0000320193-20-000039.txt : 20200403 0000320193-20-000039.hdr.sgml : 20200403 20200403183143 ACCESSION NUMBER: 0000320193-20-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIAMS JEFFREY E CENTRAL INDEX KEY: 0001496686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 20775280 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_158595308536827.xml FORM 4 X0306 4 2020-04-01 0 0000320193 Apple Inc. AAPL 0001496686 WILLIAMS JEFFREY E ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 COO Common Stock 2020-04-01 4 M 0 85678 A 194007 D Common Stock 2020-04-01 4 F 0 44616 240.91 D 149391 D Common Stock 2020-04-02 4 S 0 3849 238.03 D 145542 D Common Stock 2020-04-02 4 S 0 3039 238.96 D 142503 D Common Stock 2020-04-02 4 S 0 5266 240.20 D 137237 D Common Stock 2020-04-02 4 S 0 7454 241.24 D 129783 D Common Stock 2020-04-02 4 S 0 13783 242.30 D 116000 D Common Stock 2020-04-02 4 S 0 4449 243.03 D 111551 D Common Stock 2020-04-02 4 S 0 2377 244.36 D 109174 D Common Stock 2020-04-02 4 S 0 845 244.98 D 108329 D Common Stock 13986 I By Trust Restricted Stock Unit 2020-04-01 4 M 0 36107 D Common Stock 36107.0 0 D Restricted Stock Unit 2020-04-01 4 M 0 28338 D Common Stock 28338.0 28337 D Restricted Stock Unit 2020-04-01 4 M 0 21233 D Common Stock 21233.0 42466 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The number of securities reported reflects the acquisition on January 31, 2020 of 120 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2019 through January 31, 2020. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2019. This transaction was executed in multiple trades at prices ranging from $237.44 to $238.43; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $238.44 to $239.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $239.59 to $240.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $240.59 to $241.49; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $241.74 to $242.73; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $242.74 to $243.705; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $243.81 to $244.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This transaction was executed in multiple trades at prices ranging from $244.97 to $244.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on October 5, 2015. 36,108 restricted stock units subject to the award vested on each of April 1, 2018 and April 1, 2019 and 36,107 restricted stock units vested on April 1, 2020. This award was granted on October 14, 2016. 28,338 restricted stock units subject to the award vested on each of April 1, 2019 and April 1, 2020 and 28,337 restricted stock units are scheduled to vest on April 1, 2021, assuming continued employment through the applicable vesting date. This award was granted on October 15, 2017. 21,233 restricted stock units subject to the award vested on April 1, 2020 and 21,233 restricted stock units are scheduled to vest on each of April 1, 2021 and April 1, 2022, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Jeffrey E. Williams 2020-04-03