0001628280-16-020118.txt : 20161018 0001628280-16-020118.hdr.sgml : 20161018 20161018200338 ACCESSION NUMBER: 0001628280-16-020118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161014 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0924 BUSINESS ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONDO CHRIS CENTRAL INDEX KEY: 0001631982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 161941714 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER NAME: FORMER CONFORMED NAME: Kondo Christopher C. DATE OF NAME CHANGE: 20150127 4 1 wf-form4_147683540573594.xml FORM 4 X0306 4 2016-10-14 0 0000320193 APPLE INC AAPL 0001631982 KONDO CHRIS 1 INFINITE LOOP CUPERTINO CA 95014 0 1 0 0 Principal Accounting Officer Common Stock 2016-10-15 4 M 0 4798 A 11582 D Common Stock 2016-10-15 4 F 0 2137 117.63 D 9445 D Restricted Stock Unit 2016-10-14 4 A 0 16578 0 A Common Stock 16578.0 16578 D Restricted Stock Unit 2016-10-15 4 M 0 719 0 D Common Stock 719.0 0 D Restricted Stock Unit 2016-10-15 4 M 0 942 0 D Common Stock 942.0 1882 D Restricted Stock Unit 2016-10-15 4 M 0 993 0 D Common Stock 993.0 3971 D Restricted Stock Unit 2016-10-15 4 M 0 2144 0 D Common Stock 2144.0 12864 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold. This award was granted on October 4, 2016. 12.5% of the award will vest on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date. This award was granted on October 27, 2012. 12.5% of the award vested on April 15, 2013 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2016. This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2017, assuming continued employment through the applicable vesting date. This award was granted on October 10, 2014. 12.5% of the award vested on April 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over a four-year period ending October 15, 2018, assuming continued employment through the applicable vesting date. This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2019, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo 2016-10-18