0000320193-20-000045.txt : 20200417
0000320193-20-000045.hdr.sgml : 20200417
20200417183143
ACCESSION NUMBER: 0000320193-20-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200415
FILED AS OF DATE: 20200417
DATE AS OF CHANGE: 20200417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'BRIEN DEIRDRE
CENTRAL INDEX KEY: 0001767094
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 20800844
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apple Inc.
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE INC
DATE OF NAME CHANGE: 20070109
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_158716268511263.xml
FORM 4
X0306
4
2020-04-15
0
0000320193
Apple Inc.
AAPL
0001767094
O'BRIEN DEIRDRE
ONE APPLE PARK WAY
CUPERTINO
CA
95014
0
1
0
0
Senior Vice President
Common Stock
2020-04-15
4
M
0
16634
A
50606
D
Common Stock
2020-04-15
4
F
0
7497
284.43
D
43109
D
Common Stock
2020-04-16
4
S
0
2278
283.82
D
40831
D
Common Stock
2020-04-16
4
S
0
2851
284.52
D
37980
D
Common Stock
2020-04-16
4
S
0
1847
285.66
D
36133
D
Common Stock
2020-04-16
4
S
0
2161
286.82
D
33972
D
Restricted Stock Unit
2020-04-15
4
M
0
6907
D
Common Stock
6907.0
6907
D
Restricted Stock Unit
2020-04-15
4
M
0
5574
D
Common Stock
5574.0
16720
D
Restricted Stock Unit
2020-04-15
4
M
0
4153
D
Common Stock
4153.0
20765
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.
Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
This transaction was executed in multiple trades at prices ranging from $283.25 to $284.13; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $284.265 to $284.79; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $285.27 to $285.895; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $286.47 to $287.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.
This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.
This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien
2020-04-17