0000950138-13-000438.txt : 20131003 0000950138-13-000438.hdr.sgml : 20131003 20131003114346 ACCESSION NUMBER: 0000950138-13-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELLAQUILA FRANK J CENTRAL INDEX KEY: 0001470848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 131132660 MAIL ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-01 0000032604 EMERSON ELECTRIC CO EMR 0001470848 DELLAQUILA FRANK J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Exec. VP & CFO Common Stock 2013-10-01 4 A 0 10000 A 66150 D Common Stock 8617 I Spouse Common Stock 1845 I Trust - Son Common Stock 56486 I FJD 2012 Gift Trust Common Stock 75315 I SRD 2012 Gift Trust Common Stock 1004 I 401(k) plan Common Stock 2777 I 401(k) excess plan Employee Stock Option (right to buy) 65.07 2013-10-01 4 A 0 100000 A 2014-10-01 2023-10-01 Common Stock 100000 100000 D Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). Price is not applicable to acquisitions resulting from grants of restricted stock. Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust. Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust. Grant of stock options under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). The options become exercisable in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. /s/ John G. Shively, Attorney-in-Fact for Frank J. Dellaquila 2013-10-03