0000320193-23-000047.txt : 20230404 0000320193-23-000047.hdr.sgml : 20230404 20230404183103 ACCESSION NUMBER: 0000320193-23-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Katherine L. CENTRAL INDEX KEY: 0001462356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 23800176 MAIL ADDRESS: STREET 1: APPLE INC. STREET 2: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_168064745080973.xml FORM 4 X0407 4 2023-04-01 0 0000320193 Apple Inc. AAPL 0001462356 Adams Katherine L. ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 SVP, GC and Secretary 1 Common Stock 2022-12-09 5 G 0 E 2275 0 D 425059 D Common Stock 2023-04-01 4 M 0 149684 A 574897 D Common Stock 2023-04-01 4 F 0 77459 164.90 D 497438 D Common Stock 2023-04-03 4 S 0 33407 164.71 D 464031 D Common Stock 2023-04-03 4 S 0 38818 165.81 D 425213 D Restricted Stock Unit 2023-04-01 4 M 0 59064 D Common Stock 59064.0 0 D Restricted Stock Unit 2023-04-01 4 M 0 60932 D Common Stock 60932.0 60932 D Restricted Stock Unit 2023-04-01 4 M 0 29688 D Common Stock 29688.0 59376 D Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on January 31, 2023 of 154 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. This transaction was executed in multiple trades at prices ranging from $164.33 to $165.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $165.33 to $166.28; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 vested on each of April 1, 2022 and April 1, 2023. This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date. This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Katherine L. Adams 2023-04-04