-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PT9WKOSphosY9O2GMGuN2MLfFgObNHTfLXwB0JLTVnJQiQ4mm6d/L1y5nom8Sb6J 40KbQXr3HrJBrVGdX1s74A== 0001181431-04-038140.txt : 20040802 0001181431-04-038140.hdr.sgml : 20040802 20040802174509 ACCESSION NUMBER: 0001181431-04-038140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040729 FILED AS OF DATE: 20040802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKOS STEVEN CENTRAL INDEX KEY: 0001204398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09653 FILM NUMBER: 04946017 BUSINESS ADDRESS: STREET 1: XICOR INC STREET 2: 1511 BUCKEYE DR CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085463300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XICOR INC CENTRAL INDEX KEY: 0000319191 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942526781 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 933 MURPHY RANCH RD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084328888 MAIL ADDRESS: STREET 1: 933 MURPHY RANCH RD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd48717.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ON FORM 4 X0202 4 2004-07-29 1 0000319191 XICOR INC XICO 0001204398 BAKOS STEVEN 933 MURPHY RANCH ROAD MILPITAS CA 95035 0 1 0 0 Vice President, Sales Common Stock 2004-07-29 4 D 0 6000 D 0 D Non-Qualified Stock Option (right to buy) 2.51 2004-07-29 4 D 0 200000 D 2012-10-23 Common Stock 200000 0 D Non-Qualified Stock Option (right to buy) 5.80 2004-07-29 4 D 0 8700 D 2013-04-28 Common Stock 8700 0 D Non-Qualified Stock Option (right to buy) 14.34 2004-07-29 4 D 0 150000 D 2014-06-30 Common Stock 150000 0 D Incentive Stock Option (right to buy) 5.80 2004-07-29 4 D 0 41300 D 2013-04-28 Common Stock 41300 0 D Includes 2,000 shares acquired under Xicor's Employee Stock Purchase Plan in a transaction exempt from the reporting requirements of Section 16(a). Shares disposed of pursuant to merger agreement between issuer and Intersil Corporation in exchange for a cash payment of approximately $81,000.00. This filing assumes that Reporting Person did not make an election, and all undesignated shares receive cash in the merger. This option, which provided for vesting of 25% of the shares on October 24, 2003 and 1/36 of the remaining shares each month thereafter, was assumed by Intersil in the merger and replaced with an option to purchase 164,472 shares of Intersil common stock for $3.06 per share. This option, which provided for vesting of 25% of the shares on April 29, 2004 and 1/36 of the remaining shares each month thereafter, was assumed by Intersil in the merger and replaced with an option to purchase 7,154 shares of Intersil common stock for $7.06 per share. This option, which provided for vesting of 25% of the shares on July 1, 2005 and 1/36 of the remaining shares each month thereafter, was assumed by Intersil in the merger and replaced with an option to purchase 123,354 shares of Intersil common stock for $17.44 per share. This option, which provided for vesting of 25% of the shares on April 29, 2004 and 1/36 of the remaining shares each month thereafter, was assumed by Intersil in the merger and replaced with an option to purchase 33,963 shares of Intersil common stock for $7.06 per share. Steven Bakos 2004-08-02 -----END PRIVACY-ENHANCED MESSAGE-----