0001628280-19-010343.txt : 20190807 0001628280-19-010343.hdr.sgml : 20190807 20190807185727 ACCESSION NUMBER: 0001628280-19-010343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorig Brian CENTRAL INDEX KEY: 0001697041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 191007015 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: X1 ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_156521863122773.xml FORM 4 X0306 4 2019-08-05 0 0000319201 KLA CORP KLAC 0001697041 Lorig Brian ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 SVP Common Stock - Restricted Stock Units 2019-08-05 4 M 0 938 0 D 20000 D Common Stock 2019-08-05 4 M 0 938 0 A 3420 D Common Stock 2019-08-05 4 F 0 325 133.24 D 3095 D Common Stock 2019-08-05 4 S 0 1916 130.10 D 1179 D Common Stock 2019-08-06 4 S 0 613 131.87 D 566 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. On August 3, 2017, the reporting person was granted 3,752 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019. /s/ Teri A. Little, attorney-in-fact for Brian Lorig 2019-08-07