-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWHT456NEkCPLx7vXiMW9o08cNFCm/xH6otjMMNwTzQG/vkrTcni6EXDoZIPi1Go dOjkI4EpM7Hugat9eSuqdg== 0000950147-02-000201.txt : 20020414 0000950147-02-000201.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950147-02-000201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING PILGRIM ADVISORS INC CENTRAL INDEX KEY: 0000319432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00797 FILM NUMBER: 02542712 BUSINESS ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 800-992-0180 MAIL ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: LEXINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19990208 13F-HR 1 e-8112.txt ING PILGRIM ADVISORS 13F-HR FOR QTR. END 12/31/01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Pilgrim Advisors, Inc. Address: 7337 East Doubletree Ranch Rd., Scottsdale, Arizona 85258 Form 13F File Number: 28-0797 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn L. Ichilov Title: Vice President Phone: (480) 477-2160 Signature, Place, and Date of Signing: /s/ Robyn L. Ichilov Scottsdale, AZ February 13, 2002 - -------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: $388,572,598 List of Other Included Managers: NONE
IN- VEST- MENT DIS- OTHER TITLE OF CUSIP MARKET SHARES OR SH PUT/ CRE- MANA- VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER VALUE PRN AMT PRN CALL TION GERS SOLE SHARED NONE -------------- ----- ------ ------ ------- --- ---- ---- ---- ---- ------ ---- ABBOTT LABS COM 002824100 2,423,508 43,471 SH N/A SOLE NONE 43,471 ABN AMRO HLDG NV ADR COM 000937102 1,358,000 83,407 SH N/A SOLE NONE 83,407 AEGON N V COM 007924103 8,125,786 303,540 SH N/A SOLE NONE 303,270 AMERICAN EXPRESS CO COM 025816109 3,047,002 85,374 SH N/A SOLE NONE 85,374 ANHEUSER BUSCH COM 035229103 388,806 8,600 SH N/A SOLE NONE 8,600 ANNTAYLOR STORES CORP COM 036115103 353,500 10,100 SH N/A SOLE NONE 10,100 APPLIED MATL COM 038222105 413,030 10,300 SH N/A SOLE NONE 10,300 ASML HOLDINGS NV COM n07059111 8,609,824 504,975 SH N/A SOLE NONE 504,506 AT&T CORP COM 001957109 2,656,673 146,454 SH N/A SOLE NONE 146,454 AT&T WIRELESS GROUP COM 00209A106 550,000 38,279 SH N/A SOLE NONE 38,279 AVENTIS - ADR COM 053561106 12,315,092 173,452 SH N/A SOLE NONE 173,358 AXA ADR COM 054536107 5,871,348 279,322 SH N/A SOLE NONE 279,012 BAKER HUGHES INC COM 057224107 2,820,225 77,330 SH N/A SOLE NONE 77,330 BANK NEW YORK INC COM 064057102 3,914,286 95,938 SH N/A SOLE NONE 95,938 BARCLAYS PLC - ADR COM 06738e204 9,790,531 72,765 SH N/A SOLE NONE 72,708 BEAR STEARNS COMPANIES INC COM 073902108 510,168 8,700 SH N/A SOLE NONE 8,700 BECTON DICKINSON & CO COM 075887109 324,870 9,800 SH N/A SOLE NONE 9,800 BOEING CO COM 097023105 2,825,588 72,862 SH N/A SOLE NONE 72,862 BRISTOL-MYERS SQUIBB COM 110122108 311,100 6,100 SH N/A SOLE NONE 6,100 CADBURY SCHWEPPES PLC COM 127209302 212,782 8,273 SH N/A SOLE NONE 8,273 CANON INC COM 138006309 7,936,953 226,382 SH N/A SOLE NONE 226,169 CATERPILLAR INC DEL COM 149123101 5,379,503 102,957 SH N/A SOLE NONE 102,957 CHEUNG KONG HLDG ADR COM 166744201 8,126,605 782,307 SH N/A SOLE NONE 781,501 CHEVRON TEXACO CORP COM 166764100 798,000 8,910 SH N/A SOLE NONE 8,910 CHINA MOBILE HK LTD - ADR COM 16941m109 6,563,286 375,474 SH N/A SOLE NONE 375,015 CISCO SYSTEMS INC COM 17275R102 1,729,000 95,495 SH N/A SOLE NONE 95,495 CITIGROUP INC COM 172967101 5,056,323 100,165 SH N/A SOLE NONE 100,165 COCA COLA CO COM 191216100 353,625 7,500 SH N/A SOLE NONE 7,500 COMCAST CORP A SPCL COM 200300200 428,400 11,900 SH N/A SOLE NONE 11,900 COMPUTER ASSOC INTL INC COM 204912109 427,676 12,400 SH N/A SOLE NONE 12,400 CORNING INC COM 219350105 327,364 36,700 SH N/A SOLE NONE 36,700 DEUTSCHE BANK AG REG COM d18190898 7,897,768 112,584 SH N/A SOLE NONE 112,459 DIAGEO PLC COM 25243q205 9,424,412 203,683 SH N/A SOLE NONE 203,505 DIAMOND OFFSHORE DRILLING COM 25271C102 3,273,198 107,671 SH N/A SOLE NONE 107,671 DOVER CORP COM 260003108 400,356 10,800 SH N/A SOLE NONE 10,800 DUPONT E I DE NEMOURS COM 263534109 1,026,000 24,125 SH N/A SOLE NONE 24,125 E.ON AG ADR COM 268780103 7,993,579 155,185 SH N/A SOLE NONE 155,055 EMC CORP COM 268648102 1,013,000 75,364 SH N/A SOLE NONE 75,364 EXXON MOBIL CORPORATION COM 30231g102 2,610,935 66,436 SH N/A SOLE NONE 66,436 FANNIE MAE (FED NATL MTG ASSOC COM 313586109 5,087,501 63,994 SH N/A SOLE NONE 63,994 FlUOR CORP COM 343412102 2,502,000 66,900 SH N/A SOLE NONE 66,900 FORD MOTOR CO COM 345370860 1,083,000 68,912 SH N/A SOLE NONE 68,912 GAP INC DEL COM 364760108 2,330,252 167,163 SH N/A SOLE NONE 167,163 GENERAL DYNAMICS COM 369550108 469,876 5,900 SH N/A SOLE NONE 5,900 GENERAL ELECTRIC C0 COM 369604103 216,000 5,382 SH N/A SOLE NONE 5,382 GRANT PRIDECO INC COM 38821g101 295,550 25,700 SH N/A SOLE NONE 25,700 GROUPE DANONE-SPONS ADR COM 399449107 228,172 9,527 SH N/A SOLE NONE 9,527 HONEYWELL INC COM 438516106 3,873,405 114,530 SH N/A SOLE NONE 114,530 IMPERIAL TOBACCO GROUP ADR COM 453142101 8,884,272 331,132 SH N/A SOLE NONE 330,892 INTEL CORP COM 458140100 2,468,474 78,489 SH N/A SOLE NONE 78,489 INTL PAPER CO COM 460146103 3,488,742 86,462 SH N/A SOLE NONE 86,462 INTL BUS MACHINE COM 459200101 399,168 3,300 SH N/A SOLE NONE 3,300 ISHARES MSCI JAPAN INDEX FUND COM 464286848 5,859,947 760,045 SH N/A SOLE NONE 759,240 J.D. EDWARDS COM 281667105 467,180 28,400 SH N/A SOLE NONE 28,400 JEFFERSON PILOT COM 475070108 402,549 8,700 SH N/A SOLE NONE 8,700 JEFFERSON SMURFIT GROUP COM 47508W107 9,850,343 437,793 SH N/A SOLE NONE 437,422 JOHNSON & JOHNSON COM 478160104 5,107,176 86,416 SH N/A SOLE NONE 86,416 KONINKLIJKE AHOLD NV- ADR COM 500467303 8,667,052 294,898 SH N/A SOLE NONE 294,649 KROGER COM 501044101 328,000 15,713 SH N/A SOLE NONE 15,713 KROGER CO COM 501044101 404,273 19,371 SH N/A SOLE NONE 19,371 L-3 COMMUNICATIONS HLDGS INC COM 502424104 423,000 4,700 SH N/A SOLE NONE 4,700 LABORATORY AMER HLDGS COM COM 50540r409 436,590 5,400 SH N/A SOLE NONE 5,400 LINCOLN NATL CP COM 534187109 475,986 9,800 SH N/A SOLE NONE 9,800 LOWES COMPANIES COM 548661107 561,561 12,100 SH N/A SOLE NONE 12,100 LSI LOGIC COM 502161102 269,838 17,100 SH N/A SOLE NONE 17,100 LUCENT TECHNOLOGIES INC COM 549463107 149,000 23,705 SH N/A SOLE NONE 23,705 MARSH & MCLENNAN COS INC COM 571748102 472,780 4,400 SH N/A SOLE NONE 4,400 MARTIN MARIETTA MATERIALS COM 573284106 4,588,516 98,466 SH N/A SOLE NONE 98,466 MEDTRONIC INC COM 585055106 5,604,287 109,437 SH N/A SOLE NONE 109,437 MICROSOFT CORP COM 594918104 3,860,851 58,277 SH N/A SOLE NONE 58,277 MOTOROLA INC COM 620076109 1,493,484 99,433 SH N/A SOLE NONE 99,433 NESTLE S A COM 641069406 8,525,911 160,111 SH N/A SOLE NONE 159,976 NOVARTIS AG ADR COM 66987v109 8,115,483 222,342 SH N/A SOLE NONE 222,161 ORACLE CORP COM 68389X105 1,190,000 86,200 SH N/A SOLE NONE 86,200 PEABODY ENERGY CORP COM 704549104 259,348 9,200 SH N/A SOLE NONE 9,200 PEARSON PLC - ADR COM 705015105 10,663,252 868,343 SH N/A SOLE NONE 867,724 PEPSICO CO. COM 713448108 5,583,337 114,671 SH N/A SOLE NONE 114,671 PFIZER INC COM 717081103 1,073,000 26,927 SH N/A SOLE NONE 26,927 PROCTER & GAMBLE CO COM 742718109 4,924,794 62,237 SH N/A SOLE NONE 62,237 RIO TINTO PLC ADR COM 767204100 13,112,446 167,464 SH N/A SOLE NONE 167,359 ROCHE HOLDINGS LTD. ADR COM 771195104 7,184,263 100,658 SH N/A SOLE NONE 100,560 SANMINA CORP COM 800907107 326,360 16,400 SH N/A SOLE NONE 16,400 SCHERING-PLOUGH COM 806605101 372,424 10,400 SH N/A SOLE NONE 10,400 SCHLUMBERGER LTD - NY shares COM 806857108 7,310,383 133,037 SH N/A SOLE NONE 132,891 SEARS ROEBUCK & CO COM 812387108 5,882,016 123,468 SH N/A SOLE NONE 123,468 SOCIETE GENERALE FRANCE COM 83364L109 7,471,634 667,587 SH N/A SOLE NONE 666,913 SONY CORP. ADR COM 835699307 7,584,244 168,165 SH N/A SOLE NONE 167,992 SOUTHWEST AIRLINES CO. COM 844741108 310,464 16,800 SH N/A SOLE NONE 16,800 SOVEREIGN BANCORP INC. COM 845905108 433,296 35,400 SH N/A SOLE NONE 35,400 SPRINT CORP COM 852061100 273,088 13,600 SH N/A SOLE NONE 13,600 ST PAUL COS INC COM 792860108 4,376,554 99,535 SH N/A SOLE NONE 99,535 TARGET CORP COM 87612e106 472,075 11,500 SH N/A SOLE NONE 11,500 TDC A/S COM 87236n102 6,406,312 363,995 SH N/A SOLE NONE 363,611 TEMPLE INLAND COM 879868107 402,783 7,100 SH N/A SOLE NONE 7,100 TEVA PHARMACEUTICAL INDS ADR COM 881624209 8,528,852 138,388 SH N/A SOLE NONE 138,280 TEXAS INSTRUMENTS COM 882508104 310,800 11,100 SH N/A SOLE NONE 11,100 TOTAL S.A.- ADR COM 89151e109 12,110,570 172,417 SH N/A SOLE NONE 172,320 TOYOTA MOTOR CORP. SPON ADR COM 892331307 10,111,126 198,413 SH N/A SOLE NONE 198,280 TYCO INTL LTD COM 902124106 459,420 7,800 SH N/A SOLE NONE 7,800 UPM-KYMMENE OYJ SPONS ADR COM 915436109 6,700,608 200,617 SH N/A SOLE NONE 200,437 USX MARATHON GROUP COM NEW COM 902905827 411,000 13,700 SH N/A SOLE NONE 13,700 VALEO SA - ADR COM 919134304 7,439,930 373,041 SH N/A SOLE NONE 372,646 VIVENDI UNIVERSAL COM 92851S204 6,958,490 129,364 SH N/A SOLE NONE 129,215 VODAFONE GROUP PLC ADR COM 92857W100 10,165,146 395,839 SH N/A SOLE NONE 395,541 WELLS FARGO & COMPANY COM 949746101 4,786,264 110,105 SH N/A SOLE NONE 110,105
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