0001096906-23-001482.txt : 20230801 0001096906-23-001482.hdr.sgml : 20230801 20230801155536 ACCESSION NUMBER: 0001096906-23-001482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230714 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 231131493 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-07-14 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 0 Class A Common Stock 2023-07-14 4 J 0 1538.0000 8.4000 A 32304.0000 D Class A Common Stock 2023-07-20 4 S 0 2013.0000 8.7000 D 30291.0000 D Class A Common Stock 2023-07-20 4 S 0 987.0000 8.4300 D 29304.0000 D Director Stock Option (right to buy) 3.1000 2014-12-05 4 A 0 7952.0000 3.1000 A 2015-03-05 2024-12-05 Class A Common Stock 7952.0000 7952.0000 D Director Stock Option (right to buy) 3.1000 2014-12-07 4 A 0 1593.0000 3.1000 A 2015-03-07 2024-12-07 Class A Common Stock 1593.0000 9545.0000 D Director Stock Option (right to buy) 4.3500 2015-12-04 4 A 0 7572.0000 4.3500 A 2016-03-04 2025-12-04 Class A Common Stock 7572.0000 17117.0000 D Director Stock Option (right to buy) 4.3500 2015-12-07 4 A 0 1516.0000 4.3500 A 2016-03-07 2025-12-07 Class A Common Stock 1516.0000 18633.0000 D Director Stock Option (right to buy) 4.7900 2016-12-02 4 A 0 7212.0000 4.7900 A 2017-03-02 2026-12-02 Class A Common Stock 7212.0000 25845.0000 D Director Stock Option (right to buy) 5.0100 2016-12-07 4 A 0 1442.0000 5.0100 A 2017-03-07 2026-12-07 Class A Common Stock 1442.0000 27287.0000 D Director Stock Option (right to buy) 3.6200 2017-12-01 4 A 0 1373.0000 3.6200 A 2018-03-01 2027-12-01 Class A Common Stock 1373.0000 28660.0000 D Director Stock Option (right to buy) 4.1700 2018-11-30 4 A 0 7852.0000 4.1700 A 2019-02-28 2028-11-30 Class A Common Stock 7852.0000 36512.0000 D Director Stock Option (right to buy) 4.3400 2019-12-06 4 A 0 7476.0000 4.3400 A 2020-03-06 2029-12-06 Class A Common Stock 7476.0000 43988.0000 D Director Stock Option (right to buy) 3.1500 2020-03-27 4 A 0 7120.0000 3.1500 A 2020-06-27 2030-03-27 Class A Common Stock 7120.0000 51108.0000 D Director Stock Option (right to buy) 7.7800 2021-12-03 4 A 0 6615.0000 7.7800 A 2022-03-03 2031-12-03 Class A Common Stock 6615.0000 57723.0000 D Director Stock Option (right to buy) 6.1600 2022-12-02 4 A 0 7350.0000 6.1600 A 2023-03-02 2032-12-02 Class A Common Stock 7350.0000 65073.0000 D This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021. July 08, 2022, and July 14, 2023. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on November 30, 2018 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 6, 2019 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on March 27, 2020 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022, and July 14, 2023. This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022, and July 14, 2023. This option was granted on December 2, 2022 as an option for 7,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.48, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023. The options granted vest quarterly, with 100% vesting on December 02, 2023. Shares received pursuant to stock dividend declared June 23, 2023 for stock holders of record on July 7, 2023 and paid on July 14, 2023. /s/ H. Craig Moody 2023-08-01