0000320193-21-000019.txt : 20210203 0000320193-21-000019.hdr.sgml : 20210203 20210203183045 ACCESSION NUMBER: 0000320193-21-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210201 FILED AS OF DATE: 20210203 DATE AS OF CHANGE: 20210203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Katherine L. CENTRAL INDEX KEY: 0001462356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 21587853 MAIL ADDRESS: STREET 1: APPLE INC. STREET 2: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_161239502964926.xml FORM 4 X0306 4 2021-02-01 0 0000320193 Apple Inc. AAPL 0001462356 Adams Katherine L. ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 SVP, GC and Secretary Common Stock 2021-02-01 4 S 0 1908 131.79 D 331673 D Common Stock 2021-02-01 4 S 0 2902 132.85 D 328771 D Common Stock 2021-02-01 4 S 0 4762 133.82 D 324009 D Common Stock 2021-02-01 4 S 0 7428 134.56 D 316581 D This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2020 and modified on August 23, 2020. This transaction was executed in multiple trades at prices ranging from $131.25 to $132.17; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. The number of securities reported reflects the acquisition on January 29, 2021 of 229 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2020 through January 31, 2021. This transaction was executed in multiple trades at prices ranging from $132.26 to $133.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $133.26 to $134.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $134.27 to $135.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. /s/ Sam Whittington, Attorney-in-Fact for Katherine L. Adams 2021-02-03