-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CmxJQ12/63R6aqN44qOfdmPuW+qSKbABK+0Ay5Dk8ShoXu5gNHM6aodUimN5R+AD CBwHBu3qFFiFWFcmAqy2kw== 0000950138-10-000712.txt : 20101103 0000950138-10-000712.hdr.sgml : 20101103 20101103132944 ACCESSION NUMBER: 0000950138-10-000712 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101101 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 101160792 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-11-01 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Vice Chairman Common Stock 2010-11-01 4 A 0 63360 A 382421 D Common Stock 19204 I Spouse Common Stock 2010-11-01 4 S 0 2400 56.00 D 211600 I JGM Investors, LP Common Stock 3226 I Trust - Daughter Megan Common Stock 3226 I Trust - Son Greg Common Stock 16711.32 I 401(k) plan Common Stock 10908.922 I 401(k) excess plan Restricted Stock Units 2010-11-01 4 A 0 76800 A Common Stock 76800 76800 D Acquisition of 63,360 shares pursuant to Rule 16b-3 upon payout of 60% (115,200 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2010. Of these 115,200 units, 63,360 units were paid in shares of Issuer stock, with the remaining 51,840 units paid in cash to cover the reporting person's tax obligations. Price is not applicable to acquisitions described in Note 1 and Note 6. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on May 27, 2010 by JGM Investors, LP. JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children. The Reporting Person disclaims beneficial ownership. Acquisition of 76,800 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. /s/ Timothy G. Westman, Attorney-in-Fact for Walter J. Galvin 2010-11-03 -----END PRIVACY-ENHANCED MESSAGE-----