0000320193-21-000069.txt : 20210809 0000320193-21-000069.hdr.sgml : 20210809 20210809183051 ACCESSION NUMBER: 0000320193-21-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210805 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'BRIEN DEIRDRE CENTRAL INDEX KEY: 0001767094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 211157797 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_162854822510730.xml FORM 4 X0306 4 2021-08-05 0 0000320193 Apple Inc. AAPL 0001767094 O'BRIEN DEIRDRE ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 Senior Vice President Common Stock 2021-08-05 4 M 0 31896 A 168014 D Common Stock 2021-08-05 4 F 0 17019 147.06 D 150995 D Common Stock 2021-08-06 4 S 0 14877 145.99 D 136118 D Restricted Stock Unit 2021-08-05 4 M 0 31896 D Common Stock 31896.0 63792 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. This transaction was executed in multiple trades at prices ranging from $145.655 to $146.255; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021 and 31,896 restricted stock units are scheduled to vest on each of August 5, 2022 and August 5, 2023, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien 2021-08-09