-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQOMXJXyK7JbDOtrXjlEj+a4q169qVOoFpfQF6vySdqiZJkratz+wM7VKpTq0DSM ZiHEjPDq+WcSlprqo9y1OA== 0001181431-04-005267.txt : 20040129 0001181431-04-005267.hdr.sgml : 20040129 20040129171648 ACCESSION NUMBER: 0001181431-04-005267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINARDO LOUIS CENTRAL INDEX KEY: 0001204394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09653 FILM NUMBER: 04553421 BUSINESS ADDRESS: STREET 1: XICOR INC STREET 2: 1511 BUCKEYE DR CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4085463300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XICOR INC CENTRAL INDEX KEY: 0000319191 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942526781 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 933 MURPHY RANCH RD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084328888 MAIL ADDRESS: STREET 1: 933 MURPHY RANCH RD. CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd30713.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ON FORM 4 X0201 4 2004-01-27 0 0000319191 XICOR INC XICO 0001204394 DINARDO LOUIS 933 MURPHY RANCH ROAD MILPITAS CA 95035 1 1 0 0 Co-Chairman, President and CEO Common Stock 2004-01-27 4 M 0 10000 3.75 A 25000 D Common Stock 2004-01-27 4 S 0 10000 15.00 D 15000 D Common Stock 2004-01-28 4 M 0 15000 3.75 A 30000 D Common Stock 2004-01-28 4 S 0 15000 14.54 D 15000 D Non-Qualified Stock Option (right to buy) 3.75 2004-01-27 4 M 0 10000 0.00 D 2001-11-17 2010-12-06 Common Stock 10000 590000 D Non-Qualified Stock Option (right to buy) 3.75 2004-01-28 4 M 0 15000 0.00 D 2001-11-17 2010-12-06 Common Stock 15000 575000 D 25% of the shares subject to the option were vested and exercisable as of November 17, 2001, with 1/36 of the remaining shares subject to the option exercisable each month thereafter commencing on December 17, 2001. LOUIS DINARDO 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----