0001181431-11-033770.txt : 20110531
0001181431-11-033770.hdr.sgml : 20110530
20110531210932
ACCESSION NUMBER: 0001181431-11-033770
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20101231
FILED AS OF DATE: 20110531
DATE AS OF CHANGE: 20110531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP
CENTRAL INDEX KEY: 0000003197
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 132566064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3120 FORRER STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45209
BUSINESS PHONE: 4165936543
MAIL ADDRESS:
STREET 1: 505 UNIVERSITY AVENUE
STREET 2: SUITE 1400
CITY: TORONTO
STATE: A6
ZIP: M5G 1X3
FORMER COMPANY:
FORMER CONFORMED NAME: API ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC
DATE OF NAME CHANGE: 19851210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEZWIREK JASON
CENTRAL INDEX KEY: 0000946589
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07099
FILM NUMBER: 11883298
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
FORMER NAME:
FORMER CONFORMED NAME: DEZWIREK JASON LOUIS
DATE OF NAME CHANGE: 19950613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Icarus Investment Corp.
CENTRAL INDEX KEY: 0001298063
STATE OF INCORPORATION: A6
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07099
FILM NUMBER: 11883299
BUSINESS ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
BUSINESS PHONE: (416) 593-6543
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
FORMER NAME:
FORMER CONFORMED NAME: Can-Med Technology, Inc.
DATE OF NAME CHANGE: 20040722
5
1
rrd309323.xml
FORM 5
X0303
5
2010-12-31
0
0
1
0000003197
CECO ENVIRONMENTAL CORP
CECE
0001298063
Icarus Investment Corp.
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
0
0
1
0
0000946589
DEZWIREK JASON
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
1
1
1
0
Secretary
Common Stock
2009-05-01
4
P
0
200
3.79
A
1846838
D
Common Stock
2009-05-06
4
S
0
16465
3.90
D
1830373
D
Common Stock
2009-05-07
4
S
0
16370
4.42
D
1814003
D
Common Stock
2009-05-12
4
P
0
4000
3.90
A
1818003
D
Common Stock
2009-05-18
4
P
0
5000
3.51
A
1823003
D
Common Stock
2009-05-20
4
S
0
1476
3.68
D
1821527
D
Common Stock
2009-05-22
4
S
0
7500
3.51
D
1814027
D
Common Stock
2009-05-26
4
S
0
1782
3.50
D
1812245
D
Common Stock
2009-05-27
4
S
0
1218
3.50
D
1811027
D
Common Stock
2009-05-28
4
S
0
1218
3.50
D
1809809
D
Common Stock
2009-05-29
4
S
0
2000
3.48
D
1807809
D
Common Stock
2009-06-04
4
S
0
4500
3.56
D
1803309
D
Common Stock
2009-06-05
4
S
0
8100
3.64
D
1795209
D
Common Stock
2009-06-08
4
S
0
3534
3.68
D
1791675
D
Common Stock
2009-06-09
4
S
0
400
3.69
D
1791275
D
Common Stock
2009-06-10
4
S
0
10000
3.67
D
1781275
D
Common Stock
2009-06-11
4
S
0
2364
3.76
D
1778911
D
Common Stock
2009-06-12
4
S
0
2430
3.61
D
1776481
D
Common Stock
2009-06-24
4
S
0
4406
3.77
D
1772075
D
Common Stock
2009-06-26
4
S
0
19177
3.84
D
1752898
D
Common Stock
2009-07-23
4
S
0
1750
4.00
D
1751148
D
Common Stock
2009-08-11
4
P
0
20000
2.71
A
1771148
D
Common Stock
2009-08-12
4
P
0
25000
2.69
A
1796148
D
Common Stock
2009-09-17
4
S
0
15000
3.95
D
1781148
D
Common Stock
2009-09-18
4
S
0
6500
4.08
D
1774648
D
Common Stock
2009-09-21
4
S
0
6700
4.16
D
1767948
D
Common Stock
2009-09-22
4
S
0
9900
4.19
D
1758048
D
Common Stock
2009-09-23
4
S
0
314
4.21
D
1757734
D
Common Stock
2009-10-01
4
P
0
200
3.89
A
1757934
D
Common Stock
2009-10-08
4
S
0
2961
4.15
D
1754973
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.77 to $4.08, inclusive. The reporting person undertakes to provide to CECO Environmental Corp., any security holder of CECO Environmental Corp., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold or purchased, as applicable, at each separate price within the ranges set forth in footnote 1 and footnotes 3 through 22 in this Form 5.
In connection with this transaction, Icarus Investment Corp. has voluntarily remitted appropriate profits to CECO Environmental Corp., pursuant to Section 16(b) of the Securities Exchange Act of 1934.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.51, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.83 to $4.18, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.50 to $3.55, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.53, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.54 to $3.60, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.70, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.67 to $3.69, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.52 to $3.78, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.79, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.60 to $3.75, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $3.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.99, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.04, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.74, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.68 to $2.70, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.13, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.18, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.17 to $4.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.14 to $4.17, inclusive.
These securities are owned directly by Icarus Investment Corp., a ten percent owner of the issuer, and indirectly by Jason DeZwirek as an officer of the corporation. Jason DeZwirek is a director, officer (secretary), and ten percent owner of the issuer.
3 of 6
/s/ Phillip DeZwirek, President of Icarus Investment Corp.
2011-05-31
/s/ Jason DeZwirek
2011-05-31