0001437749-21-003029.txt : 20210216
0001437749-21-003029.hdr.sgml : 20210216
20210216183021
ACCESSION NUMBER: 0001437749-21-003029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY RICHARD
CENTRAL INDEX KEY: 0001450103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 21641675
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER CAPITAL MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross River Partners LP
CENTRAL INDEX KEY: 0001362224
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 21641676
BUSINESS ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-438-0023
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
FORMER NAME:
FORMER CONFORMED NAME: CROSS RIVER PARTNERS L P
DATE OF NAME CHANGE: 20060509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 999 18TH ST
STREET 2: SUITE 1925N
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 999 18TH ST
STREET 2: SUITE 1925N
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-02-16
0000319458
Enservco Corp
ENSV
0001362224
Cross River Partners LP
31 BAILEY AVENUE, UNIT D
RIDGEFIELD
CT
06877
1
0001450103
MURPHY RICHARD
14133 COUNTY RD 9-1/2
LONGMONT
CO
80504
1
1
1
Executive Chairman
Common Stock
50382
D
Common Stock
2021-02-16
4
J
0
601674
2.18
A
1824802
D
Warrant to Purchase Common Stock
2.507
2021-02-16
4
J
0
150418
A
2022-02-11
2026-02-11
Common Stock
150418
150418
D
Includes 16,043 shares of Restricted Stock, which restrictions lapse on 1/1/22.
Shares acquired pursuant to conversion of outstanding debt. Also as a consideration for the conversion, the Partnership received a Warrant, as reported herein.
These securities are directly owned by Richard Murphy, an officer and director of the Issuer, who is a Reporting Person.
Held by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Richard Murphy, Managing Member
2021-02-16
/s/ Richard Murphy
2021-02-16