0001437749-21-003029.txt : 20210216 0001437749-21-003029.hdr.sgml : 20210216 20210216183021 ACCESSION NUMBER: 0001437749-21-003029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURPHY RICHARD CENTRAL INDEX KEY: 0001450103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 21641675 MAIL ADDRESS: STREET 1: C/O CROSS RIVER CAPITAL MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, UNIT D CITY: RIDGEFIELD STATE: CT ZIP: 06877 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cross River Partners LP CENTRAL INDEX KEY: 0001362224 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 21641676 BUSINESS ADDRESS: STREET 1: C/O CROSS RIVER MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, SUITE D CITY: RIDGEFIELD STATE: CT ZIP: 06877 BUSINESS PHONE: 203-438-0023 MAIL ADDRESS: STREET 1: C/O CROSS RIVER MANAGEMENT LLC STREET 2: 31 BAILEY AVENUE, SUITE D CITY: RIDGEFIELD STATE: CT ZIP: 06877 FORMER NAME: FORMER CONFORMED NAME: CROSS RIVER PARTNERS L P DATE OF NAME CHANGE: 20060509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH ST STREET 2: SUITE 1925N CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 999 18TH ST STREET 2: SUITE 1925N CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2021-02-16 0000319458 Enservco Corp ENSV 0001362224 Cross River Partners LP 31 BAILEY AVENUE, UNIT D RIDGEFIELD CT 06877 1 0001450103 MURPHY RICHARD 14133 COUNTY RD 9-1/2 LONGMONT CO 80504 1 1 1 Executive Chairman Common Stock 50382 D Common Stock 2021-02-16 4 J 0 601674 2.18 A 1824802 D Warrant to Purchase Common Stock 2.507 2021-02-16 4 J 0 150418 A 2022-02-11 2026-02-11 Common Stock 150418 150418 D Includes 16,043 shares of Restricted Stock, which restrictions lapse on 1/1/22. Shares acquired pursuant to conversion of outstanding debt. Also as a consideration for the conversion, the Partnership received a Warrant, as reported herein. These securities are directly owned by Richard Murphy, an officer and director of the Issuer, who is a Reporting Person. Held by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Richard Murphy, Managing Member 2021-02-16 /s/ Richard Murphy 2021-02-16