0000320193-17-000017.txt : 20170817 0000320193-17-000017.hdr.sgml : 20170817 20170817183057 ACCESSION NUMBER: 0000320193-17-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KONDO CHRIS CENTRAL INDEX KEY: 0001631982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 171039693 MAIL ADDRESS: STREET 1: 1 INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER NAME: FORMER CONFORMED NAME: Kondo Christopher C. DATE OF NAME CHANGE: 20150127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLE INC CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE INFINITE LOOP CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wf-form4_150300904326605.xml FORM 4 X0306 4 2017-08-15 0 0000320193 APPLE INC AAPL 0001631982 KONDO CHRIS 1 INFINITE LOOP CUPERTINO CA 95014 0 1 0 0 Principal Accounting Officer Common Stock 2017-08-15 4 M 0 675 A 12021 D Common Stock 2017-08-15 4 F 0 340 161.60 D 11681 D Common Stock 2017-08-16 4 S 0 6209 161.96 D 5472 D Restricted Stock Unit 2017-08-15 4 M 0 675 D Common Stock 675.0 1350 D Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on July 31, 2017 of 58 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2017 through July 31, 2017. Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. This transaction was executed in multiple trades at prices ranging from $161.9601 to $161.9564; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on August 13, 2014. 12.5% of the award vested on February 15, 2015 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending August 15, 2018, assuming continued employment through the applicable vesting date. /s/ Sam Whittington, Attorney-in-Fact for Chris Kondo 2017-08-17