-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NweTP5clfl/YDlElgDjuAjvYAZzG/cdll5LPDHN4RECTGbZ4jfsB1XZMqHLleVAq SrcRbSWUxgq8sIZb+PRCwQ== 0000319902-06-000020.txt : 20061113 0000319902-06-000020.hdr.sgml : 20061110 20061113122120 ACCESSION NUMBER: 0000319902-06-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 EFFECTIVENESS DATE: 20061113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY MANAGEMENT ASSOCIATES LLC CENTRAL INDEX KEY: 0000319902 IRS NUMBER: 061656168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01267 FILM NUMBER: 061206969 BUSINESS ADDRESS: STREET 1: 55 W MONROE STREET 2: SUITE 2550 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3129306850 MAIL ADDRESS: STREET 1: 55 WEST MONROE STREET 2: SUITE 2550 CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: FIDUCIARY MANAGEMENT ASSOCIATES INC DATE OF NAME CHANGE: 19990406 FORMER COMPANY: FORMER CONFORMED NAME: BLOCK INVESTMENT MANAGEMENT SERVICES INC DATE OF NAME CHANGE: 19810130 13F-HR 1 q306.txt 3RD QUARTER 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13-F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2006 Check here if Amendment; [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fiduciary Management Associates, LLC Address: 55 West Monroe Street Suite #2550 Chicago, Illinois 60603 13F File Number: 28-1267 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of reporting manager: Candice L. Melcher Chief Compliance Officer (312) 930-6850 Signature:__________________ Place: Chicago,Illinois Date: November 13, 2006 Report Type (Check only one): [ X ] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. List of other managers reporting for this Manager: I am signing this report as required by the Securities Exchange Act of 1934. FIDUCIARY MANAGEMENT ASSOCIATES, LLC FORM 13F SUMMARY PAGE AS OF DATE: 09/30/06 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 137 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,004,037,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME FIDUCIARY MANAGEMENT ASSOCIATES, LLC FORM 13F INFORMATION TABLE AS OF DATE: 09/30/06 TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------------ --------- --------- -------- ----------- ---- ------- ------ ------- -------- -------- 3M COMPANY COM 88579Y101 3066 41200 SH SOLE 39200 0 2000 A T & T INC COM 00206R102 13424 412300 SH SOLE 339000 0 73300 AARON RENTS INC CL B COM 002535201 7156 311400 SH SOLE 263400 0 48000 ABBOTT LABS COM 002824100 3827 78800 SH SOLE 75600 0 3200 AETNA U S HEALTHCARE INC COM 00817Y108 324 8200 SH SOLE 8000 0 200 ALLSTATE CORP COM 020002101 9143 145750 SH SOLE 116450 0 29300 ALLTEL CORP COM 020039103 7046 126950 SH SOLE 104750 0 22200 AMERICAN EXPRESS CO COM 025816109 10322 184050 SH SOLE 153575 0 30475 AMERICAN INTL GROUP INC COM 026874107 11915 179818 SH SOLE 144865 0 34953 ATMI INC COM 00207R101 6183 212700 SH SOLE 179900 0 32800 BANK OF AMERICA COM 060505104 22297 416227 SH SOLE 329807 0 86420 BANK OF THE OZARKS INC COM 063904106 8705 257000 SH SOLE 217300 0 39700 CAPITAL ONE FINL CORP COM 14040H105 3713 47200 SH SOLE 34000 0 13200 CAPITOL BANCORP LTD COM 14056D105 6528 146700 SH SOLE 124100 0 22600 CAREMARK RX INC. COM 141705103 8250 145575 SH SOLE 123975 0 21600 CARTER'S INC. COM 146229109 8289 314100 SH SOLE 265700 0 48400 CATERPILLAR TRACTOR COM 149123101 461 7000 SH SOLE 7000 0 0 CENTURY ALUM CO COM 156431108 6869 204122 SH SOLE 173222 0 30900 CHATTEM INC COM 162456107 6694 190600 SH SOLE 160100 0 30500 CHEVRONTEXACO CORPORATION COM 166764100 259 4000 SH SOLE 4000 0 0 CISCO SYSTEMS COM 17275R102 11429 497350 SH SOLE 432650 0 64700 CITIGROUP INC. COM 172967101 19580 394200 SH SOLE 314200 0 80000 COCA COLA CO COM 191216100 1281 28672 SH SOLE 4000 0 24672 COHERENT INC COM 192479103 6741 194500 SH SOLE 164500 0 30000 COMCAST CORP NEW COM CL A COM 20030N101 16579 449300 SH SOLE 361550 0 87750 COMMSCOPE INC COM 203372107 7811 237700 SH SOLE 200500 0 37200 COMTECH TELECOMMUNICATIONS CCO COM 205826209 7633 228000 SH SOLE 192900 0 35100 CONOCOPHILLIPS COM 20825C104 9125 153287 SH SOLE 124468 0 28819 CONSOLIDATED COMM HLDGS INC CO COM 209034107 6316 337600 SH SOLE 285500 0 52100 CVS CORPORATION COM 126650100 11989 373250 SH SOLE 310450 0 62800 DEAN FOODS CO NEW COM 242370104 6454 153600 SH SOLE 126600 0 27000 DELPHI FINL GROUP INC CL A COM 247131105 6702 168050 SH SOLE 140650 0 27400 DISNEY WALT PRODUCTIONS COM 254687106 9523 308075 SH SOLE 251950 0 56125 EAST WEST BANCORP INC COM 27579R104 6100 154000 SH SOLE 129700 0 24300 EASTGROUP PPTYS INC COM 277276101 8466 169800 SH SOLE 143500 0 26300 EMERSON ELEC CO COM 291011104 294 3500 SH SOLE 3500 0 0 EMPIRE DIST ELEC CO COM 291641108 6846 305900 SH SOLE 259500 0 46400 ENSCO INTL INC COM 26874Q100 250 5700 SH SOLE 5100 0 600 EQUITY INNS INC COM 294703103 6876 431900 SH SOLE 365300 0 66600 ESCO TECHNOLOGIES INC COM 296315104 5691 123600 SH SOLE 104400 0 19200 EXELON CORP COM 30161N101 12775 211025 SH SOLE 163975 0 47050 EXXON CORPORATION COM 30231G102 27313 407052 SH SOLE 334188 0 72864 FIRST ST BANCORPORATION COM 336453105 6651 256100 SH SOLE 216300 0 39800 FIRSTMERIT CORP COM 337915102 8496 366700 SH SOLE 310000 0 56700 FISHER SCIENTIFIC INTL INC COM 338032204 8943 114300 SH SOLE 95950 0 18350 FLIR SYS INC COM 302445101 6948 255800 SH SOLE 216500 0 39300 FORWARD AIR CORP COM 349853101 6811 205834 SH SOLE 174134 0 31700 GENERAL ELEC CO COM 369604103 23973 679127 SH SOLE 550600 0 128527 GENZYME CORP COM-GEN DIV COM 372917104 4025 59650 SH SOLE 56600 0 3050 GEVITY HR INC COM 374393106 6034 264881 SH SOLE 223381 0 41500 GOLDMAN SACHS GROUP INC COM 38141G104 9657 57085 SH SOLE 48250 0 8835 HAEMONETICS COM 405024100 7539 161100 SH SOLE 136300 0 24800 HAIN CELESTIAL GROUP INC COM 405217100 4764 186382 SH SOLE 157682 0 28700 HANMI FINL CORP COM 410495105 7169 365768 SH SOLE 309468 0 56300 HEALTHWAYS INC COM 422245100 5410 121300 SH SOLE 102700 0 18600 HENRY JACK & ASSOC INC COM 426281101 7069 324400 SH SOLE 274300 0 50100 HEWLETT PACKARD CO COM 428236103 12137 330800 SH SOLE 280900 0 49900 HIBBETT SPORTING GOODS INC COM 428565105 3673 140300 SH SOLE 119000 0 21300 HOME PPTYS NY INC COM 437306103 6333 110800 SH SOLE 93600 0 17200 ILLINOIS TOOL WORKS INC COM 452308109 1091 24300 SH SOLE 24000 0 300 INTEGRA LIFESCIENCES CORP COM 457985208 8051 214800 SH SOLE 181700 0 33100 INTERLINE BRANDS COM 458743101 6938 281100 SH SOLE 237500 0 43600 INTERNATIONAL BUSINESS MACHINE COM 459200101 328 4000 SH SOLE 4000 0 0 INTERNATIONAL GAME TECH COM 459902102 3160 76150 SH SOLE 72700 0 3450 ISHARES TR RUSSL 2000 INDX ETF 464287655 3895 54100 SH SOLE 54100 0 0 J & J SNACK FOODS CORP COM 466032109 6592 211964 SH SOLE 179364 0 32600 J.P. MORGAN CHASE & CO COM 46625H100 15215 323990 SH SOLE 254265 0 69725 JARDEN CORP COM 471109108 8114 246100 SH SOLE 207450 0 38650 LEHMAN BROS HLDGS INC COM 524908100 620 8400 SH SOLE 8400 0 0 LINCOLN NATL CORP IND COM 534187109 7239 116600 SH SOLE 94600 0 22000 LKQ CORP COM 501889208 6408 291685 SH SOLE 246785 0 44900 LOWES CO COM 548661107 224 8000 SH SOLE 8000 0 0 MANPOWER INC COM 56418H100 6155 100450 SH SOLE 83200 0 7250 MARRIOTT INTL INC NEW CL A COM 571903202 3615 93550 SH SOLE 89200 0 4350 MCDONALDS CORP COM 580135101 9931 253850 SH SOLE 210425 0 43425 MCGRAW HILL INC COM 580645109 557 9600 SH SOLE 9600 0 0 MELLON FINL CORP COM 58551A108 6283 160700 SH SOLE 132800 0 27900 MERITAGE HOMES CORP COM 59001A102 4223 101500 SH SOLE 85900 0 15600 MERRILL LYNCH INC COM 590188108 10968 140215 SH SOLE 112065 0 28150 MICROSEMI CORP COM 595137100 6147 326118 SH SOLE 276718 0 49400 MICROSOFT CORP COM 594918104 13153 480930 SH SOLE 412380 0 68550 MID-AMER APT CMNTYS INC COM 59522J103 8301 135600 SH SOLE 114000 0 21600 MONSTER WORLDWIDE INC COM 611742107 5613 155100 SH SOLE 128300 0 26800 MOOG INC CL A COM 615394202 6714 193700 SH SOLE 163200 0 30500 MOTOROLA INC COM 620076109 13263 530500 SH SOLE 446850 0 83650 NEW JERSEY RES CORP COM 646025106 8085 164000 SH SOLE 138000 0 26000 NOBLE CORPORATION COM G65422100 6001 93510 SH SOLE 78210 0 15300 NORFOLK SOUTHERN CORP COM 655844108 4312 97900 SH SOLE 72200 0 25700 NORTHERN TRUST CORP COM 665859104 248 4250 SH SOLE 4000 0 250 OCEANEERING INTL INC COM 675232102 6908 224300 SH SOLE 190000 0 34300 OMNICARE INC COM 681904108 6899 160100 SH SOLE 133900 0 26200 ORACLE SYS CORP COM 68389X105 7783 438750 SH SOLE 418650 0 20100 OWENS & MINOR INC NEW COM 690732102 7200 218900 SH SOLE 185100 0 33800 PENNEY J C INC COM 708160106 8932 130600 SH SOLE 108600 0 22000 PENNSYLVANIA REAL ESTATE INVSH COM 709102107 8548 200800 SH SOLE 169900 0 30900 PEPSICO INC COM 713448108 10133 155275 SH SOLE 135250 0 20025 PFIZER INC COM 717081103 14622 515600 SH SOLE 407000 0 108600 PHELPS DODGE CORP COM 717265102 6386 75400 SH SOLE 62100 0 13300 PLACER SIERRA BANCSHARES COM 726079106 4586 206500 SH SOLE 174800 0 31700 PNM RES INC COM 69349H107 6118 221900 SH SOLE 186700 0 35200 POLYMEDICA INC COM 731738100 8549 199700 SH SOLE 168300 0 31400 PRAXAIR INC COM 74005P104 8271 139800 SH SOLE 112500 0 27300 PRECISION CASTPARTS CORP COM 740189105 3152 49900 SH SOLE 47400 0 2500 PROASSURANCE CORP COM 74267C106 6539 132700 SH SOLE 112300 0 20400 PROCTER & GAMBLE COM 742718109 15712 253500 SH SOLE 204100 0 49400 PROSPERITY BANCSHARES INC COM 743606105 6205 182300 SH SOLE 152600 0 29700 PRUDENTIAL FINANCIAL COM 744320102 9215 120850 SH SOLE 96125 0 24725 QUALCOM CORP COM 747525103 931 25600 SH SOLE 25600 0 0 QUEST DIAGNOSTICS INC COM 74834L100 5945 97200 SH SOLE 92800 0 4400 RALCORP HLDGS INC NEW COM 751028101 5662 117400 SH SOLE 98900 0 18500 ROLLINS INC COM 775711104 7289 345300 SH SOLE 292100 0 53200 SAFECO CORP COM 786429100 476 8080 SH SOLE 8080 0 0 SCHLUMBERGER COM 806857108 13653 220100 SH SOLE 176200 0 43900 SIMON PPTY GROUP INC NEW COM 828806109 6226 68700 SH SOLE 56700 0 12000 SONIC CORP COM 835451105 7577 335100 SH SOLE 278750 0 56350 SRA INTL INC CL A COM 78464R105 6893 229300 SH SOLE 193900 0 35400 ST PAUL COS INC COM 792860108 10371 221168 SH SOLE 176749 0 44419 TARGET CORP COM 87612E106 276 5000 SH SOLE 5000 0 0 TELLABS INC COM 879664100 3095 282400 SH SOLE 270500 0 11900 TEXAS INSTRUMENTS INC COM 882508104 2913 87600 SH SOLE 83800 0 3800 TXU CORP COM 873168108 10231 163650 SH SOLE 131550 0 32100 U S BANCORP COM 902973304 8667 260900 SH SOLE 206800 0 54100 UNITED TECHNOLOGIES CORP COM 913017109 10551 166550 SH SOLE 139000 0 27550 UNIVERSAL AMERN FINL CORP COM 913377107 7228 449800 SH SOLE 380600 0 69200 URS CORP NEW COM 903236107 6526 167800 SH SOLE 141900 0 25900 VARIAN MED SYS INC COM 92220P105 278 5200 SH SOLE 5200 0 0 VERIZON COMMUNICATIONS COM 92343V104 9761 262900 SH SOLE 207600 0 55300 WACHOVIA GROUP COM 929903102 9542 171000 SH SOLE 136400 0 34600 WAL MART STORES INC COM 931142103 3235 65600 SH SOLE 62725 0 2875 WELLS FARGO NEW COM 949746101 10762 297450 SH SOLE 233650 0 63800 WILLIAMS SCOTSMAN INTL INC COM 96950G102 6395 299400 SH SOLE 253000 0 46400 WOLVERINE WORLD WIDE INC COM 978097103 6857 242200 SH SOLE 203300 0 38900 WORLD FUEL SVCS CORP COM 981475106 7042 174100 SH SOLE 147400 0 26700 WYETH COM 983024100 12943 254575 SH SOLE 215675 0 38900 W-H ENERGY SVCS INC COM 92925E108 6789 163700 SH SOLE 138800 0 24900 XTO ENERGY INC COM 98385X106 8902 211300 SH SOLE 169300 0 42000 ZIMMER HLDGS INC COM 98956P102 3942 58400 SH SOLE 55500 0 2900 LINE COUNT: 137
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