N-PX 1 kl08030.htm ANNUAL REPORT OF PROXY VOTING RECORD kl08030.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-01639

               Engex, Inc.               
(Exact name of registrant as specified in charter)

     44 Wall Street, New York, NY 10005     
(Address of Principal Executive Office) (Zip Code)

CT Corporation, 111 Eighth Avenue, New York, NY 10011
(Name and address of agent for service)

Registrant’s telephone number, including area code: (212) 495-4200

Date of fiscal year end:  September 30

Date of reporting period:  June 30, 2010


 
 
 
 
Item 1. Proxy Voting Record

KERYX BIOPHARMACEUTICALS, INC.
 
Ticker:
KERX
Security ID:  492515101
Meeting Date:
June 15, 2010
  

#
Proposal
Management Recommendation
Vote Cast
Sponsor
1
Election of five directors
For
For
Issuer
2
Ratification of the appointment of UHY LLP as
independent registered public accounting firm for
the year ending December 31, 2010
For
For
Issuer

 
MIMEDX GROUP, INC.
 
Ticker:
MDXG
Security ID: 602496101
Meeting Date:
May 11, 2010
  

#
Proposal
Management Recommendation
Vote Cast
Sponsor
1
Election of nine directors
For
For
Issuer
2
Proposal to approve an amendment to Article 10 of
the Company’s Articles of Incorporation to provide
for the classification of the Board of Directors into
three classes of directors with staggered terms of
office
For
For
Issuer
3
Proposal to approve an amendment to Article 10 of
the Company’s Articles of Incorporation to provide
that directors may only be removed for cause
For
For
Issuer
4
Proposal to approve an amendment to the
Company’s assumed 2006 stock incentive plan
For
For
Issuer
5
Proposal to ratify the appointment of Cherry,
Bekaert & Holland LLP as independent
registered accounting firm for the current fiscal year
For
For
Issuer

 
ENZO BIOCHEM, INC.
 
Ticker:
ENZ
Security ID:  294100102
Meeting Date:
January 29, 2010
  

#
Proposal
Management Recommendation
Vote Cast
Sponsor
1
Election of Directors
For
For
Issuer
2
Ratify the appointment of Ernst & Young LLP as
the company’s independent registered public
accounting firm for year ending July 31, 2010
For
For
Issuer

 
 
 
 
AMERICAN VANTAGE COMPANIES
 
Ticker:
AVCS
Security ID: 03037B106
Meeting Date:
December 17, 2009
  

#
Proposal
Management Recommendation
Vote Cast
Sponsor
1
Election of a director
For
For
Issuer
2
To consider and act upon any other proposal as may
properly come before the annual meeting or any
adjournment thereof
For
For
Issuer

 
SURGIVISION, INC.
 
Ticker:
SRGV
Security ID: 868843103
Meeting Date:
April 23, 2010
  

#
Proposal
Management Recommendation
Vote Cast
Sponsor
1
Election of directors
For
For
Issuer
2
To approve an amendment to the Company’s certificate of incorporation to effect a stock
combination (reverse stock split) at one of three
rations with respect to all of the Company’s
outstanding common stock
For
For
Issuer
3
To approve the Amended and Restated Certificate of
Incorporation of the Company
For
For
Issuer
4
To approve the Company’s 2010 Incentive
Compensation Plan
For
For
Issuer
5
To transact such other business as may properly
come before the meeting or any adjournment or
postponement thereof
For
For
Issuer

 

 
 
 
 


 
SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ENGEX, INC.


By:  /s/ David Nachamie                                                      

Title: Secretary                                                      

DATE:  August 25, 2010