-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaTfr4vy1MWgZUF1Yt6FRvnvPAj+EgDp0sL2T+D9a+ZMLyOmu+pPde2v0owwImbz KG/PIOS47sdnSV8oDmvl4A== 0000950147-01-501847.txt : 20020410 0000950147-01-501847.hdr.sgml : 20020410 ACCESSION NUMBER: 0000950147-01-501847 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ING PILGRIM ADVISORS INC CENTRAL INDEX KEY: 0000319432 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00797 FILM NUMBER: 1781212 BUSINESS ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 800-992-0180 MAIL ADDRESS: STREET 1: 7337 EAST DOUBLETREE RANCH ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: LEXINGTON MANAGEMENT CORP DATE OF NAME CHANGE: 19990208 13F-HR 1 e-7705.txt FORM 13F OF ING PILGRIM ADVISORS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ING Pilgrim Advisors, Inc. Address: 7337 East Doubletree Ranch Rd., Scottsdale, Arizona 85258 Form 13F File Number: 28-4547 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn L. Ichilov Title: Vice President Phone: (480) 477-2160 Signature, Place, and Date of Signing: /s/ Robyn L. Ichilov Scottsdale, AZ November 9, 2001 - -------------------- -------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $384,167,361 List of Other Included Managers: NONE
IN- VEST- MENT MARKET DIS- OTHER TITLE OF CUSIP VALUE SHARES OR SH PUT/ CRE- MANA- VOTING AUTHORITY NAME OF ISSUER CLASS NUMBER (X 1000) PRN AMT PRN CALL TION GERS SOLE SHARED NONE -------------- ----- ------ ----- ------- --- ---- ---- ---- ---- ------ ---- ABN AMRO HLDG NV ADR COM 000937102 2,130,000 128,133 SH N/A SOLE NONE 128,133 ABBOTT LABORATORIES COM 002824100 3,427,906 66,121 SH N/A SOLE NONE 66,121 AEGON NV ADR COM 007924103 7,781,647 298,149 SH N/A SOLE NONE 298,149 AMERICAN EXPRESS CORP COM 025816109 3,713,000 127,783 SH N/A SOLE NONE 127,783 ANHEUSER BUSCH COM 035229103 489,996 11,700 SH N/A SOLE NONE 11,700 ANNTAYLOR STORES CORP COM 036115103 304,688 13,900 SH N/A SOLE NONE 13,900 ASML HOLDINGS NV COM n07059111 126,673 11,300 SH N/A SOLE NONE 11,300 AT&T CORP COM 001957109 3,971,933 205,775 SH N/A SOLE NONE 205,775 AT&T WIRELESS GROUP COM 00209A106 888,000 59,425 SH N/A SOLE NONE 59,425 AVENTIS SPONSORED ADR COM 053561106 13,979,340 186,173 SH N/A SOLE NONE 186,173 AXA ADR COM 054536107 4,550,571 232,172 SH N/A SOLE NONE 232,172 BAKER HUGHES INC COM 057224107 3,517,706 121,508 SH N/A SOLE NONE 121,508 BANK NEW YORK INC COM 064057102 4,953,135 141,527 SH N/A SOLE NONE 141,527 BARCLAYS PLC - ADR COM 06738e204 7,198,196 64,995 SH N/A SOLE NONE 64,995 BEAR STEARNS COMPANIES INC COM 073902108 605,121 12,100 SH N/A SOLE NONE 12,100 BECTON DICKINSON & CO COM 075887109 503,200 13,600 SH N/A SOLE NONE 13,600 BOEING INC COM 097023105 3,860,672 115,254 SH N/A SOLE NONE 115,254 BRISTOL-MYERS SQUIBB COM 110122108 466,704 8,400 SH N/A SOLE NONE 8,400 CADBURY SCHWEPPES COM 127209302 2,166,000 85,295 SH N/A SOLE NONE 85,295 CANON INC COM 138006309 5,212,685 192,350 SH N/A SOLE NONE 192,350 CTERPILLAR INC COM 149123101 6,567,336 146,585 SH N/A SOLE NONE 146,585 CHEUNG KONG HOLDINGS ADR COM 166744201 5,211,140 669,009 SH N/A SOLE NONE 669,009 CHEVRON CORP COM 166751107 982,000 11,585 SH N/A SOLE NONE 11,585 CHINA MOBILE HK LTD - ADR COM 16941m109 4,940,318 307,808 SH N/A SOLE NONE 307,808 CISCO SYSTEMS INC COM 17275R102 1,726,000 141,682 SH N/A SOLE NONE 141,682 CITIGROUP INC COM 172967101 5,716,210 141,143 SH N/A SOLE NONE 141,143 COCA COLA CO COM 191216100 482,555 10,300 SH N/A SOLE NONE 10,300 COLGATE PALMOLIVE CO COM 194162103 231,000 3,969 SH N/A SOLE NONE 3,969 COMCAST CORP A SPCL COM 200300200 588,268 16,400 SH N/A SOLE NONE 16,400 COMPAQ COMPUTER CORP COM 204493100 218,553 26,300 SH N/A SOLE NONE 26,300 COMPUTER ASSOC INTL INC COM 204912109 440,154 17,100 SH N/A SOLE NONE 17,100 CORNING INC COM 219350105 449,820 51,000 SH N/A SOLE NONE 51,000 CVS CORP COM 126650100 537,840 16,200 SH N/A SOLE NONE 16,200 DEUTSCHE BANK AG ADR COM 251525309 5,133,757 94,187 SH N/A SOLE NONE 94,187 DIAGEO PLC COM 25243q205 7,558,437 182,131 SH N/A SOLE NONE 182,131 DIAMOND OFFSHORE DRILLING COM 25271C102 4,326,363 171,557 SH N/A SOLE NONE 171,557 DOVER CORP COM 260003108 334,221 11,100 SH N/A SOLE NONE 11,100 DUPONT E I De NEMOURS COM 263534109 1,348,000 35,925 SH N/A SOLE NONE 35,925 E.ON AG ADR COM 268780103 6,822,246 133,117 SH N/A SOLE NONE 133,117 EMC CORP COM 268648102 1,346,000 114,549 SH N/A SOLE NONE 114,549 EXXON MOBIL CORP COM 30231G102 3,726,040 94,578 SH N/A SOLE NONE 94,578 FEDERAL NATIONAL MORTGAGE ASSN COM 313586109 7,495,890 93,634 SH N/A SOLE NONE 93,634 FLUOR CORP COM 343412102 4,250,000 110,400 SH N/A SOLE NONE 110,400 FORD MOTOR CO COM 345370860 1,879,000 108,327 SH N/A SOLE NONE 108,327 GAP INC COM 364760108 3,171,780 265,398 SH N/A SOLE NONE 265,398 GENERAL DYNAMICS COM 369550108 715,392 8,100 SH N/A SOLE NONE 8,100 GENERAL ELECTRIC CO COM 369604103 224,000 6,015 SH N/A SOLE NONE 6,015 GEORGIA PACIFIC CORP COM 373298108 452,003 15,700 SH N/A SOLE NONE 15,700 GRANT PRIDECO INC COM 38821g101 216,195 35,500 SH N/A SOLE NONE 35,500 GROUPE DANONE-SPONS ADR COM 399449107 252,822 9,769 SH N/A SOLE NONE 9,769 HONEYWELL INTERNATIONAL INC COM 438516106 4,596,673 174,127 SH N/A SOLE NONE 174,127 INTEL CORP COM 458140100 2,333,216 114,133 SH N/A SOLE NONE 114,133 INTL BUS MACHINE COM 459200101 412,740 4,500 SH N/A SOLE NONE 4,500 ISHARES MSCI JAPAN INDEX FUND COM 464286848 5,475,772 651,838 SH N/A SOLE NONE 651,838 J.D. EDWARDS COM 281667105 335,352 47,100 SH N/A SOLE NONE 47,100 JEFFERSON PILOT COM 475070108 538,208 12,100 SH N/A SOLE NONE 12,100 JEFFERSON SMURFIT GROUP COM 47508W107 7,288,218 407,163 SH N/A SOLE NONE 407,163 JOHNSON & JOHNSON COM 478160104 7,235,594 130,609 SH N/A SOLE NONE 130,609 KAO CORP ADR COM 485537203 6,506,878 26,411 SH N/A SOLE NONE 26,411 KONINKLIJKE AHOLD NV- ADR COM 500467303 7,126,387 255,609 SH N/A SOLE NONE 255,609 KROGER CO COM 501044101 8,278,374 335,970 SH N/A SOLE NONE 335,970 L-3 COMMUNICATIONS HLDGS INC COM 502424104 550,935 6,300 SH N/A SOLE NONE 6,300 LABORATORY AMER HLDGS COM COM 50540r409 598,290 7,400 SH N/A SOLE NONE 7,400 LINCOLN NATL CP COM 534187109 629,505 13,500 SH N/A SOLE NONE 13,500 LOWES COMPANIES COM 548661107 528,555 16,700 SH N/A SOLE NONE 16,700 LSI LOGIC COM 502161102 277,300 23,600 SH N/A SOLE NONE 23,600 LUCENT TECHNOLOGIES INC COM 549463107 214,000 37,343 SH N/A SOLE NONE 37,343 MARSH & MCLENNAN COS INC COM 571748102 580,200 6,000 SH N/A SOLE NONE 6,000 MARTIN MARIETTA MATERIALS COM 573284106 5,714,960 146,124 SH N/A SOLE NONE 146,124 MEDTRONIC INC COM 585055106 7,093,164 163,056 SH N/A SOLE NONE 163,056 MICROSOFTt CORP COM 594918104 4,447,105 86,908 SH N/A SOLE NONE 86,908 MOTOROLA INC COM 620076109 2,188,745 140,287 SH N/A SOLE NONE 140,287 NESTLE S A COM 641069406 7,388,334 138,475 SH N/A SOLE NONE 138,475 NIPPON TELEGRAPH & TELE SP ADR COM 654624105 4,577,982 197,753 SH N/A SOLE NONE 197,753 NOMURA SECURITIES UNSPON ADR COM 655361301 8,861,071 67,801 SH N/A SOLE NONE 67,801 NOVARTIS AG ADR COM 66987v109 7,678,224 197,280 SH N/A SOLE NONE 197,280 ORACLE CORP COM 68389X105 1,696,000 134,800 SH N/A SOLE NONE 134,800 PEABODY ENERGY CORP COM 704549104 306,070 12,700 SH N/A SOLE NONE 12,700 PEARSON PLC - ADR COM 705015105 8,386,552 754,173 SH N/A SOLE NONE 754,173 PEPSICO CO. COM 713448108 8,223,004 169,555 SH N/A SOLE NONE 169,555 PFIZER INC COM 717081103 1,771,000 44,156 SH N/A SOLE NONE 44,156 PHARMACIA CORP. COM 71713U102 361,714 8,918 SH N/A SOLE NONE 8,918 PROCTER & GAMBLE CO COM 742718109 6,842,282 94,007 SH N/A SOLE NONE 94,007 RIO TINTO PLC ADR COM 767204100 10,793,712 171,332 SH N/A SOLE NONE 171,332 ROCHE HOLDINGS LTD. ADR COM 771195104 6,097,290 84,969 SH N/A SOLE NONE 84,969 ROYAL DUTCH PETROLEUM COM 780257804 6,467,663 128,700 SH N/A SOLE NONE 128,700 SANMINA CORP COM 800907107 306,908 22,600 SH N/A SOLE NONE 22,600 SCHERING-PLOUGH COM 806605101 530,530 14,300 SH N/A SOLE NONE 14,300 SCHLUMBERGER LTD - NY shares COM 806857108 5,045,463 110,404 SH N/A SOLE NONE 110,404 SEARS ROEBUCK & CO COM 812387108 6,392,660 184,532 SH N/A SOLE NONE 184,532 SOCIETE GENERALE ADR COM 83364L109 5,728,814 574,018 SH N/A SOLE NONE 574,018 SONY CORP. ADR COM 835699307 5,566,391 167,651 SH N/A SOLE NONE 167,651 SOVEREIGN BANCORP INC. COM 845905108 463,600 48,800 SH N/A SOLE NONE 48,800 SPRINT CORP COM 852061100 451,388 18,800 SH N/A SOLE NONE 18,800 ST PAUL COS INC COM 792860108 6,032,004 146,325 SH N/A SOLE NONE 146,325 STILLWATER MNG CO COM COM 86074q102 271,620 13,500 SH N/A SOLE NONE 13,500 TARGET CORP COM 87612e106 400,050 12,600 SH N/A SOLE NONE 12,600 TDC A/S COM 87236n102 4,914,321 282,108 SH N/A SOLE NONE 282,108 TEMPLE INLAND COM 879868107 465,402 9,800 SH N/A SOLE NONE 9,800 TEVA PHARMACEUTICAL INDS ADR COM 881624209 7,349,995 121,588 SH N/A SOLE NONE 121,588 TEXAS INSTRUMENTS COM 882508104 382,194 15,300 SH N/A SOLE NONE 15,300 TOTAL S.A.- ADR COM 89151e109 12,532,272 185,530 SH N/A SOLE NONE 185,530 TYCO INTL LTD COM 902124106 395,850 8,700 SH N/A SOLE NONE 8,700 USX MARATHON GROUP COM NEW COM 902905827 505,575 18,900 SH N/A SOLE NONE 18,900 VALEO SA - ADR COM 919134304 4,941,796 313,208 SH N/A SOLE NONE 313,208 VISTEON CORP COM 92839U107 181,000 14,177 SH N/A SOLE NONE 14,177 VIVENDI UNIVERSAL COM 92851S204 5,064,155 109,259 SH N/A SOLE NONE 109,259 VODAFONE GROUP PLC ADR COM 92857W100 9,449,994 430,350 SH N/A SOLE NONE 430,350 WELLS FARGO & COMPANY COM 949746101 7,203,802 162,075 SH N/A SOLE NONE 162,075 ----------- 384,167,361 ===========
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