0000320193-20-000090.txt : 20201019 0000320193-20-000090.hdr.sgml : 20201019 20201019183233 ACCESSION NUMBER: 0000320193-20-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201015 FILED AS OF DATE: 20201019 DATE AS OF CHANGE: 20201019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'BRIEN DEIRDRE CENTRAL INDEX KEY: 0001767094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 201247037 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_160314673986899.xml FORM 4 X0306 4 2020-10-15 0 0000320193 Apple Inc. AAPL 0001767094 O'BRIEN DEIRDRE ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 Senior Vice President Common Stock 2020-10-15 4 M 0 66532 A 202420 D Common Stock 2020-10-15 4 F 0 35332 120.71 D 167088 D Common Stock 2020-10-16 4 S 0 18748 119.58 D 148340 D Common Stock 2020-10-16 4 S 0 12452 120.14 D 135888 D Restricted Stock Unit 2020-10-15 4 M 0 27628 D Common Stock 27628.0 0 D Restricted Stock Unit 2020-10-15 4 M 0 22292 D Common Stock 22292.0 44588 D Restricted Stock Unit 2020-10-15 4 M 0 16612 D Common Stock 16612.0 66448 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019. This transaction was executed in multiple trades at prices ranging from $118.925 to $119.915; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $119.99 to $120.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split. This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split. This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split. /s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien 2020-10-19