UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8–K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 31, 2023
CANADIAN DERIVATIVES CLEARING CORPORATION
(Exact name of registrant as specified in its
charter)
Commission File Number: 002-69458
_____________________________________
| Canada | N/A | |
| (State or other jurisdiction of incorporation) | (IRS Employer Identification No.) |
1800-1190 av des Canadiens-de-Montréal, P.O.
Box 37
Montreal, Quebec, Canada
H3B 0G7
(Address of principal executive offices, including zip code)
514-871-3545
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| 99.1 | List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of January 31, 2023. |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| By: | /s/ George Kormas | |
| Name: | George Kormas | |
| Title: | President | |
| Date: | February 10, 2023 | |
EXHIBIT INDEX
EXHIBIT 99.1
Canadian Derivatives Clearing Corporation
(Options as of January 31, 2023)
| Options on ETF -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| 3iQ CoinShares Bitcoin ETF | BTCQ | BTCQ |
| 3iQ Coinshares Ether ETF | ETHQ | ETHQ |
| BetaPro Canadian Gold Miners -2x Daily Bear ETF | HGD | HGD |
| BetaPro Canadian Gold Miners 2x Daily Bull ETF | HGU | HGU |
| BetaPro Crude Oil Inverse Leveraged Daily Bear ETF | HOD | HOD |
| BetaPro Crude Oil Inverse Leveraged Daily Bear ETF | HOD1 | HOD1 |
| BetaPro Natural Gas Inverse Leveraged Daily Bear ETF | HND | HND |
| BetaPro Natural Gas Inverse Leveraged Daily Bear ETF | HND2 | HND2 |
| BetaPro Natural Gas Leveraged Daily Bull ETF | HNU | HNU |
| BMO Aggregate Bond Index ETF | ZAG | ZAG |
| BMO Equal Weight Banks Index ETF | ZEB | ZEB |
| BMO Equal Weight US Banks Hedged to CAD Index ETF | ZUB | ZUB |
| BMO Equal Weight US Banks Index ETF CAD Units | ZBK | ZBK |
| BMO Equal Weight Utilities Index ETF | ZUT | ZUT |
| BMO High Yield US Corporate Bond Hedged to CAD Index ETF | ZHY | ZHY |
| BMO Low Volatility Canadian Equity ETF | ZLB | ZLB |
| BMO MSCI EAFE Hedged to CAD Index ETF | ZDM | ZDM |
| BMO MSCI USA High Quality Index ETF | ZUQ | ZUQ |
| BMO Nasdaq 100 Equity Hedged to CAD Index ETF | ZQQ | ZQQ |
| BMO S&P 500 Hedged to CAD Index ETF | ZUE | ZUE |
| BMO S&P 500 Index ETF | ZSP | ZSP |
| BMO S&P/TSX Capped Composite Index ETF | ZCN | ZCN |
| BMO S&P/TSX Laddered Preferred Share Index ETF | ZPR | ZPR |
| CI Galaxy Bitcoin ETF | BTCX | BTCX.B |
| 1 |
| Options on ETF -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| CI Galaxy Ethereum ETF | ETHX | ETHX.B |
| Ether ETF | ETHR | ETHR |
| Evolve Bitcoin ETF Canadian dollar denominated units | EBIT | EBIT |
| Evolve FANGMA Index ETF | TECH | TECH |
| Horizons Active Preferred Share ETF | HPR | HPR |
| Horizons Marijuana Life Sciences Index ETF | HMMJ | HMMJ |
| Horizons Marijuana Life Sciences Index ETF | HMMJ2 | HMMJ2 |
| Horizons Marijuana Life Sciences Index ETF | HMMJ3 | HMMJ3 |
| Horizons NASDAQ 100 Index ETF | HXQ | HXQ |
| Horizons Pipelines & Energy Services Index ETF | HOG | HOG |
| Horizons S&P/TSX 60 Index ETF | HXT | HXT |
| iShares Canadian Select Dividend Index ETF | XDV | XDV |
| iShares Core Canadian Corporate Bond Index ETF | XCB | XCB |
| iShares Core Canadian Short Term Bond Index ETF | XSB | XSB |
| iShares Core S&P 500 Index ETF (CAD-Hedged) | XSP | XSP |
| iShares Core S&P/TSX Capped Composite Index ETF | XIC | XIC |
| iShares MSCI EAFE Index ETF (CAD-Hedged) | XIN | XIN |
| iShares S&P/TSX 60 Index ETF | XIU | XIU |
| iShares S&P/TSX Capped Energy Index ETF | XEG | XEG |
| iShares S&P/TSX Capped Financials Index ETF | XFN | XFN |
| iShares S&P/TSX Capped REIT Index ETF | XRE | XRE |
| iShares S&P/TSX Global Gold Index ETF | XGD | XGD |
| iShares U.S. Small Cap Index ETF (CAD-Hedged) | XSU | XSU |
| Purpose Bitcoin ETF CAD ETF Non-currency Hedged Units | BTCC | BTCC.B |
| Purpose Ether ETF | ETHH | ETHH.B |
| Vanguard Canadian Aggregate Bond Index ETF | VAB | VAB |
| 2 |
| Options on ETF -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Vanguard Canadian Short-Term Bond Index ETF | VSB | VSB |
| Vanguard Canadian Short-Term Corporate Bond Index ETF | VSC | VSC |
| Vanguard S&P 500 Index ETF | VFV | VFV |
| Index Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| S&P/TSX 60 Index Standard Options | SXO | TX60 |
| S&P/TSX Capped Utilities Index Options | SXV | TTUT |
| S&P/TSX Composite Index Banks (Industry Group) Options | SXJ | TXBA |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| AcuityAds Holdings Inc. | AT | AT |
| Aecon Group Inc. | ARE | ARE |
| Agnico Eagle Mines Limited | AEM | AEM |
| Air Canada | AC | AC |
| Alamos Gold Inc. | AGI | AGI |
| Alaris Royalty Corp. | AD | AD u |
| Algoma Steel Group Inc. | ASTL | ASTL |
| Algonquin Power & Utilities Corp. | AQN | AQN |
| Alimentation Couche Tard Inc., Cl. B | ATD | ATD |
| Allied Properties Real Estate Investment Trust | AP | AP u |
| AltaGas Ltd. | ALA | ALA |
| Altus Group Limited | AIF | AIF |
| ARC Resources Ltd. | ARX | ARX |
| Aritzia Inc. | ATZ | ATZ |
| Artis Real Estate Investment Trust | AX | AX u |
| 3 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| ATCO Ltd. Cl. I | ACO | ACO.X |
| ATS Corporation | ATS | ATS |
| Aurora Cannabis Inc. | ACB | ACB |
| AutoCanada Inc. | ACQ | ACQ |
| B2Gold Corp. | BTO | BTO |
| Badger Infrastructure Solutions Ltd. | BDGI | BDGI |
| Ballard Power Systems Inc. | BLDP | BLDP |
| Bank of Montreal | BMO | BMO |
| Bank of Nova Scotia (The) | BNS | BNS |
| Barrick Gold Corporation | ABX | ABX |
| Bausch Health Companies Inc. | BHC | BHC |
| Baytex Energy Corp. | BTE | BTE |
| BCE Inc. | BCE | BCE |
| Birchcliff Energy Limited | BIR | BIR |
| Bitfarms Ltd | BITF | BITF |
| BlackBerry Limited | BB | BB |
| Boardwalk Real Estate Investment Trust | BEI | BEIu |
| Bombardier Inc., Cl. B | BBD | BBD.B |
| Bombardier Inc., Cl. B | BBD1 | BBD1 |
| Boralex Inc. Class A Shares | BLX | BLX |
| Brookfield Asset Management Inc., Cl. A | BAM | BAM |
| Brookfield Asset Management Inc., Cl. A | BN1 | BN1 |
| Brookfield Corporation | BN | BN |
| Brookfield Infrastructure Partners L.P. | BIP | BIPu |
| Brookfield Infrastructure Partners L.P. | BIP1 | BIP1 |
| Brookfield Renewable Corporation | BEPC | BEPC |
| Brookfield Renewable Partners L.P. | BEP | BEPu |
| 4 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| BRP Inc. | DOO | DOO |
| CAE Inc. | CAE | CAE |
| Cameco Corporation | CCO | CCO |
| Canaccord Genuity Group Inc. | CF | CF |
| Canada Goose Holdings Inc. | GOOS | GOOS |
| Canadian Apartment Properties Real Estate Investment Trust | CAR | CARu |
| Canadian Imperial Bank of Commerce | CM | CM |
| Canadian National Railway Company | CNR | CNR |
| Canadian Natural Resources Limited | CNQ | CNQ |
| Canadian Pacific Railway Limited | CP | CP |
| Canadian Tire Corporation Limited, Cl. A | CTC | CTC.A |
| Canadian Utilities Limited, Cl. A | CU | CU |
| Canadian Western Bank | CWB | CWB |
| Canfor Corporation | CFP | CFP |
| Canopy Growth Corporation | WEED | WEED |
| Capital Power Corporation | CPX | CPX |
| Capstone Mining Corp. | CS | CS |
| Cardinal Energy Ltd. | CJ | CJ |
| Cascades Inc. | CAS | CAS |
| CCL Industries Inc., Cl. B | CCL | CCL.B |
| Celestica Inc. | CLS | CLS |
| Cenovus Energy Inc. | CVE | CVE |
| Centerra Gold Inc. | CG | CG |
| CGI Inc., Cl. A | GIB | GIB.A |
| Champion Iron Limited | CIA | CIA |
| Charlotte’s Web Holdings Inc. | CWEB | CWEB |
| Chartwell Retirement Residences | CSH | CSHu |
| 5 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Chemtrade Logistics Income Fund | CHE | CHEu |
| Choice Properties Real Estate Investment Trust | CHP | CHPu |
| CI Financial Corp. | CIX | CIX |
| Cineplex Inc. | CGX | CGX |
| Cogeco Communications Inc. | CCA | CCA |
| Converge Technology Solutions Corp. | CTS | CTS |
| CORUS Entertainment Inc., Cl. B | CJR | CJR.B |
| Crescent Point Energy Corp. | CPG | CPG |
| Crombie Real Estate Investment Trust | CRR | CRRu |
| Cronos Group Inc. | CRON | CRON |
| Definity Financial Corporation | DFY | DFY |
| Descartes Systems Group Inc. | DSG | DSG |
| Dollarama Inc. | DOL | DOL |
| Dorel Industries Inc. Cl. B | DII | DII.B |
| Dream Industrial Real Estate Investment Trust | DIR | DIRu |
| Dream Office Real Estate Investment Trust | D | D u |
| Dundee Precious Metals Inc. | DPM | DPM |
| Dye & Durham Limited | DND | DND |
| ECN Capital Corp. | ECN | ECN |
| Eldorado Gold Corp. | ELD | ELD |
| Element Fleet Management Corp. | EFN | EFN |
| Emera Inc. | EMA | EMA |
| Empire Company Limited, Cl. A | EMP | EMP.A |
| Enbridge Inc. | ENB | ENB |
| Endeavour Mining Corporation | EDV | EDV |
| Endeavour Silver Corp. | EDR | EDR |
| Energy Fuels Inc. | EFR | EFR |
| 6 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Enerplus Resources Fund | ERF | ERF |
| Enthusiast Gaming Holdings Inc. | EGLX | EGLX |
| Equinox Gold Corp | EQX | EQX |
| Ero Copper Corp. | ERO | ERO |
| Extendicare Inc. | EXE | EXE |
| Filo Mining Corp. | FIL | FIL |
| Finning International Inc. | FTT | FTT |
| First Capital Real Estate Investment Trust | FCR | FCRu |
| First Majestic Silver Corp. | FR | FR |
| First Quantum Minerals Ltd. | FM | FM |
| Fortis Inc. | FTS | FTS |
| Fortuna Silver Mines Inc. | FVI | FVI |
| Franco-Nevada Corp. | FNV | FNV |
| Freehold Royalties Ltd. | FRU | FRU |
| Frontera Energy Corporation | FEC | FEC |
| Galaxy Digital Holdings Ltd. | GLXY | GLXY |
| George Weston Limited | WN | WN |
| GFL Environmental Inc. | GFL | GFL |
| Gibson Energy Inc. | GEI | GEI |
| Gildan Activewear Inc. | GIL | GIL |
| GoodFood Market Corp. | FOOD | FOOD |
| Granite Real Estate Investment Trust Inc. | GRT | GRTu |
| Great-West Lifeco Inc. | GWO | GWO |
| Groupe Aeroplan Inc. | AIM | AIM |
| Headwater Exploration Inc. | HWX | HWX |
| HEXO Corp. | HEXO2 | HEXO2 |
| Home Capital Group Inc. | HCG | HCG |
| 7 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Hudbay Minerals Inc. | HBM | HBM |
| Hut 8 Mining Corp. | HUT | HUT |
| Hydro One Limited | H | H |
| iA Financial Corporation Inc. | IAG | IAG |
| IAMGOLD Corporation | IMG | IMG |
| IGM Financial Inc. | IGM | IGM |
| Imperial Oil Limited | IMO | IMO |
| Innergex Renewable Energy Inc. | INE | INE |
| Intact Financial Corporation | IFC | IFC |
| Inter Pipeline Ltd. | IPL2 | IPL2 |
| Interfor Corporation | IFP | IFP |
| Ivanhoe Mines Ltd. | IVN | IVN |
| K92 Mining Inc. | KNT | KNT |
| Karora Resources Inc. | KRR | KRR |
| Keyera Corp. | KEY | KEY |
| Kinaxis Inc. | KXS | KXS |
| Kinross Gold Corporation | K | K |
| Labrador Iron Ore Royalty Corporation | LIF | LIF |
| Laurentian Bank of Canada | LB | LB |
| Lifeworks Inc. | LWRK1 | LWRK1 |
| Lightspeed POS Inc. | LSPD | LSPD |
| Linamar Corporation | LNR | LNR |
| Lion Electric Company | LEV | LEV |
| Lithium Americas | LAC | LAC |
| Loblaw Companies Ltd. | L | L |
| Lundin Gold Inc. | LUG | LUG |
| Lundin Mining Corporation | LUN | LUN |
| 8 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| MAG Silver Corp. | MAG | MAG |
| Magna International Inc | MG | MG |
| Major Drilling Group International Inc. | MDI | MDI |
| Manulife Financial Corporation | MFC | MFC |
| Maple Leaf Foods Inc. | MFI | MFI |
| Martinrea International Inc. | MRE | MRE |
| Maxar Technologies Ltd. | MAXR | MAXR |
| MEG Energy Corp. | MEG | MEG |
| Methanex Corporation | MX | MX |
| Metro Inc. | MRU | MRU |
| Mullen Group Ltd. | MTL | MTL |
| National Bank of Canada | NA | NA |
| New Gold Inc. | NGD | NGD |
| Newmont Corporation | NGT | NGT |
| NexGen Energy Ltd. | NXE | NXE |
| NFI Group Inc. | NFI | NFI |
| Northland Power Inc. | NPI | NPI |
| NorthWest Healthcare Properties Real Estate Investment Trust | NWH | NWHu |
| NovaGold Resources Inc. | NG | NG |
| Nutrien Ltd. | NTR | NTR |
| Nuvei Corporation | NVEI | NVEI |
| Obsidian Energy Ltd. | OBE | OBE |
| OceanaGold Corporation | OGC | OGC |
| Onex Corporation | ONEX | ONEX |
| Open Text Corp. | OTEX | OTEX |
| 9 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Organigram Holdings Inc. | OGI | OGI |
| Orla Mining Ltd | OLA | OLA |
| Osisko Gold Royalties Ltd. | OR | OR |
| Osisko Mining Corp. | OSK | OSK |
| Ovintiv Inc. | OVV | OVV |
| Pan American Silver Corporation | PAAS | PAAS |
| Paramount Resources Ltd. | POU | POU |
| Parex Resources Inc. | PXT | PXT |
| Parkland Fuel Corporation | PKI | PKI |
| Pembina Pipeline Corporation | PPL | PPL |
| Peyto Exploration & Development Corp. | PEY | PEY |
| Power Corporation of Canada | POW | POW |
| PrairieSky Royalty Ltd. | PSK | PSK |
| Precision Drilling Corporation | PD | PD |
| Premium Brands Holdings Corporation | PBH | PBH |
| Primaris Retail Real Estate Investment Trust | PMZ | PMZu |
| Primo Water Corporation | PRMW | PRMW |
| Pyrogenesis Canada Inc. | PYR | PYR |
| Quebecor Inc., Cl. B | QBR | QBR.B |
| Real Matters Inc. | REAL | REAL |
| Resolute Forest Products Inc. | RFP | RFP |
| Restaurant Brands International | QSR | QSR |
| RioCan Real Estate Investment Trust | REI | REIu |
| Ritchie Bros. Auctioneers Incorporated | RBA | RBA |
| Rogers Communications Inc., Cl. B | RCI | RCI.B |
| 10 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Royal Bank of Canada | RY | RY |
| Russel Metals Inc. | RUS | RUS |
| Sandstorm Gold Ltd. | SSL | SSL |
| Saputo Inc. | SAP | SAP |
| Savaria Corporation | SIS | SIS |
| Seabridge Gold Inc. | SEA | SEA |
| Secure Energy Services Inc. | SES | SES |
| Shaw Communications Inc., Cl. B | SJR | SJR.B |
| ShawCor Ltd., Cl. A | SCL | SCL |
| Shopify Inc. Cl. A | SHOP | SHOP |
| Sienna Senior Living Inc. | SIA | SIA |
| Silvercorp Metals Inc. | SVM | SVM |
| SilverCrest Metals Inc. | SIL | SIL |
| SmartCentres Real Estate Investment Trust | SRU | SRUu |
| SNC-Lavalin Group Inc. | SNC | SNC |
| Spin Master Corp. | TOY | TOY |
| SSR Mining Inc. | SSRM | SSRM |
| Stantec Inc. | STN | STN |
| Stelco Holdings Inc. | STLC | STLC |
| Stella-Jones Inc. | SJ | SJ |
| Summit Industrial Income REIT | SMU | SMUu |
| Sun Life Financial | SLF | SLF |
| Suncor Energy Inc. | SU | SU |
| SunOpta, Inc. | SOY | SOY |
| Superior Plus Corp. | SPB | SPB |
| 11 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| Tamarack Valley Energy Ltd. | TVE | TVE |
| TC Energy Corporation | TRP | TRP |
| Teck Resources Limited, Cl. B | TECK | TECK.B |
| TELUS Corporation | T | T |
| Telus International Cda Inc. | TIXT | TIXT |
| TFI International Inc. | TFII | TFII |
| The Valens Company Inc | VLNS1 | VLNS1 |
| Thomson Reuters Corporation | TRI | TRI |
| Tilray Inc. | TLRY | TLRY |
| TMX Group Limited | X | X |
| Topaz Energy Corp. | TPZ | TPZ |
| Torex Gold Resources Inc. | TXG | TXG |
| Toromont Industries Ltd. | TIH | TIH |
| Toronto-Dominion Bank (The) | TD | TD |
| Tourmaline Oil Corp. | TOU | TOU |
| TransAlta Corporation | TA | TA |
| TransAlta Renewable Inc. | RNW | RNW |
| Transcontinental Inc., Cl. A | TCL | TCL.A |
| Tricon Capital Group Inc. | TCN | TCN |
| Trisura Group Ltd. | TSU | TSU |
| Uni-Select Inc. | UNS | UNS |
| Verde AgriTech Plc | NPK | NPK |
| Vermilion Energy Inc. | VET | VET |
| Victoria Gold Corp. | VGCX | VGCX |
| Waste Connections Inc. | WCN | WCN |
| WELL Health Technologies Corp. | WELL | WELL |
| Wesdome Gold Mines Ltd. | WDO | WDO |
| 12 |
| Equity Options -- Name of Underlying Instrument | Option Symbol |
Underlying Symbol |
| West Fraser Timber Co. Ltd. | WFG | WFG |
| Westport Fuel Systems Inc. | WPRT | WPRT |
| Westshore Terminals Investment Corporation | WTE | WTE |
| Wheaton Precious Metals Corp. | WPM | WPM |
| Whitecap Resources Inc. | WCP | WCP |
| WSP Global Inc. | WSP | WSP |
| Yamana Gold Inc. | YRI | YRI |
| 13 |