0000320193-18-000147.txt : 20181115 0000320193-18-000147.hdr.sgml : 20181115 20181115183111 ACCESSION NUMBER: 0000320193-18-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Katherine L. CENTRAL INDEX KEY: 0001462356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 181188277 MAIL ADDRESS: STREET 1: APPLE INC. STREET 2: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_154232465480280.xml FORM 4 X0306 4 2018-11-13 0 0000320193 APPLE INC AAPL 0001462356 Adams Katherine L. ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 SVP, GC and Secretary Common Stock 2018-11-13 4 M 0 14371 A 22535 D Common Stock 2018-11-13 4 F 0 7019 192.23 D 15516 D Restricted Stock Unit 2018-11-13 4 M 0 14371 D Common Stock 14371.0 28740 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on July 31, 2018 of 149 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2018 through July 31, 2018. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. This award was granted on November 13, 2017. 14,371 restricted stock units subject to the award vested on each of May 13, 2018 and November 13, 2018 and 14,370 restricted stock units are scheduled to vest on each of November 13, 2019 and November 13, 2020, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Katherine L. Adams 2018-11-15