0001445866-20-001040.txt : 20200723 0001445866-20-001040.hdr.sgml : 20200723 20200723200143 ACCESSION NUMBER: 0001445866-20-001040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200717 FILED AS OF DATE: 20200723 DATE AS OF CHANGE: 20200723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 201044838 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-07-17 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2020-07-17 5 J 0 E 690 5.72 A 28300 D Director Stock Option (right to buy) 0.8 2011-12-02 4 A 0 7951 0.8 A 2012-03-02 2021-12-02 Class A Common Stock 7951 7951 D Director Stock Option (right to buy) 0.8 2011-12-07 4 A 0 1591 0.8 A 2012-03-07 2021-12-07 Class A Common Stock 1591 1591 D Director Stock Option (right to buy) 1.01 2012-04-13 4 A 0 7573 1.01 A 2012-07-13 2022-04-13 Class A Common Stock 7573 7573 D Director Stock Option (right to buy) 4.81 2012-12-07 4 A 0 1515 4.81 A 2013-03-07 2022-12-07 Class A Common Stock 1515 1515 D Director Stock Option (right to buy) 3.3 2013-12-06 4 A 0 6982 3.3 A 2014-03-06 2023-12-06 Class A Common Stock 6982 6982 D Director Stock Option (right to buy) 3.3 2013-12-07 4 A 0 1443 3.3 A 2014-03-07 2023-12-07 Class A Common Stock 1443 1443 D Director Stock Option (right to buy) 3.61 2014-12-05 4 A 0 6869 3.61 A 2015-03-05 2024-12-05 Class A Common Stock 6869 6869 D Director Stock Option (right to buy) 3.61 2014-12-07 4 A 0 1375 3.61 A 2015-03-07 2024-12-07 Class A Common Stock 1375 1375 D Director Stock Option (right to buy) 5.07 2015-12-04 4 A 0 6541 5.07 A 2016-03-04 2025-12-04 Class A Common Stock 6541 6541 D Director Stock Option (right to buy) 5.07 2015-12-07 4 A 0 1309 5.07 A 2016-03-07 2025-12-07 Class A Common Stock 1309 1309 D Director Stock Option (right to buy) 5.59 2016-12-02 4 A 0 6230 5.59 A 2017-03-02 2026-12-02 Class A Common Stock 6230 6230 D Director Stock Option (right to buy) 5.59 2016-12-07 4 A 0 1246 5.59 A 2017-03-07 2026-12-07 Class A Common Stock 1246 1246 D Director Stock Option (right to buy) 4.22 2017-12-01 4 A 0 1187 4.22 A 2018-03-01 2027-12-01 Class A Common Stock 1187 1187 D Director Stock Option (right to buy) 4.86 2018-11-30 4 A 0 5651 4.86 A 2019-02-28 2028-11-30 Class A Common Stock 5651 5651 D Director Stock Option (right to buy) 4.86 2018-11-30 4 A 0 1131 4.86 A 2019-02-28 2028-11-30 Class A Common Stock 1131 1131 D Director Stock Option (right to buy) 5.06 2019-12-06 4 A 0 5381 5.06 A 2020-03-06 2029-12-06 Class A Common Stock 5381 5381 D Director Stock Option (right to buy) 5.06 2019-12-06 4 A 0 1076 5.06 A 2020-03-06 2029-12-06 Class A Common Stock 1076 1076 D Director Stock Option (right to buy) 3.67 2020-03-27 4 A 0 2563 3.67 A 2020-06-27 2030-03-27 Class A Common Stock 2563 2563 D Director Stock Option (right to buy) 3.67 2020-03-27 4 A 0 3588 3.67 A 2020-06-27 2030-03-27 Class A Common Stock 3588 3588 D Received pursuant to a stock dividend paid on July 17, 2020 This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. /s/ H. Craig Moody 2020-07-22