0000320193-17-000059.txt : 20171017 0000320193-17-000059.hdr.sgml : 20171017 20171017184306 ACCESSION NUMBER: 0000320193-17-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171015 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maestri Luca CENTRAL INDEX KEY: 0001513362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 171141517 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_150828017246106.xml FORM 4 X0306 4 2017-10-15 0 0000320193 APPLE INC AAPL 0001513362 Maestri Luca 1 INFINITE LOOP CUPERTINO CA 95014 0 1 0 0 Senior Vice President, CFO Common Stock 2017-10-15 4 M 0 12558 A 70023 D Common Stock 2017-10-15 4 F 0 6815 156.99 D 63208 D Restricted Stock Unit 2017-10-01 5 A 0 E 64885 0 A Common Stock 64885.0 64885 D Restricted Stock Unit 2017-10-15 4 A 0 63699 0 A Common Stock 63699.0 63699 D Restricted Stock Unit 2017-10-15 4 M 0 12558 D Common Stock 12558.0 0 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Shares withheld by Registrant to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. Vesting of these restricted stock units depends on Apple's relative total shareholder return from the first day of Apple's fiscal 2018 and ending with the last day of Apple's fiscal 2020. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest on October 1, 2020, with the vesting percentage determined based on actual performance. These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2020, April 1, 2021 and April 1, 2022. This award was granted on October 7, 2013. 12.5% of the award vested on April 15, 2014 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2017. /s/ Sam Whittington, Attorney-in-Fact for Luca Maestri 2017-10-17