0001445866-20-001091.txt : 20200731 0001445866-20-001091.hdr.sgml : 20200731 20200731142523 ACCESSION NUMBER: 0001445866-20-001091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200609 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sill Garrett S. CENTRAL INDEX KEY: 0001568673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 201065369 MAIL ADDRESS: STREET 1: 2463 SOUTH 1375 WEST CITY: SYRACUSE STATE: UT ZIP: 84075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-09 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001568673 Sill Garrett S. 2463 SOUTH 1375 WEST SYRACUSE UT 84075 0 1 0 0 CFO and Treasurer Class A Common Stock 2020-06-09 4 M 0 12763 7.49 A 55034 D Class A Common Stock 2020-06-09 4 F 0 8861 7.49 D 46173 D Class A Common Stock 2020-06-09 4 M 0 12155 7.49 A 58328 D Class A Common Stock 2020-06-09 4 F 0 9299 7.49 D 49029 D Class A Common Stock 2020-07-17 5 J 0 E 1226 5.72 A 50255 D Employee Stock Option (right to buy) 3.3 2013-12-06 4 A 0 5770 3.3 A 2014-03-06 2023-12-06 Class A Common Stock 5770 5770 D Employee Stock Option (right to buy) 3.08 2014-07-02 4 A 0 5495 3.08 A 2014-10-02 2024-07-02 Class A Common Stock 5495 5495 D Employee Stock Option (right to buy) 3.61 2014-12-05 4 A 0 10989 3.61 A 2015-03-05 2024-12-05 Class A Common Stock 10989 10989 D Employee Stock Option (right to buy) 5.2 2015-12-04 4 M 0 12765 5.2 D 2016-03-04 2025-12-04 Class A Common Stock 12765 0 D Employee Stock Option (right to buy) 5.73 2016-12-02 4 M 0 12155 5.73 D 2017-03-02 2026-12-02 Class A Common Stock 12155 0 D Employee Stock Option (right to buy) 4.22 2017-12-01 4 A 0 17799 4.22 A 2018-03-01 2027-12-01 Class C Common Stock 17799 17799 D Employee Stock Option (right to buy) 4.86 2018-11-30 4 A 0 22601 4.86 A 2019-02-28 2028-11-30 Class C Common Stock 22601 22601 D Employee Stock Option (right to buy) 5.06 2019-12-06 4 A 0 26906 5.06 A 2020-03-06 2029-12-06 Class C Common Stock 26906 26906 D Employee Stock Option (right to buy) 3.67 2020-03-27 4 A 0 25625 3.67 A 2020-06-27 2030-03-27 Class C Common Stock 25625 25625 D Received pursuant to a stock dividend paid on July 17, 2020. Does not include 14,866 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan, 8,997 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), and 9,211 shares of Class A Common Stock owned indirectly by the reporting person in the Company's Non-Qualified Deferred Compensation Plan. This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020 This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020. This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020. /s/ Garrett S. Sill 2020-07-30