0001096906-22-000818.txt : 20220412 0001096906-22-000818.hdr.sgml : 20220412 20220412175701 ACCESSION NUMBER: 0001096906-22-000818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220406 FILED AS OF DATE: 20220412 DATE AS OF CHANGE: 20220412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 22823196 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-04-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2022-04-06 4 M 0 8054.0000 10.0100 A 31448.0000 D Director Stock Option (right to buy) 0.9600 2012-04-13 4 M 0 7952.0000 0.9600 D 2012-07-13 2022-04-13 Class A Common Stock 7952.0000 7952.0000 D Director Stock Option (right to buy) 4.5700 2012-12-07 4 M 0 1591.0000 4.5700 D 2013-03-07 2022-12-07 Class A Common Stock 1591.0000 1591.0000 D Director Stock Option (right to buy) 3.1400 2013-12-06 4 A 0 7331.0000 3.1400 A 2014-03-06 2023-12-06 Class A Common Stock 7331.0000 7331.0000 D Director Stock Option (right to buy) 3.1400 2013-12-07 4 A 0 1515.0000 3.1400 A 2014-03-07 2023-12-07 Class A Common Stock 1515.0000 1515.0000 D Director Stock Option (right to buy) 3.4300 2014-12-05 4 A 0 7212.0000 3.4300 A 2015-03-05 2024-12-05 Class A Common Stock 7212.0000 7212.0000 D Director Stock Option (right to buy) 3.4300 2014-12-07 4 A 0 1444.0000 3.4300 A 2015-03-07 2024-12-07 Class A Common Stock 1444.0000 1444.0000 D Director Stock Option (right to buy) 4.8200 2015-12-04 4 A 0 6868.0000 4.8200 A 2016-03-04 2025-12-04 Class A Common Stock 6868.0000 6868.0000 D Director Stock Option (right to buy) 4.8200 2015-12-07 4 A 0 1374.0000 4.8200 A 2016-03-07 2025-12-07 Class A Common Stock 1374.0000 1374.0000 D Director Stock Option (right to buy) 5.3100 2016-12-02 4 A 0 6542.0000 5.3100 A 2017-03-02 2026-12-02 Class A Common Stock 6542.0000 6542.0000 D Director Stock Option (right to buy) 5.3100 2016-12-07 4 A 0 1308.0000 5.3100 A 2017-03-07 2026-12-07 Class A Common Stock 1308.0000 1308.0000 D Director Stock Option (right to buy) 4.0100 2017-12-01 4 A 0 1246.0000 4.0100 A 2018-03-01 2027-12-01 Class A Common Stock 1246.0000 1246.0000 D Director Stock Option (right to buy) 4.6200 2018-11-30 4 A 0 7122.0000 4.6200 A 2019-02-28 2028-11-30 Class A Common Stock 7122.0000 7123.0000 D Director Stock Option (right to buy) 4.8100 2019-12-06 4 A 0 6780.0000 4.8100 A 2020-03-06 2029-12-06 Class A Common Stock 6780.0000 6780.0000 D Director Stock Option (right to buy) 3.4900 2020-03-27 4 A 0 6458.0000 3.4900 A 2020-06-27 2030-03-27 Class A Common Stock 6458.0000 6458.0000 D Director Stock Option (right to buy) 8.6200 2021-12-03 4 A 0 6000.0000 8.6200 A 2022-03-03 2031-12-03 Class A Common Stock 6000.0000 6000.0000 D This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 3, 2021 as an option for 6,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $8.62 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 3, 2022, until such shares are fully vested. /s/ H. Craig Moody 2022-04-12