common Stock
2017-02-09
4
S
0
14552
62.5387
D
157467
D
Common Stock
3.081
I
401(k) plan
Common Stock
488.509
I
401(k) excess plan
Common Stock
8442
I
Spouse
Common Stock
56486
I
FJD 2012 Gift Trust
Common Stock
75315
I
SRD 2012 Gift Trust
Employee Stock Option (Right to Buy)
53.835
2017-02-09
4
M
0
15000
D
2008-10-01
2017-10-01
Common Stock
15000
0
D
Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.
Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.53 to $62.61. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
The options vested in three equal annual installments beginning on the date indicated.
Price is not applicable to stock options received as incentive compensation.
/s/ John G. Shively, Attorney-in-fact for Frank J. Dellaquila
2017-02-13