-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNGQpSv7zUymmaNjMrz/SqCRuJ6PeQWNc3hOK7oH+cKAfoq03FLTElrkgmlDx4tf 0Lvd7e17I6/SIFinBi8zZQ== 0000950138-06-000723.txt : 20060919 0000950138-06-000723.hdr.sgml : 20060919 20060919160732 ACCESSION NUMBER: 0000950138-06-000723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060919 DATE AS OF CHANGE: 20060919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-4000 MAIL ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 061098173 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_091806ex.xml X0202 4 2006-09-15 0 0001049502 MKS INSTRUMENTS INC MKSI 0000032604 EMERSON ELECTRIC CO 8000 W. FLORISSANT AVE. ST LOUIS MO 63136 0 0 1 0 Common Stock 2006-09-15 4 S 0 125000 20.5084 D 3696249 I Through a subsidiary Common Stock 2006-09-18 4 S 0 25000 20.7086 D 3671249 I Through a subsidiary Common Stock 1065182 D The sales were effected in multiple transactions, at varying prices, on September 15, 2006, as follows: 200 shares at $20.41; 600 at $20.42; 200 at $20.43; 600 at $20.44; 806 at $20.45; 700 at $20.46; 2,280 at $20.47; 4,020 at $20.48; 17,100 at $20.49; 38,248 at $20.50; 24,514 at $20.51; 10,472 at $20.52; 11,078 at $20.53; 5,354 at $20.54; 2,428 at $20.55; 2,300 at $20.56; 3,200 at $20.57; 700 at $20.58; and 200 at $20.60. The weighted average sales price for these transactions was $20.5084 per share. The sales were effected in multiple transactions, at varying prices, on September 18, 2006, as follows and as described in Footnote 3 below: 200 shares at $20.47; 100 at $20.49; 100 at $20.50; 800 at $20.52; 500 at $20.53; 200 at $20.54; 100 at $20.55; 400 at $20.56; 900 at $20.57; 1,100 at $20.58; 700 at $20.59; 1,100 at $20.60; 1,007 at $20.61; 866 at $20.62; 200 at $20.63; 1,010 at $20.64; 900 at $20.65; 1,002 at $20.66; 300 at $20.67; 200 at $20.68; 600 at $20.69; 200 at $20.70; 200 at $20.71; 1,800 at $20.72; 1,400 at $20.73; 800 at $20.74; and 589 at $20.75. This footnote sets forth additional detail with respect to the transactions described in Footnote 2, as follows: 200 shares at $20.76; 500 at $20.77; 100 at $20.78; 341 at $20.79; 200 at $20.80; 600 at $20.81; 500 at $20.82; 800 at $20.83; 500 at $20.84; 400 at $20.85; 200 at $20.86; 400 at $20.88; 500 at $20.89; 300 at $20.90; 300 at $20.91; 100 at $20.92; 500 at $20.93; 400 at $20.94; 100 at $20.95; 285 at $20.96; 300 at $20.99; and 200 at $21.00. The weighted average sales price for these transactions was $20.7086 per share. /s/ Timothy G. Westman, Assistant Secretary 2006-09-19 -----END PRIVACY-ENHANCED MESSAGE-----