-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MFtMZv03CqDHPRnp97OBy7twtxBQV5EqvHe571ufeGaPRl8TWR+fGuTXrFzRXrj4 he67nMoaTZ5iHTzxtu9bWw== 0000320321-99-000027.txt : 19990217 0000320321-99-000027.hdr.sgml : 19990217 ACCESSION NUMBER: 0000320321-99-000027 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 99539813 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] DIRECTOR IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) GALT, BARRY J 2811 LAFAYETTE STREET HOUSTON, TX 77019 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock (a)353,000 D Direct Common Stock 12,690 I 401(k) Plan Common Stock 7,817 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.3750 07/10/05 to buy) Incentive Stock Option (right $25.5000 06/01/04 to buy) Non-Qualified Stock Option $8.4375 11/08/99 (right to buy) Non-Qualified Stock Option $11.9375 03/20/02 (right to buy) Non-Qualified Stock Option $12.6875 08/24/98 A 100,000 (1) 05/31/04 (right to buy) Non-Qualified Stock Option $14.8750 09/28/00 (right to buy) Non-Qualified Stock Option $16.5000 07/15/08 (right to buy) Non-Qualified Stock Option $17.3750 07/10/05 (right to buy) Non-Qualified Stock Option $18.8125 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $25.5000 06/01/04 (right to buy) Non-Qualified Stock Option $26.3750 05/11/03 (right to buy) Phantom Stock Units (2) 01/01/98 A 1,985 Phantom Stock Units (2) 01/15/98 A 176 Phantom Stock Units (2) 01/31/98 A 188 Phantom Stock Units (2) 02/15/98 A 194 Phantom Stock Units (2) 02/20/98 A 3,335 Phantom Stock Units (2) 02/28/98 A 203 Phantom Stock Units (2) 03/15/98 A 206 Phantom Stock Units (2) 03/31/98 A 199 Phantom Stock Units (2) 04/15/98 A 226 Phantom Stock Units (2) 04/30/98 A 269 Phantom Stock Units (2) 05/15/98 A 278 Phantom Stock Units (2) 05/31/98 A 288 Phantom Stock Units (2) 06/15/98 A 302 Phantom Stock Units (2) 06/30/98 A 311 Phantom Stock Units (2) 07/15/98 A 300 Phantom Stock Units (2) 07/31/98 A 314 Phantom Stock Units (2) 08/15/98 A 372 Phantom Stock Units (2) 08/31/98 A 402 Phantom Stock Units (2) 09/15/98 A 450 Phantom Stock Units (2) 09/30/98 A 446 Phantom Stock Units (2) 10/15/98 A 432 Phantom Stock Units (2) 10/31/98 A 441 Phantom Stock Units (2) 11/15/98 A 418 Phantom Stock Units (2) 11/30/98 A 428 Phantom Stock Units (2) 12/15/98 A 548 Phantom Stock Units (2) 12/31/98 A 739 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 7,300 7,300 D Direct to buy) Incentive Stock Option (right Common Stock 9,600 9,600 D Direct to buy) Non-Qualified Stock Option Common Stock 48,000 48,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 150,000 150,000 D Direct (right to buy) Non-Qualified Stock Option 08/24/98 Common Stock 100,000 100,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 150,000 150,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 150,000 150,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 92,700 92,700 D Direct (right to buy) Non-Qualified Stock Option Common Stock 100,000 100,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 100,000 100,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 90,400 90,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 100,000 100,000 D Direct (right to buy) Phantom Stock Units (2) 01/01/98 Common Stock 1,985 $20.6250 D Direct Phantom Stock Units (2) 01/15/98 Common Stock 176 $19.5625 D Direct Phantom Stock Units (2) 01/31/98 Common Stock 188 $18.3250 D Direct Phantom Stock Units (2) 02/15/98 Common Stock 194 $17.7031 D Direct Phantom Stock Units (2) 02/20/98 Common Stock 3,335 $17.3969 D Direct Phantom Stock Units (2) 02/28/98 Common Stock 203 $16.9813 D Direct Phantom Stock Units (2) 03/15/98 Common Stock 206 $16.7000 D Direct Phantom Stock Units (2) 03/31/98 Common Stock 199 $17.3219 D Direct Phantom Stock Units (2) 04/15/98 Common Stock 226 $18.4594 D Direct Phantom Stock Units (2) 04/30/98 Common Stock 269 $18.2563 D Direct Phantom Stock Units (2) 05/15/98 Common Stock 278 $17.6594 D Direct Phantom Stock Units (2) 05/31/98 Common Stock 288 $17.0813 D Direct Phantom Stock Units (2) 06/15/98 Common Stock 302 $16.2625 D Direct Phantom Stock Units (2) 06/30/98 Common Stock 311 $15.7969 D Direct Phantom Stock Units (2) 07/15/98 Common Stock 300 $16.3750 D Direct Phantom Stock Units (2) 07/31/98 Common Stock 314 $15.6438 D Direct Phantom Stock Units (2) 08/15/98 Common Stock 372 $13.2000 D Direct Phantom Stock Units (2) 08/31/98 Common Stock 402 $12.2250 D Direct Phantom Stock Units (2) 09/15/98 Common Stock 450 $10.9281 D Direct Phantom Stock Units (2) 09/30/98 Common Stock 446 $11.0156 D Direct Phantom Stock Units (2) 10/15/98 Common Stock 432 $11.3781 D Direct Phantom Stock Units (2) 10/31/98 Common Stock 441 $11.1375 D Direct Phantom Stock Units (2) 11/15/98 Common Stock 418 $11.7688 D Direct Phantom Stock Units (2) 11/30/98 Common Stock 428 $11.4844 D Direct Phantom Stock Units (2) 12/15/98 Common Stock 548 $8.9781 D Direct Phantom Stock Units (2) 12/31/98 Common Stock 739 $6.6531 70,965 D Direct Explanation of Responses: (1) The option, which represents a right-to-buy, vests 100% on the date of grant. (2) 1-for-1 - - The ESOP security holdings reflected in Table I are as of December 31, 1997 as the allocation of these securities for the year ended December 31, 1998 has not been completed as of the date of this filing but will be provided on an Amended Form 5 as soon as the information becomes available. (a) Includes 30,000 shares, previously reported, held by certain trusts with respect to which reporting person has no pecuniary interest and disclaims any beneficial ownership.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez For: Barry J. Galt DATE -----END PRIVACY-ENHANCED MESSAGE-----