-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SzQmMDuHrzasVVrZXOhrZ2qv6O6mfoofHuFp4bETs0oOmdJY5TB8OlJpJ+HJnHv1 cQFfJWORpDMqqlJxiP70pQ== 0001477558-10-000002.txt : 20100428 0001477558-10-000002.hdr.sgml : 20100428 20100428112804 ACCESSION NUMBER: 0001477558-10-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091228 FILED AS OF DATE: 20100428 DATE AS OF CHANGE: 20100428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fullbright Finance Ltd CENTRAL INDEX KEY: 0001477766 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 10775783 BUSINESS ADDRESS: STREET 1: NO. 859, PANXU ROAD CITY: SUZHOU STATE: F4 ZIP: 215002 BUSINESS PHONE: 0086-512-68207173 MAIL ADDRESS: STREET 1: NO. 859, PANXU ROAD CITY: SUZHOU STATE: F4 ZIP: 215002 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-28 0 0000320017 NeoStem, Inc. NBS 0001477766 Fullbright Finance Ltd NO. 859, PANXU ROAD, CANGLANG DISTRICT SUZHOU CITY F4 215002 CHINA 0 0 1 0 Common Stock, par value $0.001 per share 2009-12-28 4 P 0 203338 0 A 3250770 D Upon the achievement of certain business milestones, 203,338 shares of common stock, par value $0.001 per share, were issued to the reporting person. Mingsheng Shi, by:/s/ Kevin K. Tung, Esq., Attorney-in-fact 2010-04-28 -----END PRIVACY-ENHANCED MESSAGE-----