0000320193-21-000046.txt : 20210405 0000320193-21-000046.hdr.sgml : 20210405 20210405183612 ACCESSION NUMBER: 0000320193-21-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS JEFFREY E CENTRAL INDEX KEY: 0001496686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 21807261 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_161766207883637.xml FORM 4 X0306 4 2021-04-01 0 0000320193 Apple Inc. AAPL 0001496686 WILLIAMS JEFFREY E ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 COO Common Stock 2021-04-01 4 M 0 257348 A 746838 D Common Stock 2021-04-01 4 F 0 123481 123 D 623357 D Common Stock 2021-04-05 4 S 0 133867 125.74 D 489490 D Restricted Stock Unit 2021-04-01 4 M 0 113348 D Common Stock 113348.0 0 D Restricted Stock Unit 2021-04-01 4 M 0 84932 D Common Stock 84932.0 84932 D Restricted Stock Unit 2021-04-01 4 M 0 59068 D Common Stock 59068.0 118128 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on January 29, 2021 of 230 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021. The shares are held through Mr. Williams' living trust. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019. This transaction was executed in multiple trades at prices ranging from $125.34 to $126.075; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on October 14, 2016. 113,352 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 113,348 restricted stock units vested on April 1, 2021. This award was granted on October 15, 2017. 84,932 restricted stock units subject to the award vested on each of April 1, 2020 and April 1, 2021 and 84,932 restricted stock units are scheduled to vest on April 1, 2022, assuming continued employment through the applicable vesting date. This award was granted on September 30, 2018. 59,068 restricted stock units subject to the award vested on April 1, 2021 and 59,064 restricted stock units are scheduled to vest on each of April 1, 2022 and April 1, 2023, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Jeffrey E. Williams 2021-04-05