-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRMTahoMBKxJvtfkmJ57mPfCbOyZdkH3V67O4gnZobZr6+YnPax7Z6O04kdQDEM6 16avbquOhA3c7sks/kYVoQ== 0000950138-07-000737.txt : 20070921 0000950138-07-000737.hdr.sgml : 20070921 20070921163216 ACCESSION NUMBER: 0000950138-07-000737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070919 FILED AS OF DATE: 20070921 DATE AS OF CHANGE: 20070921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 071129648 BUSINESS ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT CITY: ST. LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532431 4 1 form4_091907ex.xml X0202 4 2007-09-19 0 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Sr. Exec. VP & CFO Common Stock 2007-09-19 4 M 0 33330 21.2813 A 73492 I W.J. Galvin Family Partnership Common Stock 2007-09-19 4 F 0 13912 50.985 D 59580 I W.J. Galvin Family Partnership Common Stock 2007-09-19 4 F 0 8242 50.985 D 51338 I W.J. Galvin Family Partnership Common Stock 2007-09-19 4 M 0 40426 32.0313 A 91764 I W.J. Galvin Family Partnership Common Stock 2007-09-19 4 F 0 25397 50.985 D 66367 I W.J. Galvin Family Partnership Common Stock 2007-09-19 4 F 0 6379 50.985 D 59988 I W.J. Galvin Family Partnership Common Stock 204762 D Common Stock 77052 I Spouse Common Stock 3226 I Trust-Daughter Megan Common Stock 3226 I Trust-Son Greg Common Stock 3226 I Trust-Son Jeff Common Stock 14749.998 I 401(k) plan Common Stock 7241.164 I 401(k) excess plan Employee Stock Option (right to buy) 21.2813 2007-09-19 4 M 0 33330 D 2001-10-06 2010-03-06 Common Stock 33330 0 I W.J. Galvin Family Partnership Employee Stock Option (right to buy) 21.2813 2001-10-06 2010-03-06 Common Stock 66670 66670 D Employee Stock Option (right to buy) 32.0313 2007-09-19 4 M 0 40426 D 2000-10-04 2009-10-04 Common Stock 40426 0 I W.J. Galvin Family Partnership Employee Stock Option (right to buy) 32.0313 2000-10-04 2009-10-04 Common Stock 29574 29574 D Exercise of non-qualified stock options exempt under Rule 16b-3. The Reporting Person's spouse is the controlling partner of the W.J. Galvin Family Partnership. Payment of option exercise price by delivering securities. Shares withheld for taxes exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership. Share, option and dollar amounts reflect the effect of a 2-for-1 stock split effected in the form of a 100% stock dividend which was paid on December 11, 2006. Options vested on 10/6/2001. When taken together with other options as reported on this Form 4 having the same grant date, exercise price and expiration date, but owned directly by the Reporting Person, all such options together vested in three equal annual installments beginning on 10/6/2001. Price is not applicable to stock options received as incentive compensation. Options vested as follows: 2 shares on 10/6/2001; 33,334 shares on 10/6/2002; and 33,334 shares on 10/6/2003. When taken together with other options as reported on this Form 4 having the same grant date, exercise price and expiration date, but owned indirectly by the W.J. Galvin Family Partnership, all such options together vested in three equal annual installments beginning on 10/6/2001. Options vested in two equal annual installments beginning on 10/4/2000. When taken together with other options as reported on this Form 4 having the same grant date, exercise price and expiration date, but owned directly by the Reporting Person, all such options together vested in three equal annual installments beginning on 10/4/2000. Options vested as follows: 3,120 shares on 10/4/2000; 3,120 shares on 10/4/2001; and 23,334 shares on 10/4/2002. When taken together with other options as reported on this Form 4 having the same grant date, exercise price and expiration date, but owned indirectly by the W.J. Galvin Family Partnership, all such options together vested in three equal annual installments beginning on 10/4/2000. /s/ Timothy G. Westman, Attorney-in-fact for Walter J. Galvin 2007-09-21 -----END PRIVACY-ENHANCED MESSAGE-----