0000320193-20-000090.txt : 20201019
0000320193-20-000090.hdr.sgml : 20201019
20201019183233
ACCESSION NUMBER: 0000320193-20-000090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201015
FILED AS OF DATE: 20201019
DATE AS OF CHANGE: 20201019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'BRIEN DEIRDRE
CENTRAL INDEX KEY: 0001767094
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 201247037
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apple Inc.
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE INC
DATE OF NAME CHANGE: 20070109
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_160314673986899.xml
FORM 4
X0306
4
2020-10-15
0
0000320193
Apple Inc.
AAPL
0001767094
O'BRIEN DEIRDRE
ONE APPLE PARK WAY
CUPERTINO
CA
95014
0
1
0
0
Senior Vice President
Common Stock
2020-10-15
4
M
0
66532
A
202420
D
Common Stock
2020-10-15
4
F
0
35332
120.71
D
167088
D
Common Stock
2020-10-16
4
S
0
18748
119.58
D
148340
D
Common Stock
2020-10-16
4
S
0
12452
120.14
D
135888
D
Restricted Stock Unit
2020-10-15
4
M
0
27628
D
Common Stock
27628.0
0
D
Restricted Stock Unit
2020-10-15
4
M
0
22292
D
Common Stock
22292.0
44588
D
Restricted Stock Unit
2020-10-15
4
M
0
16612
D
Common Stock
16612.0
66448
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.
Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
This transaction was executed in multiple trades at prices ranging from $118.925 to $119.915; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $119.99 to $120.39; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.
This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
2020-10-19