0000320193-21-000046.txt : 20210405
0000320193-21-000046.hdr.sgml : 20210405
20210405183612
ACCESSION NUMBER: 0000320193-21-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS JEFFREY E
CENTRAL INDEX KEY: 0001496686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 21807261
MAIL ADDRESS:
STREET 1: ONE INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apple Inc.
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0925
BUSINESS ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE INC
DATE OF NAME CHANGE: 20070109
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_161766207883637.xml
FORM 4
X0306
4
2021-04-01
0
0000320193
Apple Inc.
AAPL
0001496686
WILLIAMS JEFFREY E
ONE APPLE PARK WAY
CUPERTINO
CA
95014
0
1
0
0
COO
Common Stock
2021-04-01
4
M
0
257348
A
746838
D
Common Stock
2021-04-01
4
F
0
123481
123
D
623357
D
Common Stock
2021-04-05
4
S
0
133867
125.74
D
489490
D
Restricted Stock Unit
2021-04-01
4
M
0
113348
D
Common Stock
113348.0
0
D
Restricted Stock Unit
2021-04-01
4
M
0
84932
D
Common Stock
84932.0
84932
D
Restricted Stock Unit
2021-04-01
4
M
0
59068
D
Common Stock
59068.0
118128
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021.
The shares are held through Mr. Williams' living trust.
Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.
This transaction was executed in multiple trades at prices ranging from $125.34 to $126.075; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021.
This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date.
This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date.
/s/ Sam Whittington, Attorney-in-Fact for Jeffrey E. Williams
2021-04-05