0001144204-15-048795.txt : 20150813
0001144204-15-048795.hdr.sgml : 20150813
20150813110130
ACCESSION NUMBER: 0001144204-15-048795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150812
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caladrius Biosciences, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 350
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 350
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VATERS ROBERT S
CENTRAL INDEX KEY: 0001200883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 151049356
MAIL ADDRESS:
STREET 1: C/O ORTHOFIX INC.
STREET 2: 800 BOYLSTON STREET, 39TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199
4
1
v418104_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-08-12
0
0000320017
Caladrius Biosciences, Inc.
CLBS
0001200883
VATERS ROBERT S
C/O CALADRIUS BIOSCIENCES, INC.
420 LEXINGTON AVENUE, SUITE 350
NEW YORK
NY
10170
1
1
0
0
President & CFO
Common Stock, par value $0.001 per share
2015-08-12
4
P
0
12385
1.3469
A
228750
D
Robert S. Vaters By: /s/ Paige E. Cooperman, Esq., Attorney-In-Fact
2015-08-13