0001181431-15-008793.txt : 20150721 0001181431-15-008793.hdr.sgml : 20150721 20150721203311 ACCESSION NUMBER: 0001181431-15-008793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150718 FILED AS OF DATE: 20150721 DATE AS OF CHANGE: 20150721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AHRENDTS ANGELA J CENTRAL INDEX KEY: 0001196612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 15998807 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 rrd426012.xml 2015.07.18 AHRENDTS RSU VESTING X0306 4 2015-07-18 0 0000320193 APPLE INC AAPL 0001196612 AHRENDTS ANGELA J 1 INFINITE LOOP CUPERTINO CA 95014 0 1 0 0 Senior Vice President Common Stock 2015-07-18 4 M 0 91959 A 187001 D Common Stock 2015-07-18 4 F 0 47170 129.62 D 139831 D Common Stock 2015-07-20 4 S 0 8886 131.46 D 130945 D Common Stock 2015-07-20 4 S 0 15410 132.22 D 115535 D Common Stock 2015-07-20 4 S 0 704 132.86 D 114831 D Common Stock 2015-07-21 4 S 0 16189 131.03 D 98642 D Common Stock 2015-07-21 4 S 0 3000 131.69 D 95642 D Common Stock 2015-07-21 4 S 0 600 132.76 D 95042 D Restricted Stock Unit 2015-07-18 4 M 0 91959 D Common Stock 91959 91952 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule10b5-1 trading plan adopted by the reporting person on November 21, 2014. This transaction was executed in multiple trades at prices ranging from $130.78 to $131.77; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This transaction was executed in multiple trades at prices ranging from $131.79 to $132.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This transaction was executed in multiple trades at prices ranging from $132.79 to $132.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This transaction was executed in multiple trades at prices ranging from $130.39 to $131.37; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This transaction was executed in multiple trades at prices ranging from $131.40 to $132.29; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This transaction was executed in multiple trades at prices ranging from $132.44 to $132.92; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant. This award was granted on May 1, 2014 for a total of 437,885 restricted stock units. 26% of the award vested on June 1, 2014, 32% on April 1, 2015, and 21% on July 18, 2015 and the remaining restricted stock units vest 15% on June 14, 2016; 3% on June 14, 2017; and 3% on June 14, 2018 assuming continued employment through the applicable vesting date. /s/ Gene Levoff, Attorney-in-fact for Angela J. Ahrendts 2015-07-21