0000320193-20-000089.txt : 20201019
0000320193-20-000089.hdr.sgml : 20201019
20201019183033
ACCESSION NUMBER: 0000320193-20-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201015
FILED AS OF DATE: 20201019
DATE AS OF CHANGE: 20201019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KONDO CHRIS
CENTRAL INDEX KEY: 0001631982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 201247034
MAIL ADDRESS:
STREET 1: 1 INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER NAME:
FORMER CONFORMED NAME: Kondo Christopher C.
DATE OF NAME CHANGE: 20150127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apple Inc.
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE INC
DATE OF NAME CHANGE: 20070109
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_160314661733333.xml
FORM 4
X0306
4
2020-10-15
0
0000320193
Apple Inc.
AAPL
0001631982
KONDO CHRIS
ONE APPLE PARK WAY
CUPERTINO
CA
95014
0
1
0
0
Principal Accounting Officer
Common Stock
2020-10-15
4
M
0
23652
A
53244
D
Common Stock
2020-10-15
4
F
0
11528
120.71
D
41716
D
Common Stock
2020-10-16
4
S
0
14840
121.34
D
26876
D
Restricted Stock Unit
2020-10-15
4
M
0
8288
D
Common Stock
8288.0
0
D
Restricted Stock Unit
2020-10-15
4
M
0
6368
D
Common Stock
6368.0
12740
D
Restricted Stock Unit
2020-10-15
4
M
0
4428
D
Common Stock
4428.0
17720
D
Restricted Stock Unit
2020-10-15
4
M
0
4568
D
Common Stock
4568.0
27420
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020.
The number of securities reported reflects the acquisition on July 31, 2020 of 112 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2020 through July 31, 2020.
Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020.
This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split.
This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split.
/s/ Sam Whittington, Attorney-in-Fact for Chris Kondo
2020-10-19