UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8–K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 31, 2021
CANADIAN DERIVATIVES CLEARING CORPORATION
(Exact name of registrant as specified in its
charter)
Commission File Number: 002-69458
_____________________________________
Canada | N/A | |
(State or other jurisdiction of incorporation) | (IRS Employer Identification No.) |
1800-1190 av des Canadiens-de-Montréal, P.O.
Box 37
Montreal, Quebec, Canada
H3B 0G7
(Address of principal executive offices, including zip code)
514-871-3545
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1 | List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of March 31, 2021. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: | /s/ Jean-Francois Bertrand | |
Name: | Jean-Francois Bertrand | |
Title: | Interim President | |
Date: April 5th, 2021 |
By: | /s/ Cheryl Graden | |
Name: | Cheryl Graden | |
Title: | Secretary | |
Date: April 6th, 2021 |
EXHIBIT INDEX
Exhibit Number |
Description | |
99. 1 | List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of March 31, 2021. |
Exhibit 99.1
Index and ETF options Name of underlying instrument |
Option symbol |
Underlying symbol |
BetaPro Canadian Gold Miners -2x Daily Bear ETF | HGD | HGD |
BetaPro Canadian Gold Miners 2x Daily Bull ETF | HGU | HGU |
BetaPro Crude Oil -1x Daily Bear ETF | HOD | HOD |
BetaPro Natural Gas -2x Daily Bear ETF | HND | HND |
BetaPro Natural Gas 2x Daily Bull ETF | HNU | HNU |
BMO Aggregate Bond Index ETF | ZAG | ZAG |
BMO Equal Weight Banks Index ETF | ZEB | ZEB |
BMO Equal Weight US Banks Hedged to CAD Index ETF | ZUB | ZUB |
BMO Equal Weight US Banks Index ETF CAD Units | ZBK | ZBK |
BMO Equal Weight Utilities Index ETF | ZUT | ZUT |
BMO High Yield US Corporate Bond Hedged to CAD Index ETF | ZHY | ZHY |
BMO Low Volatility Canadian Equity ETF | ZLB | ZLB |
BMO MSCI EAFE Hedged to CAD Index ETF | ZDM | ZDM |
BMO Nasdaq 100 Equity Hedged to CAD Index ETF | ZQQ | ZQQ |
BMO S&P 500 Hedged to CAD Index ETF | ZUE | ZUE |
BMO S&P 500 Index ETF | ZSP | ZSP |
BMO S&P/TSX Capped Composite Index ETF | ZCN | ZCN |
BMO S&P/TSX Laddered Preferred Share Index ETF | ZPR | ZPR |
Evolve Bitcoin ETF Canadian dollar denominated units | EBIT | EBIT |
Horizons Active Preferred Share ETF | HPR | HPR |
Horizons Marijuana Life Sciences Index ETF | HMMJ | HMMJ |
Horizons S&P/TSX 60 Index ETF | HXT | HXT |
iShares Canadian Corporate Bond Index ETF | XCB | XCB |
iShares Canadian Select Dividend Index ETF | XDV | XDV |
iShares Core Canadian Short Term Bond Index ETF | XSB | XSB |
iShares Core S&P 500 Index ETF (CAD-Hedged) | XSP | XSP |
Index and ETF options Name of underlying instrument |
Option symbol |
Underlying symbol |
iShares Core S&P/TSX Capped Composite Index ETF | XIC | XIC |
iShares MSCI EAFE Index ETF (CAD-Hedged) | XIN | XIN |
iShares S&P/TSX 60 Index ETF | XIU | XIU |
iShares S&P/TSX Capped Energy Index ETF | XEG | XEG |
iShares S&P/TSX Capped Financials Index ETF | XFN | XFN |
iShares S&P/TSX Capped REIT Index Fund | XRE | XRE |
iShares S&P/TSX Global Gold Index ETF | XGD | XGD |
iShares U.S. Small Cap Index ETF (CAD-Hedged) | XSU | XSU |
Purpose Bitcoin ETF CAD ETF Non-currency Hedged Units | BTCC | BTCC.B |
S&P/TSX 60 Index Standard Options | SXO | TX60 |
S&P/TSX Capped Utilities Index Options | SXV | TTUT |
S&P/TSX Composite Index Banks (Industry Group) Options | SXJ | TXBA |
Vanguard Canadian Aggregate Bond Index ETF | VAB | VAB |
Vanguard Canadian Short-Term Bond Index ETF | VSB | VSB |
Vanguard Canadian Short-Term Corporate Bond Index ETF | VSC | VSC |
Vanguard S&P 500 Index ETF | VFV | VFV |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Aecon Group Inc. | ARE | ARE |
AGF Management Ltd., Cl. B | AGF | AGF.B |
Agnico Eagle Mines Limited | AEM | AEM |
Air Canada | AC | AC |
Alamos Gold Inc. | AGI | AGI |
Alaris Royalty Corp. | AD | AD u |
Algonquin Power & Utilities Corp. | AQN | AQN |
Alimentation Couche Tard Inc., Cl. B | ATD | ATD.B |
2 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Allied Properties Real Estate Investment Trust | AP | AP u |
AltaGas Ltd. | ALA | ALA |
Altus Group Limited | AIF | AIF |
Aphria Inc. | APHA | APHA |
ARC Resources Ltd. | ARX | ARX |
Aritzia Inc. | ATZ | ATZ |
Artis Real Estate Investment Trust | AX | AX u |
ATCO Ltd. Cl. I | ACO | ACO.X |
ATS Automation Tooling Systems Inc. | ATA | ATA |
Aurinia Pharmaceuticals Inc. | AUP | AUP |
Aurora Cannabis Inc. | ACB | ACB |
Aurora Cannabis Inc. | ACB1 | ACB1 |
AutoCanada Inc. | ACQ | ACQ |
B2Gold Corp. | BTO | BTO |
Badger Daylighting Ltd. | BAD | BAD |
Ballard Power Systems Inc. | BLDP | BLDP |
Bank of Montreal | BMO | BMO |
Bank of Nova Scotia (The) | BNS | BNS |
Barrick Gold Corporation | ABX | ABX |
Bausch Health Companies Inc. | BHC | BHC |
Baytex Energy Corp. | BTE | BTE |
BCE Inc. | BCE | BCE |
Birchcliff Energy Limited | BIR | BIR |
BlackBerry Limited | BB | BB |
Boardwalk Real Estate Investment Trust | BEI | BEIu |
Bombardier Inc., Cl. B | BBD | BBD.B |
Boralex Inc. Class A Shares | BLX | BLX |
3 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Boyd Group Services Inc. | BYD | BYD |
Brookfield Asset Management Inc., Cl. A | BAM | BAM.A |
Brookfield Business Partners L.P. | BBU | BBUu |
Brookfield Infrastructure Partners L.P. | BIP | BIPu |
Brookfield Property Partners L.P. | BPY | BPYu |
Brookfield Renewable Partners L.P. | BEP | BEPu |
Brookfield Renewable Partners L.P. | BEP2 | BEP2 |
BRP Inc. | DOO | DOO |
CAE Inc. | CAE | CAE |
Cameco Corporation | CCO | CCO |
Canaccord Genuity Group Inc. | CF | CF |
Canada Goose Holdings Inc. | GOOS | GOOS |
Canadian Apartment Properties Real Estate Investment Trust | CAR | CARu |
Canadian Imperial Bank of Commerce | CM | CM |
Canadian National Railway Company | CNR | CNR |
Canadian Natural Resources Limited | CNQ | CNQ |
Canadian Pacific Railway Limited | CP | CP |
Canadian Tire Corporation Limited, Cl. A | CTC | CTC.A |
Canadian Utilities Limited, Cl. A | CU | CU |
Canadian Western Bank | CWB | CWB |
Canfor Corporation | CFP | CFP |
Canopy Growth Corporation | WEED | WEED |
Capital Power Corporation | CPX | CPX |
Cardinal Energy Ltd. | CJ | CJ |
Cascades Inc. | CAS | CAS |
CCL Industries Inc., Cl. B | CCL | CCL.B |
Celestica Inc. | CLS | CLS |
4 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Cenovus Energy Inc. | CVE | CVE |
Cenovus Energy Inc. | CVE1 | CVE1 |
Centerra Gold Inc. | CG | CG |
CGI Inc., Cl. A | GIB | GIB.A |
Champion Iron Limited | CIA | CIA |
Charlotte’s Web Holdings Inc. | CWEB | CWEB |
Chartwell Retirement Residences | CSH | CSHu |
Chemtrade Logistics Income Fund | CHE | CHEu |
CI Financial Corp. | CIX | CIX |
Cineplex Inc. | CGX | CGX |
Cogeco Communications Inc. | CCA | CCA |
Colliers International Group Inc. Subordinate Voting | CIGI | CIGI |
Cominar Real Estate Investment Trust | CUF | CUFu |
CORUS Entertainment Inc., Cl. B | CJR | CJR.B |
Crescent Point Energy Corp. | CPG | CPG |
Crombie Real Estate Investment Trust | CRR | CRRu |
Cronos Group Inc. | CRON | CRON |
Descartes Systems Group Inc. | DSG | DSG |
Dollarama Inc. | DOL | DOL |
Domtar Corporation | UFS | UFS |
Dream Industrial Real Estate Investment Trust | DIR | DIRu |
Dream Office Real Estate Investment Trust | D | D u |
DREAM Unlimited Corp. | DRM | DRM |
Dundee Precious Metals Inc. | DPM | DPM |
Dye & Durham Limited | DND | DND |
Eldorado Gold Corp. | ELD | ELD |
Element Fleet Management Corp. | EFN | EFN |
5 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Emera Inc. | EMA | EMA |
Empire Company Limited, Cl. A | EMP | EMP.A |
Enbridge Inc. | ENB | ENB |
Endeavour Mining Corporation | EDV | EDV |
Endeavour Mining Corporation | EDV2 | EDV2 |
Endeavour Silver Corp. | EDR | EDR |
Enerflex Ltd. | EFX | EFX |
Enerplus Resources Fund | ERF | ERF |
Equinox Gold Corp | EQX | EQX |
Ero Copper Corp. | ERO | ERO |
Extendicare Inc. | EXE | EXE |
Finning International Inc. | FTT | FTT |
First Capital Real Estate Investment Trust | FCR | FCRu |
First Majestic Silver Corp. | FR | FR |
First Quantum Minerals Ltd. | FM | FM |
Fortis Inc. | FTS | FTS |
Fortuna Silver Mines Inc. | FVI | FVI |
Franco-Nevada Corp. | FNV | FNV |
Freehold Royalties Ltd. | FRU | FRU |
Galaxy Digital Holdings Ltd. | GLXY | GLXY |
George Weston Limited | WN | WN |
GFL Environmental Inc. | GFL | GFL |
Gibson Energy Inc. | GEI | GEI |
Gildan Activewear Inc. | GIL | GIL |
GoodFood Market Corp. | FOOD | FOOD |
Gran Colombia Gold Corp. | GCM | GCM |
Granite Real Estate Investment Trust Inc. | GRT | GRTu |
6 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Great Canadian Gaming Corporation | GC | GC |
Great-West Lifeco Inc. | GWO | GWO |
Groupe Aeroplan Inc. | AIM | AIM |
H&R Real Estate Investment Trust | HR | HR u |
HEXO Corp | HEXO | HEXO |
HEXO Corp. | HEXO1 | HEXO1 |
Home Capital Group Inc. | HCG | HCG |
Hudbay Minerals Inc. | HBM | HBM |
Hydro One Limited | H | H |
iA Financial Corporation Inc. | IAG | IAG |
IAMGOLD Corporation | IMG | IMG |
IGM Financial Inc. | IGM | IGM |
Imperial Oil Limited | IMO | IMO |
Innergex Renewable Energy Inc. | INE | INE |
Intact Financial Corporation | IFC | IFC |
Inter Pipeline Ltd. | IPL | IPL |
Interfor Corporation | IFP | IFP |
Intertape Polymer Group Inc. | ITP | ITP |
Jaguar Mining Inc. | JAG | JAG |
Jamieson Wellness Inc. | JWEL | JWEL |
K92 Mining Inc. | KNT | KNT |
Keyera Corp. | KEY | KEY |
Kinaxis Inc. | KXS | KXS |
Kinross Gold Corporation | K | K |
Kirkland Lake Gold Ltd. | KL | KL |
Kirkland Lake Gold Ltd. | KL1 | KL1 |
Labrador Iron Ore Royalty Corporation | LIF | LIF |
7 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Laurentian Bank of Canada | LB | LB |
Lightspeed POS Inc. | LSPD | LSPD |
Linamar Corporation | LNR | LNR |
Lithium Americas | LAC | LAC |
Loblaw Companies Ltd. | L | L |
Lundin Gold Inc. | LUG | LUG |
Lundin Mining Corporation | LUN | LUN |
MAG Silver Corp. | MAG | MAG |
Magna International Inc | MG | MG |
Major Drilling Group International Inc. | MDI | MDI |
Manulife Financial Corporation | MFC | MFC |
Maple Leaf Foods Inc. | MFI | MFI |
Martinrea International Inc. | MRE | MRE |
Maxar Technologies Ltd. | MAXR | MAXR |
MEG Energy Corp. | MEG | MEG |
Methanex Corporation | MX | MX |
Metro Inc. | MRU | MRU |
Morneau Shepell Inc. | MSI | MSI |
Mullen Group Ltd. | MTL | MTL |
National Bank of Canada | NA | NA |
Neptune Technologies & Bioressources Inc. | NEPT | NEPT |
New Gold Inc. | NGD | NGD |
Newmont Corporation | NGT | NGT |
NFI Group Inc. | NFI | NFI |
North West Company Inc. | NWC | NWC |
Northland Power Inc. | NPI | NPI |
NorthWest Healthcare Properties Real Estate Investment Trust | NWH | NWHu |
8 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
NovaGold Resources Inc. | NG | NG |
Nutrien Ltd. | NTR | NTR |
Nuvei Corporation | NVEI | NVEI |
OceanaGold Corporation | OGC | OGC |
Onex Corporation | ONEX | ONEX |
Open Text Corp. | OTEX | OTEX |
Organigram Holdings Inc. | OGI | OGI |
Orla Mining Ltd | OLA | OLA |
Osisko Gold Royalties Ltd. | OR | OR |
Osisko Mining Corp. | OSK | OSK |
Ovintiv Inc. | OVV | OVV |
Ovintiv Inc. | OVV1 | OVV1 |
Pan American Silver Corporation | PAAS | PAAS |
Paramount Resources Ltd. | POU | POU |
Parex Resources Inc. | PXT | PXT |
Parkland Fuel Corporation | PKI | PKI |
Pason Systems Inc. | PSI | PSI |
Pembina Pipeline Corporation | PPL | PPL |
Peyto Exploration & Development Corp. | PEY | PEY |
Power Corporation of Canada | POW | POW |
PrairieSky Royalty Ltd. | PSK | PSK |
Precision Drilling Corporation | PD | PD |
Precision Drilling Corporation | PD1 | PD1 |
Premium Brands Holdings Corporation | PBH | PBH |
Pretium Resources Inc. | PVG | PVG |
Primo Water Corporation | PRMW | PRMW |
Quebecor Inc., Cl. B | QBR | QBR.B |
9 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Real Matters Inc. | REAL | REAL |
Resolute Forest Products Inc. | RFP | RFP |
Restaurant Brands International | QSR | QSR |
RioCan Real Estate Investment Trust | REI | REIu |
Ritchie Bros. Auctioneers Incorporated | RBA | RBA |
Rogers Communications Inc., Cl. B | RCI | RCI.B |
Royal Bank of Canada | RY | RY |
Russel Metals Inc. | RUS | RUS |
Sagen MI Canada Inc. | MIC | MIC |
Sandstorm Gold Ltd. | SSL | SSL |
Saputo Inc. | SAP | SAP |
Savaria Corporation | SIS | SIS |
Seabridge Gold Inc. | SEA | SEA |
Seven Generations Energy Ltd. Cl. A | VII | VII |
Shaw Communications Inc., Cl. B | SJR | SJR.B |
ShawCor Ltd., Cl. A | SCL | SCL |
Shopify Inc. Cl. A | SHOP | SHOP |
Sienna Senior Living Inc. | SIA | SIA |
Sierra Wireless Inc. | SW | SW |
Silvercorp Metals Inc. | SVM | SVM |
SilverCrest Metals Inc. | SIL | SIL |
Sleep Country Canada Holdings Inc. | ZZZ | ZZZ |
SmartCentres Real Estate Investment Trust | SRU | SRUu |
SNC-Lavalin Group Inc. | SNC | SNC |
Spin Master Corp. | TOY | TOY |
SSR Mining Inc. | SSRM | SSRM |
SSR Mining Inc. | SSRM1 | SSRM1 |
10 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Stantec Inc. | STN | STN |
Stelco Holdings Inc. | STLC | STLC |
Stella-Jones Inc. | SJ | SJ |
Sun Life Financial | SLF | SLF |
Suncor Energy Inc. | SU | SU |
SunOpta, Inc. | SOY | SOY |
Superior Plus Corp. | SPB | SPB |
TC Energy Corporation | TRP | TRP |
Teck Resources Limited, Cl. B | TECK | TECK.B |
TELUS Corporation | T | T |
TFI International Inc. | TFII | TFII |
Thomson Reuters Corporation | TRI | TRI |
TMX Group Limited | X | X |
Torex Gold Resources Inc. | TXG | TXG |
Toromont Industries Ltd. | TIH | TIH |
Toronto-Dominion Bank (The) | TD | TD |
Tourmaline Oil Corp. | TOU | TOU |
TransAlta Corporation | TA | TA |
TransAlta Renewable Inc. | RNW | RNW |
Transcontinental Inc., Cl. A | TCL | TCL.A |
Tricon Capital Group Inc. | TCN | TCN |
Trillium Therapeutics Inc. | TRIL | TRIL |
Uni-Select Inc. | UNS | UNS |
Uranium Participation Corporation | U | U |
Vermilion Energy Inc. | VET | VET |
Victoria Gold Corp. | VGCX | VGCX |
Village Farms International Inc. | VFF | VFF |
11 |
Equity options Name of underlying instrument |
Option symbol |
Underlying symbol |
Waste Connections Inc. | WCN | WCN |
WELL Health Technologies Corp. | WELL | WELL |
Wesdome Gold Mines Ltd. | WDO | WDO |
West Fraser Timber Co. Ltd. | WFG | WFG |
West Fraser Timber Co. Ltd. | WFG1 | WFG1 |
Westport Fuel Systems Inc. | WPRT | WPRT |
Westshore Terminals Investment Corporation | WTE | WTE |
Wheaton Precious Metals Corp. | WPM | WPM |
Whitecap Resources Inc. | WCP | WCP |
Whitecap Resources Inc. | WCP1 | WCP1 |
Winpak Ltd. | WPK | WPK |
WSP Global Inc. | WSP | WSP |
Xebec Adsorption Inc. | XBC | XBC |
Yamana Gold Inc. | YRI | YRI |
12 |