0000320193-17-000017.txt : 20170817
0000320193-17-000017.hdr.sgml : 20170817
20170817183057
ACCESSION NUMBER: 0000320193-17-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170815
FILED AS OF DATE: 20170817
DATE AS OF CHANGE: 20170817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KONDO CHRIS
CENTRAL INDEX KEY: 0001631982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36743
FILM NUMBER: 171039693
MAIL ADDRESS:
STREET 1: 1 INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER NAME:
FORMER CONFORMED NAME: Kondo Christopher C.
DATE OF NAME CHANGE: 20150127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLE INC
CENTRAL INDEX KEY: 0000320193
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 942404110
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
BUSINESS PHONE: (408) 996-1010
MAIL ADDRESS:
STREET 1: ONE INFINITE LOOP
CITY: CUPERTINO
STATE: CA
ZIP: 95014
FORMER COMPANY:
FORMER CONFORMED NAME: APPLE COMPUTER INC
DATE OF NAME CHANGE: 19970808
4
1
wf-form4_150300904326605.xml
FORM 4
X0306
4
2017-08-15
0
0000320193
APPLE INC
AAPL
0001631982
KONDO CHRIS
1 INFINITE LOOP
CUPERTINO
CA
95014
0
1
0
0
Principal Accounting Officer
Common Stock
2017-08-15
4
M
0
675
A
12021
D
Common Stock
2017-08-15
4
F
0
340
161.60
D
11681
D
Common Stock
2017-08-16
4
S
0
6209
161.96
D
5472
D
Restricted Stock Unit
2017-08-15
4
M
0
675
D
Common Stock
675.0
1350
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
The number of securities reported reflects the acquisition on July 31, 2017 of 58 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2017 through July 31, 2017.
Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units.
This transaction was executed in multiple trades at prices ranging from $161.9601 to $161.9564; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date.
/s/ Sam Whittington, Attorney-in-Fact for Chris Kondo
2017-08-17