UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8–K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 30, 2019
CANADIAN DERIVATIVES CLEARING CORPORATION
(Exact name of registrant as specified
in its charter)
Commission File Number: 002-69458
_____________________________________
Canada | N/A | |
(State or other jurisdiction of incorporation) | (IRS Employer Identification No.) |
1800-1190 av des Canadiens-de-Montréal,
P.O. Box 37
Montreal, Quebec, Canada H3B 0G7
(Address of principal executive offices, including zip code)
514-871-3545
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1 | List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of April 30, 2019. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: | /s/ Jay Rajarathinam | |
Name: | Jay Rajarathinam | |
Title: | President | |
Date: May 2, 2019 |
By: | /s/ Cheryl Graden | |
Name: | Cheryl Graden | |
Title: | Senior Vice President, Group Head of Legal and Business Affairs and Corporate Secretary |
|
Date: May 2, 2019 |
EXHIBIT INDEX
Exhibit Number |
Description | |
99. 1 | List of Underlying Interests of Canadian Derivatives Clearing Corporation options listed on the Montreal Exchange and offered for sale in the United States pursuant to CDCC’s Registration Statement on Form S-20 as of April 30, 2019. |
EXHIBIT 99.1
Canadian
Derivatives Clearing Corporation
(Options as of April 30, 2019)
Index and ETF options
Name of underlying instrument |
Option symbol | Underlying symbol |
BetaPro Canadian Gold Miners -2x Daily Bear ETF | HGD | HGD |
BetaPro Canadian Gold Miners 2x Daily Bull ETF | HGU | HGU |
BetaPro Crude Oil -2x Daily Bear ETF | HOD | HOD |
BetaPro Crude Oil 2x Daily Bull ETF | HOU | HOU |
BetaPro Natural Gas -2x Daily Bear ETF | HND | HND |
BetaPro Natural Gas 2x Daily Bull ETF | HNU | HNU |
BetaPro Natural Gas 2x Daily Bull ETF | HNU1 | HNU1 |
BMO Aggregate Bond Index ETF | ZAG | ZAG |
BMO Canadian Dividend ETF | ZDV | ZDV |
BMO Equal Weight Banks Index ETF | ZEB | ZEB |
BMO Equal Weight Oil & Gas Index ETF | ZEO1 | ZEO1 |
BMO Equal Weight US Banks Hedged to CAD Index ETF | ZUB | ZUB |
BMO Equal Weight Utilities Index ETF | ZUT | ZUT |
BMO High Yield US Corporate Bond Hedged to CAD Index ETF | ZHY | ZHY |
BMO Long Federal Bond Index ETF | ZFL | ZFL |
BMO Low Volatility Canadian Equity ETF | ZLB | ZLB |
BMO MSCI EAFE Hedged to CAD Index ETF | ZDM | ZDM |
BMO MSCI EAFE Index ETF | ZEA | ZEA |
Index and ETF options
Name of underlying instrument |
Option symbol | Underlying symbol |
BMO Nasdaq 100 Equity Hedged to CAD Index ETF | ZQQ | ZQQ |
BMO S&P 500 Hedged to CAD Index ETF | ZUE | ZUE |
BMO S&P 500 Index ETF | ZSP | ZSP |
BMO S&P/TSX Capped Composite Index ETF | ZCN | ZCN |
BMO S&P/TSX Laddered Preferred Share Index ETF | ZPR | ZPR |
Horizons Active Preferred Share ETF | HPR | HPR |
Horizons Marijuana Life Sciences Index ETF | HMMJ | HMMJ |
Horizons S&P/TSX 60 Index ETF | HXT | HXT |
iShares Canadian Corporate Bond Index ETF | XCB | XCB |
iShares Canadian Select Dividend Index ETF | XDV | XDV |
iShares Core Canadian Short Term Bond Index ETF | XSB | XSB |
iShares Core S&P 500 Index ETF (CAD-Hedged) | XSP | XSP |
iShares Core S&P/TSX Capped Composite Index ETF | XIC | XIC |
iShares MSCI EAFE Index ETF (CAD-Hedged) | XIN | XIN |
iShares S&P/TSX 60 Index ETF | XIU | XIU |
iShares S&P/TSX Capped Energy Index ETF | XEG | XEG |
iShares S&P/TSX Capped Financials Index ETF | XFN | XFN |
iShares S&P/TSX Capped REIT Index Fund | XRE | XRE |
iShares S&P/TSX Global Gold Index ETF | XGD | XGD |
iShares U.S. Small Cap Index ETF (CAD-Hedged) | XSU | XSU |
2 |
Index and ETF options
Name of underlying instrument |
Option symbol | Underlying symbol |
S&P/TSX 60 Index Options | SXO | TX60 |
S&P/TSX Capped Utilities Index Options | SXV | TTUT |
S&P/TSX Composite Index Banks (Industry Group) Options | SXJ | TXBA |
Vanguard Canadian Aggregate Bond Index ETF | VAB | VAB |
Vanguard Canadian Short-Term Bond Index ETF | VSB | VSB |
Vanguard Canadian Short-Term Corporate Bond Index ETF | VSC | VSC |
Vanguard S&P 500 Index ETF | VFV | VFV |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Advantage Oil & Gas Ltd. | AAV | AAV |
Aecon Group Inc. | ARE | ARE |
AGF Management Ltd., Cl. B | AGF | AGF.B |
Agnico Eagle Mines Limited | AEM | AEM |
Air Canada | AC | AC |
Alacer Gold Corp. | ASR | ASR |
Alamos Gold Inc. | AGI | AGI |
Alaris Royalty Corp. | AD | AD |
Algonquin Power & Utilities Corp. | AQN | AQN |
Alimentation Couche Tard Inc., Cl. B | ATD | ATD.B |
Allied Properties Real Estate Investment Trust | AP | AP u |
3 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
AltaGas Ltd. | ALA | ALA |
Altus Group Limited | AIF | AIF |
Aphria Inc. | APHA | APHA |
ARC Resources Ltd. | ARX | ARX |
Argonaut Gold Inc. | AR | AR |
Aritzia Inc. | ATZ | ATZ |
Artis Real Estate Investment Trust | AX | AX u |
ATCO Ltd. | ACO | ACO.X |
Atlantic Power Corporation | ATP | ATP |
ATS Automation Tooling Systems Inc. | ATA | ATA |
Aurora Cannabis Inc. | ACB | ACB |
AutoCanada Inc. | ACQ | ACQ |
B2Gold Corp. | BTO | BTO |
Badger Daylighting Ltd. | BAD | BAD |
Ballard Power Systems Inc. | BLDP | BLDP |
Bank of Montreal | BMO | BMO |
Bank of Nova Scotia (The) | BNS | BNS |
Barrick Gold Corporation | ABX | ABX |
Bausch Health Companies Inc. | BHC | BHC |
Baytex Energy Corp. | BTE | BTE |
4 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
BCE Inc. | BCE | BCE |
Birchcliff Energy Limited | BIR | BIR |
BlackBerry Limited | BB | BB |
Boardwalk Real Estate Investment Trust | BEI | BEIu |
Bombardier Inc., Cl. B | BBD | BBD.B |
Bonavista Energy Corporation | BNP | BNP |
Boralex Inc. Class A Shares | BLX | BLX |
Brookfield Asset Management Inc., Cl. A | BAM | BAM.A |
Brookfield Infrastructure Partners L.P. | BIP | BIPu |
Brookfield Property Partners L.P. | BPY | BPYu |
Brookfield Renewable Partners L.P. | BEP | BEPu |
BRP Inc. | DOO | DOO |
CAE Inc. | CAE | CAE |
Calfrac Well Services Ltd. | CFW | CFW |
Cameco Corporation | CCO | CCO |
Canaccord Genuity Group Inc. | CF | CF |
Canada Goose Holdings Inc. | GOOS | GOOS |
Canadian Apartment Properties Real Estate Investment Trust | CAR | CARu |
Canadian Imperial Bank of Commerce | CM | CM |
Canadian National Railway Company | CNR | CNR |
5 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Canadian Natural Resources Limited | CNQ | CNQ |
Canadian Pacific Railway Limited | CP | CP |
Canadian Tire Corporation Limited, Cl. A | CTC | CTC.A |
Canadian Utilities Limited | CU | CU |
Canadian Western Bank | CWB | CWB |
Canfor Corporation | CFP | CFP |
CannTrust Holdings Inc. | TRST | TRST |
Canopy Growth Corporation | WEED | WEED |
Capital Power Corporation | CPX | CPX |
Cardinal Energy Ltd. | CJ | CJ |
Cascades Inc. | CAS | CAS |
CCL Industries Inc., Cl. B | CCL | CCL.B |
Celestica Inc. | CLS | CLS |
Cenovus Energy Inc. | CVE | CVE |
Centerra Gold Inc. | CG | CG |
CES Energy Solutions Corp. | CEU | CEU |
CGI Inc., Cl. A | GIB | GIB.A |
Chartwell Retirement Residences | CSH | CSHu |
Chemtrade Logistics Income Fund | CHE | CHEu |
Chorus Aviation Inc., Cl. B | CHR | CHR |
6 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
CI Financial Corp. | CIX | CIX |
Cineplex Inc. | CGX | CGX |
Cogeco Communications Inc. | CCA | CCA |
Colliers International Group Inc. Subordinate Voting | CIGI | CIGI |
Cominar Real Estate Investment Trust | CUF | CUFu |
Continental Gold Inc. | CNL | CNL |
CORUS Entertainment Inc., Cl. B | CJR | CJR.B |
Cott Corp. | BCB | BCB |
Crescent Point Energy Corp. | CPG | CPG |
Crew Energy Incorporated | CR | CR |
Crombie Real Estate Investment Trust | CRR | CRRu |
Cronos Group Inc. | CRON | CRON |
Descartes Systems Group Inc. | DSG | DSG |
Detour Gold Corp. | DGC | DGC |
DHX Media Ltd. | DHX | DHX |
DIRTT Environmental Solutions Ltd. | DRT | DRT |
Dollarama Inc. | DOL | DOL |
Domtar Corporation | UFS | UFS |
Dream Global Real Estate Investment | DRG | DRGu |
Dream Industrial Real Estate Investment Trust | DIR | DIRu |
7 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Dream Office Real Estate Investment Trust | D | D u |
DREAM Unlimited Corp. | DRM | DRM |
Dundee Precious Metals Inc. | DPM | DPM |
Eldorado Gold Corp. | ELD | ELD |
Element Financial Corporation | EFN | EFN |
Emera Inc. | EMA | EMA |
Empire Company Limited, Cl. A | EMP | EMP.A |
Enbridge Inc. | ENB | ENB |
Encana Corporation | ECA | ECA |
Endeavour Mining Corporation | EDV | EDV |
Endeavour Silver Corp. | EDR | EDR |
Enerflex Ltd. | EFX | EFX |
Enerplus Resources Fund | ERF | ERF |
Ensign Energy Services Inc. | ESI | ESI |
Extendicare Inc. | EXE | EXE |
Finning International Inc. | FTT | FTT |
First Capital Realty Inc. | FCR | FCR |
First Majestic Silver Corp. | FR | FR |
First Quantum Minerals Ltd. | FM | FM |
Fortis Inc. | FTS | FTS |
8 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Fortuna Silver Mines Inc. | FVI | FVI |
Franco-Nevada Corp. | FNV | FNV |
Freehold Royalties Ltd. | FRU | FRU |
Genworth MI Canada Inc. | MIC | MIC |
George Weston Limited | WN | WN |
Gibson Energy Inc. | GEI | GEI |
Gildan Activewear Inc. | GIL | GIL |
Gluskin Sheff + Associates Inc. | GS | GS |
Goldcorp Inc. | G1 | G1 |
Gran Tierra Energy Inc. | GTE | GTE |
Granite Real Estate Investment Trust Inc. | GRT | GRTu |
Great Canadian Gaming Corporation | GC | GC |
Great-West Lifeco Inc. | GWO | GWO |
Groupe Aeroplan Inc. | AIM | AIM |
Guyana Goldfields Inc. | GUY | GUY |
H&R Real Estate Investment Trust | HR | HR u |
Home Capital Group Inc. | HCG | HCG |
Hudbay Minerals Inc. | HBM | HBM |
Hudson's Bay Company | HBC | HBC |
Husky Energy Inc. | HSE | HSE |
9 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Hydro One Limited | H | H |
Hypothecary Corporation | HEXO | HEXO |
iA Financial Corporation Inc. | IAG | IAG |
IAMGOLD Corporation | IMG | IMG |
IGM Financial Inc. | IGM | IGM |
Imperial Oil Limited | IMO | IMO |
Innergex Renewable Energy Inc. | INE | INE |
Intact Financial Corporation | IFC | IFC |
Inter Pipeline Ltd. | IPL | IPL |
Interfor Corporation | IFP | IFP |
Intertape Polymer Group Inc. | ITP | ITP |
Ivanhoe Mines Ltd. | IVN | IVN |
Jamieson Wellness Inc. | JWEL | JWEL |
Just Energy Group Inc. | JE | JE |
Kelt Exploration Ltd. | KEL | KEL |
Keyera Corp. | KEY | KEY |
Kinaxis Inc. | KXS | KXS |
Kinder Morgan Canada Ltd. | KML | KML |
Kinder Morgan Canada Ltd. | KML1 | KML1 |
Kinross Gold Corporation | K | K |
10 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Kirkland Lake Gold Inc. | KL | KL |
Knight Therapeutics Inc. | GUD | GUD |
Labrador Iron Ore Royalty Corporation | LIF | LIF |
Largo Resources Ltd. | LGO | LGO |
Laurentian Bank of Canada | LB | LB |
Lightspeed POS Inc. | LSPD | LSPD |
Linamar Corporation | LNR | LNR |
Lithium Americas | LAC | LAC |
Loblaw Companies Ltd. | L | L |
Lundin Mining Corp. | LUN | LUN |
MAG Silver Corp. | MAG | MAG |
Magna International Inc | MG | MG |
Major Drilling Group International Inc. | MDI | MDI |
Manulife Financial Corporation | MFC | MFC |
Maple Leaf Foods Inc. | MFI | MFI |
Martinrea International Inc. | MRE | MRE |
Maxar Technologies Ltd. | MAXR | MAXR |
McEwen Mining Inc. | MUX | MUX |
MEG Energy Corp. | MEG | MEG |
Methanex Corporation | MX | MX |
11 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Metro Inc. | MRU | MRU |
Morneau Shepell Inc. | MSI | MSI |
MTY Food Group Inc. | MTY | MTY |
Mullen Group Ltd. | MTL | MTL |
National Bank of Canada | NA | NA |
Neptune Technologies & Bioressources Inc. | NEPT | NEPT |
New Gold Inc. | NGD | NGD |
NFI Group Inc. | NFI | NFI |
NGT | NGT | NGT |
Norbord Inc. | OSB | OSB |
North West Company Inc. | NWC | NWC |
Northland Power Inc. | NPI | NPI |
Northview Apartment Real Estate Investment Trust | NVU | NVUu |
NorthWest Healthcare Properties Real Estate Investment Trust | NWH | NWHu |
NovaGold Resources Inc. | NG | NG |
Nutrien Ltd. | NTR | NTR |
NuVista Energy Limited | NVA | NVA |
OceanaGold Corporation | OGC | OGC |
Onex Corp. | ONEX | ONEX |
Open Text Corp. | OTEX | OTEX |
12 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Osisko Gold Royalties Ltd. | OR | OR |
Osisko Mining Corp. | OSK | OSK |
Painted Pony Energy Ltd. | PONY | PONY |
Pan American Silver Corporation | PAAS | PAAS |
Pan American Silver Corporation | PAAS1 | PAAS1 |
Paramount Resources Ltd. | POU | POU |
Parex Resources Inc. | PXT | PXT |
Parkland Fuel Corporation | PKI | PKI |
Pason Systems Inc. | PSI | PSI |
Pembina Pipeline Corporation | PPL | PPL |
Peyto Exploration & Development Corp. | PEY | PEY |
Power Corporation of Canada | POW | POW |
Power Financial Corporation | PWF | PWF |
PrairieSky Royalty Ltd. | PSK | PSK |
Precision Drilling Corporation | PD | PD |
Premier Gold Mines Limited | PG | PG |
Premium Brands Holdings Corporation | PBH | PBH |
Pretium Resources Inc. | PVG | PVG |
Quebecor Inc., Cl. B | QBR | QBR.B |
Real Matters Inc. | REAL | REAL |
13 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Resolute Forest Products Inc. | RFP | RFP |
Resolute Forest Products Inc. | RFP1 | RFP1 |
Restaurant Brands International | QSR | QSR |
Richelieu Hardware Ltd. | RCH | RCH |
RioCan Real Estate Investment Trust | REI | REIu |
Ritchie Bros. Auctioneers Incorporated | RBA | RBA |
Rogers Communications Inc., Cl. B | RCI | RCI.B |
Roots Corporation | ROOT | ROOT |
Royal Bank of Canada | RY | RY |
Russel Metals Inc. | RUS | RUS |
Sandstorm Gold Ltd. | SSL | SSL |
Saputo Inc. | SAP | SAP |
Savaria Corporation | SIS | SIS |
Seabridge Gold Inc. | SEA | SEA |
Secure Energy Services Inc. | SES | SES |
SEMAFO INC. | SMF | SMF |
Seven Generations Energy Ltd. | VII | VII |
Shaw Communications Inc., Cl. B | SJR | SJR.B |
ShawCor Ltd., Cl. A | SCL | SCL |
Shopify Inc. | SHOP | SHOP |
14 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Sienna Senior Living Inc. | SIA | SIA |
Sierra Wireless Inc. | SW | SW |
Silvercorp Metals Inc. | SVM | SVM |
Sleep Country Canada Holdings Inc. | ZZZ | ZZZ |
SmartCentres Real Estate Investment Trust | SRU | SRUu |
SNC-Lavalin Group Inc. | SNC | SNC |
Spin Master Corp. | TOY | TOY |
SSR Mining Inc. | SSRM | SSRM |
Stantec Inc. | STN | STN |
Stelco Holdings Inc. | STLC | STLC |
Stella-Jones Inc. | SJ | SJ |
Sun Life Financial | SLF | SLF |
Suncor Energy Inc. | SU | SU |
SunOpta, Inc. | SOY | SOY |
Superior Plus Corp. | SPB | SPB |
Surge Energy Inc. | SGY | SGY |
Teck Resources Limited, Cl. B | TECK | TECK.B |
TELUS Corporation | T | T |
TFI International Inc. | TFII | TFII |
The Green Organic Dutchman Holdings Ltd. | TGOD | TGOD |
15 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
The Stars Group Inc. | TSGI | TSGI |
Theratechnologies Inc. | TH | TH |
Thomson Reuters Corporation | TRI | TRI |
Thomson Reuters Corporation | TRI1 | TRI1 |
TMX Group Limited | X | X |
TORC Oil & Gas Ltd. | TOG | TOG |
Torex Gold Resources Inc. | TXG | TXG |
Toromont Industries Ltd. | TIH | TIH |
Toronto-Dominion Bank (The) | TD | TD |
Tourmaline Oil Corp. | TOU | TOU |
TransAlta Corporation | TA | TA |
TransAlta Renewable Inc. | RNW | RNW |
TransCanada Corporation | TRP | TRP |
Transcontinental Inc., Cl. A | TCL | TCL.A |
Trican Well Service Ltd. | TCW | TCW |
Tricon Capital Group Inc. | TCN | TCN |
Turquoise Hill Resources Ltd. | TRQ | TRQ |
Uni-Select Inc. | UNS | UNS |
Uranium Participation Corporation | U | U |
Vermilion Energy Inc. | VET | VET |
16 |
Equity options Name of underlying instrument |
Option symbol | Underlying symbol |
Village Farms International Inc. | VFF | VFF |
Waste Connections Inc. | WCN | WCN |
West Fraser Timber Co. Ltd. | WFT | WFT |
WestJet Airlines Ltd. | WJA | WJA |
Westport Fuel Systems Inc. | WPRT | WPRT |
Westshore Terminals Investment Corporation | WTE | WTE |
Wheaton Precious Metals Corp. | WPM | WPM |
Whitecap Resources Inc. | WCP | WCP |
Winpak Ltd. | WPK | WPK |
WSP Global Inc. | WSP | WSP |
Yamana Gold Inc. | YRI | YR |
17 |