0001181431-11-033772.txt : 20110531 0001181431-11-033772.hdr.sgml : 20110530 20110531211359 ACCESSION NUMBER: 0001181431-11-033772 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110531 DATE AS OF CHANGE: 20110531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEZWIREK PHILLIP CENTRAL INDEX KEY: 0000897715 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 11883303 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3120 FORRER STREET CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 505 UNIVERSITY AVENUE STREET 2: SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5G 1X3 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 5 1 rrd309300.xml FORM 5 X0303 5 2010-12-31 0 0 1 0000003197 CECO ENVIRONMENTAL CORP CECE 0000897715 DEZWIREK PHILLIP 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 1 1 0 Chairman Common Stock 2009-10-09 4 S 0 113 4.17 D 1754860 I By Icarus Investment Corp. Common Stock 2009-10-12 4 S 0 926 4.19 D 1753934 I By Icarus Investment Corp. Common Stock 2009-10-14 4 S 0 5786 4.20 D 1748148 I By Icarus Investment Corp. Common Stock 2009-10-15 4 S 0 5000 4.19 D 1743148 I By Icarus Investment Corp. Common Stock 2009-10-19 4 S 0 2000 4.23 D 1741148 I By Icarus Investment Corp. Common Stock 2009-10-20 4 S 0 2000 4.23 D 1739148 I By Icarus Investment Corp. Common Stock 2009-10-22 4 S 0 2000 4.05 D 1737148 I By Icarus Investment Corp. Common Stock 2009-11-04 4 P 0 25390 3.30 A 1762538 I By Icarus Investment Corp. Common Stock 2009-11-05 4 P 0 4800 3.56 A 1767338 I By Icarus Investment Corp. Common Stock 2009-11-06 4 P 0 8050 3.52 A 1775388 I By Icarus Investment Corp. Common Stock 2009-11-09 4 P 0 8000 3.76 A 1783388 I By Icarus Investment Corp. Common Stock 2009-11-16 4 P 0 3000 3.80 A 1786388 I By Icarus Investment Corp. Common Stock 2009-11-19 4 P 0 5000 3.77 A 1791388 I By Icarus Investment Corp. Common Stock 2009-11-20 4 P 0 500 3.88 A 1791888 I By Icarus Investment Corp. Common Stock 2009-11-23 4 P 0 3500 3.75 A 1795388 I By Icarus Investment Corp. Common Stock 2009-11-27 4 P 0 969 4.10 A 1796357 I By Icarus Investment Corp. Common Stock 2009-11-30 4 P 0 1500 4.18 A 1797857 I By Icarus Investment Corp. Common Stock 2009-12-03 4 P 0 3500 4.10 A 1801357 I By Icarus Investment Corp. Common Stock 2009-12-04 4 P 0 2000 4.09 A 1803357 I By Icarus Investment Corp. Common Stock 2009-12-08 4 P 0 1429 4.13 A 1804786 I By Icarus Investment Corp. Common Stock 2009-12-09 4 S 0 2000 4.20 D 1802786 I By Icarus Investment Corp. Common Stock 2009-12-11 4 P 0 500 4.14 A 1803286 I By Icarus Investment Corp. Common Stock 2009-12-15 4 P 0 1000 4.00 A 1804286 I By Icarus Investment Corp. Common Stock 2009-12-16 4 P 0 4000 4.13 A 1808286 I By Icarus Investment Corp. Common Stock 2009-12-17 4 P 0 100 4.10 A 1808386 I By Icarus Investment Corp. Common Stock 2009-12-18 4 P 0 1600 4.04 A 1809986 I By Icarus Investment Corp. Common Stock 2009-12-21 4 P 0 2000 4.03 A 1811986 I By Icarus Investment Corp. Common Stock 2009-12-22 4 P 0 200 4.00 A 1812186 I By Icarus Investment Corp. Common Stock 2009-12-23 4 P 0 1050 3.99 A 1813236 I By Icarus Investment Corp. Common Stock 2009-12-28 4 P 0 250 3.95 A 1813486 I By Icarus Investment Corp. In connection with this transaction, Icarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.18 to $4.21, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased or sold, as applicable, at each separate price within the ranges set forth in footnotes 2 through 18 in this Form 5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.48, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.45 to $3.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.59, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $4.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.71 to $3.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.76 to $3.77, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.88 to $3.90, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.25, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.07 to $4.20, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.08 to $4.09, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.05 to $4.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.10 to $4.15, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.11, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.01, inclusive. Filer is President of Icarus Investment Corp. and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, if any, therein. 4 of 8. /s/ Phillip DeZwirek 2011-05-31