-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kd8d7f0dbL4i2diGJ7Qr8Nq1PYllUVVl6Dv/Wz1Wk7cr/RUGBY7z6o79A1fPXKBN rUPnWBYxyyikyF67HkN9Wg== 0000319201-02-000013.txt : 20020925 0000319201-02-000013.hdr.sgml : 20020925 20020925150147 ACCESSION NUMBER: 0000319201-02-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020925 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 02772026 BUSINESS ADDRESS: STREET 1: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084344200 MAIL ADDRESS: STREET 1: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95161-9055 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 8-K 1 sep25_8k.txt THE STATEMENT UNDER OATH OF CEO AND CFO - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2002 KLA-TENCOR CORPORATION -------------- (Exact name of registrant as specified in its charter) Delaware 000-09992 04-2564110 -------- --------- ---------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 160 RIO ROBLES SAN JOSE, CALIFORNIA 95134 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (408) 468-4200 (Former name or former address, if changed since last report) - -------------------------------------------------------------------------------- Item 5. Other Events and Regulation FD Disclosure On September 24, 2002, KLA-Tencor Corporation submitted to the Securities and Exchange Commission the Statements under Oath of Principal Executive Officer and Principal Financial Officer in accordance with the Security and Exchange Commission's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934. Item 7. Financial Statements and Exhibits (c) Exhibits The following exhibits are filed herewith: Exhibit Number Description 99.1 Statement Under Oath of Kenneth L. Schroeder, Principal Executive Officer of KLA-Tencor Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of John H. Kispert, Principal Financial Officer of KLA-Tencor Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. KLA-TENCOR CORPORATION Date: September 25, 2002 By: /s/ John H. Kispert ----------------------------------- John H. Kispert Chief Financial Officer Exhibit Index Exhibit Number Description 99.1 Statement Under Oath of Kenneth L. Schroeder, Principal Executive Officer of KLA-Tencor Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings 99.2 Statement Under Oath of John H. Kispert, Principal Financial Officer of KLA-Tencor Corporation, Regarding Facts and Circumstances Relating to Exchange Act Filings Exhibit 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Kenneth L. Schroeder, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of KLA-Tencor Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, the following, if filed on or before the date of this statement, is a "covered report": o Annual Report of KLA-Tencor Corporation on Form 10-K for the year ended June 30, 2002 filed with the Commission on September 20, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of KLA-Tencor Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to the foregoing. /s/ Kenneth L. Schroeder - -------------------------------------------- Kenneth L. Schroeder, Chief Executive Officer September 23, 2002 Subscribed and sworn to before me this 23rd day of September 2002. /s/ Kerry Robison ------------------------------ Notary Public My Commission Expires: 9/3/04 Exhibit 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, John H. Kispert, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of KLA-Tencor Corporation, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, the following, if filed on or before the date of this statement, is a "covered report": o Annual Report of KLA-Tencor Corporation on Form 10-K for the year ended June 30, 2002 filed with the Commission on September 20, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of KLA-Tencor Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to the foregoing. /s/ John H. Kispert - -------------------------------------------- John H. Kispert, Chief Financial Officer September 23, 2002 Subscribed and sworn to before me this 23rd day of September 2002. /s/ Kerry Robison ------------------------------ Notary Public My Commission Expires: 9/3/04 -----END PRIVACY-ENHANCED MESSAGE-----