0000320193-20-000039.txt : 20200403
0000320193-20-000039.hdr.sgml : 20200403
20200403183143
ACCESSION NUMBER: 0000320193-20-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS JEFFREY E
CENTRAL INDEX KEY: 0001496686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 20775280
MAIL ADDRESS:
STREET 1: ONE INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apple Inc.
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE APPLE PARK WAY
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE INC
DATE OF NAME CHANGE: 20070109
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_158595308536827.xml
FORM 4
X0306
4
2020-04-01
0
0000320193
Apple Inc.
AAPL
0001496686
WILLIAMS JEFFREY E
ONE APPLE PARK WAY
CUPERTINO
CA
95014
0
1
0
0
COO
Common Stock
2020-04-01
4
M
0
85678
A
194007
D
Common Stock
2020-04-01
4
F
0
44616
240.91
D
149391
D
Common Stock
2020-04-02
4
S
0
3849
238.03
D
145542
D
Common Stock
2020-04-02
4
S
0
3039
238.96
D
142503
D
Common Stock
2020-04-02
4
S
0
5266
240.20
D
137237
D
Common Stock
2020-04-02
4
S
0
7454
241.24
D
129783
D
Common Stock
2020-04-02
4
S
0
13783
242.30
D
116000
D
Common Stock
2020-04-02
4
S
0
4449
243.03
D
111551
D
Common Stock
2020-04-02
4
S
0
2377
244.36
D
109174
D
Common Stock
2020-04-02
4
S
0
845
244.98
D
108329
D
Common Stock
13986
I
By Trust
Restricted Stock Unit
2020-04-01
4
M
0
36107
D
Common Stock
36107.0
0
D
Restricted Stock Unit
2020-04-01
4
M
0
28338
D
Common Stock
28338.0
28337
D
Restricted Stock Unit
2020-04-01
4
M
0
21233
D
Common Stock
21233.0
42466
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020.
Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019.
This transaction was executed in multiple trades at prices ranging from $237.44 to $238.43; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $238.44 to $239.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $239.59 to $240.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $240.59 to $241.49; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $241.74 to $242.73; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $242.74 to $243.705; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $243.81 to $244.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This transaction was executed in multiple trades at prices ranging from $244.97 to $244.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020.
This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date.
This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date.
/s/ Sam Whittington, Attorney-in-Fact for Jeffrey E. Williams
2020-04-03