-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IK03nPGvaSa+ya+9nDwIARqV79IgAm/aVqMdS3YmFls+vlGheLVi0B3MioQ56525 KWG23UZ/26zBq4WAK+52yg== 0000950138-10-000728.txt : 20101105 0000950138-10-000728.hdr.sgml : 20101105 20101105164236 ACCESSION NUMBER: 0000950138-10-000728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101105 DATE AS OF CHANGE: 20101105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 101169298 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-04 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Vice Chairman Common Stock 2010-11-04 4 S 0 57600 56.015 D 154000 I JGM Investors, LP Common Stock 382421 D Common Stock 19204 I Spouse Common Stock 3226 I Trust - Daughter Megan Common Stock 3226 I Trust - Son Greg Common Stock 16711.32 I 401(k) plan Common Stock 10908.922 I 401(k) excess plan The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2010 by JGM Investors, LP. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.03. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children. The Reporting Person disclaims beneficial ownership. /s/ Timothy G. Westman, Attorney-in-Fact for Walter J. Galvin 2010-11-05 -----END PRIVACY-ENHANCED MESSAGE-----