0001096906-22-000345.txt : 20220216 0001096906-22-000345.hdr.sgml : 20220216 20220216132332 ACCESSION NUMBER: 0001096906-22-000345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220211 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist S. Andrew CENTRAL INDEX KEY: 0001588309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 22642692 MAIL ADDRESS: STREET 1: 272 EAST BROADLEAF CIRCLE CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-11 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588309 Quist S. Andrew 3936 S. HALE DR. MILLCREEK UT 84124 1 1 0 0 Vice President/General Counsel Class A Common Stock 2022-02-11 4 M 0 23852.0000 9.8900 A 31680.0000 D Employee Stock Option (right to buy) 0.9600 2012-04-13 4 M 0 23852.0000 0.9600 D 2012-07-13 2022-04-13 Class A Common Stock 23852.0000 23852.0000 D Employee Stock Option (right to buy) 3.1400 2013-12-06 4 A 0 15144.0000 3.1400 A 2014-03-06 2023-12-06 Class A Common Stock 15144.0000 15144.0000 D Employee Stock Option (right to buy) 2.9300 2014-07-02 4 A 0 14423.0000 2.9300 A 2014-10-02 2024-07-02 Class A Common Stock 14423.0000 14423.0000 D Employee Stock Option (right to buy) 3.4300 2014-12-05 4 A 0 28847.0000 3.4300 A 2015-03-05 2024-12-05 Class A Common Stock 28847.0000 28847.0000 D Employee Stock Option (right to buy) 4.8200 2015-12-04 4 A 0 27473.0000 4.8200 A 2016-03-04 2025-12-04 Class A Common Stock 27473.0000 27473.0000 D Employee Stock Option (right to buy) 5.3100 2016-12-02 4 A 0 26165.0000 5.3100 A 2017-03-02 2026-12-02 Class A Common Stock 26165.0000 26165.0000 D Employee Stock Option (right to buy) 4.0100 2017-12-01 4 A 0 24919.0000 4.0100 A 2018-03-01 2027-12-01 Class C Common Stock 24919.0000 24919.0000 D Employee Stock Option (right to buy) 4.6200 2018-11-30 4 A 0 29665.0000 4.6200 A 2019-02-28 2028-11-30 Class C Common Stock 29665.0000 29665.0000 D Employee Stock Option (right to buy) 4.8100 2019-12-06 4 A 0 45203.0000 4.8100 A 2020-03-06 2029-12-06 Class C Common Stock 45203.0000 45203.0000 D Employee Stock Option (right to buy) 3.4900 2020-03-27 4 A 0 43050.0000 3.4900 A 2020-06-27 2030-03-27 Class C Common Stock 43050.0000 43050.0000 D Employee Stock Option (right to buy) 8.6200 2021-12-03 4 A 0 60000.0000 8.6200 A 2022-03-03 2031-12-03 Class C Common Stock 60000.0000 60000.0000 D Does not include shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and shares of Class A Common Stock owned indirectly by the reporting person in the Non-Qualified Deferred Compensation Plan. This option was granted on April 13, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 4, 2015 as an option for 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 2, 2016 as an option for 20,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021 This option was granted on December 1, 2017 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on November 30, 2018 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2019 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 40,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on March 27, 2020 as an option for either 40,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 40,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 3, 2021 as an option for either 60,000 shares of Class A Common Stock at an exercise price of $8.62 per share or 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. This option reflects the reporting person's electionto have an option for 60,000 shares of Class C Common Stock at an exercise price of $8.62 per share. The option vests in four equal quarterly installments of Class C Common Stock, beginning on March 3, 2022, until such shares are fully vested. /s/ Andrew Quist 2022-02-15