0000320193-20-000089.txt : 20201019 0000320193-20-000089.hdr.sgml : 20201019 20201019183033 ACCESSION NUMBER: 0000320193-20-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201015 FILED AS OF DATE: 20201019 DATE AS OF CHANGE: 20201019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONDO CHRIS CENTRAL INDEX KEY: 0001631982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 201247034 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER NAME: FORMER CONFORMED NAME: Kondo Christopher C. DATE OF NAME CHANGE: 20150127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_160314661733333.xml FORM 4 X0306 4 2020-10-15 0 0000320193 Apple Inc. AAPL 0001631982 KONDO CHRIS ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 Principal Accounting Officer Common Stock 2020-10-15 4 M 0 23652 A 53244 D Common Stock 2020-10-15 4 F 0 11528 120.71 D 41716 D Common Stock 2020-10-16 4 S 0 14840 121.34 D 26876 D Restricted Stock Unit 2020-10-15 4 M 0 8288 D Common Stock 8288.0 0 D Restricted Stock Unit 2020-10-15 4 M 0 6368 D Common Stock 6368.0 12740 D Restricted Stock Unit 2020-10-15 4 M 0 4428 D Common Stock 4428.0 17720 D Restricted Stock Unit 2020-10-15 4 M 0 4568 D Common Stock 4568.0 27420 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Adjusted to reflect Apple's 4-for-1 stock split (the "stock split"), effective on August 28, 2020. The number of securities reported reflects the acquisition on July 31, 2020 of 112 shares, as adjusted to reflect the stock split, of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2020 through July 31, 2020. Shares withheld by Registrant to satisfy the statutory tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2020. This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2020. All share amounts have been adjusted to reflect the stock split. This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split. This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split. This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. All share amounts have been adjusted to reflect the stock split. /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo 2020-10-19