0000320193-21-000049.txt : 20210419 0000320193-21-000049.hdr.sgml : 20210419 20210419183035 ACCESSION NUMBER: 0000320193-21-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONDO CHRIS CENTRAL INDEX KEY: 0001631982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 21835746 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER NAME: FORMER CONFORMED NAME: Kondo Christopher C. DATE OF NAME CHANGE: 20150127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_161887141797206.xml FORM 4 X0306 4 2021-04-15 0 0000320193 Apple Inc. AAPL 0001631982 KONDO CHRIS ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 Principal Accounting Officer Common Stock 2021-04-15 4 M 0 17603 A 44637 D Common Stock 2021-04-15 4 F 0 7499 134.50 D 37138 D Restricted Stock Unit 2021-04-15 4 M 0 6372 D Common Stock 6372.0 6368 D Restricted Stock Unit 2021-04-15 4 M 0 4432 D Common Stock 4432.0 13288 D Restricted Stock Unit 2021-04-15 4 M 0 4572 D Common Stock 4572.0 22848 D Restricted Stock Unit 2021-04-15 4 M 0 2227 D Common Stock 2227.0 15586 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on January 29, 2021 of 158 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo 2021-04-19