0001144204-15-048795.txt : 20150813 0001144204-15-048795.hdr.sgml : 20150813 20150813110130 ACCESSION NUMBER: 0001144204-15-048795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150812 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Caladrius Biosciences, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VATERS ROBERT S CENTRAL INDEX KEY: 0001200883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 151049356 MAIL ADDRESS: STREET 1: C/O ORTHOFIX INC. STREET 2: 800 BOYLSTON STREET, 39TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199 4 1 v418104_4.xml OWNERSHIP DOCUMENT X0306 4 2015-08-12 0 0000320017 Caladrius Biosciences, Inc. CLBS 0001200883 VATERS ROBERT S C/O CALADRIUS BIOSCIENCES, INC. 420 LEXINGTON AVENUE, SUITE 350 NEW YORK NY 10170 1 1 0 0 President & CFO Common Stock, par value $0.001 per share 2015-08-12 4 P 0 12385 1.3469 A 228750 D Robert S. Vaters By: /s/ Paige E. Cooperman, Esq., Attorney-In-Fact 2015-08-13