0001181431-11-033772.txt : 20110531
0001181431-11-033772.hdr.sgml : 20110530
20110531211359
ACCESSION NUMBER: 0001181431-11-033772
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101231
FILED AS OF DATE: 20110531
DATE AS OF CHANGE: 20110531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEZWIREK PHILLIP
CENTRAL INDEX KEY: 0000897715
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07099
FILM NUMBER: 11883303
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP
CENTRAL INDEX KEY: 0000003197
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 132566064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3120 FORRER STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45209
BUSINESS PHONE: 4165936543
MAIL ADDRESS:
STREET 1: 505 UNIVERSITY AVENUE
STREET 2: SUITE 1400
CITY: TORONTO
STATE: A6
ZIP: M5G 1X3
FORMER COMPANY:
FORMER CONFORMED NAME: API ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC
DATE OF NAME CHANGE: 19851210
5
1
rrd309300.xml
FORM 5
X0303
5
2010-12-31
0
0
1
0000003197
CECO ENVIRONMENTAL CORP
CECE
0000897715
DEZWIREK PHILLIP
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
1
1
1
0
Chairman
Common Stock
2009-10-09
4
S
0
113
4.17
D
1754860
I
By Icarus Investment Corp.
Common Stock
2009-10-12
4
S
0
926
4.19
D
1753934
I
By Icarus Investment Corp.
Common Stock
2009-10-14
4
S
0
5786
4.20
D
1748148
I
By Icarus Investment Corp.
Common Stock
2009-10-15
4
S
0
5000
4.19
D
1743148
I
By Icarus Investment Corp.
Common Stock
2009-10-19
4
S
0
2000
4.23
D
1741148
I
By Icarus Investment Corp.
Common Stock
2009-10-20
4
S
0
2000
4.23
D
1739148
I
By Icarus Investment Corp.
Common Stock
2009-10-22
4
S
0
2000
4.05
D
1737148
I
By Icarus Investment Corp.
Common Stock
2009-11-04
4
P
0
25390
3.30
A
1762538
I
By Icarus Investment Corp.
Common Stock
2009-11-05
4
P
0
4800
3.56
A
1767338
I
By Icarus Investment Corp.
Common Stock
2009-11-06
4
P
0
8050
3.52
A
1775388
I
By Icarus Investment Corp.
Common Stock
2009-11-09
4
P
0
8000
3.76
A
1783388
I
By Icarus Investment Corp.
Common Stock
2009-11-16
4
P
0
3000
3.80
A
1786388
I
By Icarus Investment Corp.
Common Stock
2009-11-19
4
P
0
5000
3.77
A
1791388
I
By Icarus Investment Corp.
Common Stock
2009-11-20
4
P
0
500
3.88
A
1791888
I
By Icarus Investment Corp.
Common Stock
2009-11-23
4
P
0
3500
3.75
A
1795388
I
By Icarus Investment Corp.
Common Stock
2009-11-27
4
P
0
969
4.10
A
1796357
I
By Icarus Investment Corp.
Common Stock
2009-11-30
4
P
0
1500
4.18
A
1797857
I
By Icarus Investment Corp.
Common Stock
2009-12-03
4
P
0
3500
4.10
A
1801357
I
By Icarus Investment Corp.
Common Stock
2009-12-04
4
P
0
2000
4.09
A
1803357
I
By Icarus Investment Corp.
Common Stock
2009-12-08
4
P
0
1429
4.13
A
1804786
I
By Icarus Investment Corp.
Common Stock
2009-12-09
4
S
0
2000
4.20
D
1802786
I
By Icarus Investment Corp.
Common Stock
2009-12-11
4
P
0
500
4.14
A
1803286
I
By Icarus Investment Corp.
Common Stock
2009-12-15
4
P
0
1000
4.00
A
1804286
I
By Icarus Investment Corp.
Common Stock
2009-12-16
4
P
0
4000
4.13
A
1808286
I
By Icarus Investment Corp.
Common Stock
2009-12-17
4
P
0
100
4.10
A
1808386
I
By Icarus Investment Corp.
Common Stock
2009-12-18
4
P
0
1600
4.04
A
1809986
I
By Icarus Investment Corp.
Common Stock
2009-12-21
4
P
0
2000
4.03
A
1811986
I
By Icarus Investment Corp.
Common Stock
2009-12-22
4
P
0
200
4.00
A
1812186
I
By Icarus Investment Corp.
Common Stock
2009-12-23
4
P
0
1050
3.99
A
1813236
I
By Icarus Investment Corp.
Common Stock
2009-12-28
4
P
0
250
3.95
A
1813486
I
By Icarus Investment Corp.
In connection with this transaction, Icarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.18 to $4.21, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased or sold, as applicable, at each separate price within the ranges set forth in footnotes 2 through 18 in this Form 5.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.48, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.59, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $4.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.71 to $3.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $3.77, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 to $3.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.25, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.07 to $4.20, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.08 to $4.09, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.16, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.15, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.11, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.01, inclusive.
Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein.
4 of 8.
/s/ Phillip DeZwirek
2011-05-31