0001096906-20-000067.txt : 20200212 0001096906-20-000067.hdr.sgml : 20200212 20200212114033 ACCESSION NUMBER: 0001096906-20-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200207 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER GILBERT A CENTRAL INDEX KEY: 0001203302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 20602115 MAIL ADDRESS: STREET 1: 55 WANDERWOOD WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-02-07 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001203302 FULLER GILBERT A 55 WANDERWOOD WAY SANDY UT 84092 1 0 0 0 Class A Common Stock 2020-02-07 5 J 0 E 34 5.66 A 704 D Director Stock Option (right to buy) 4.93 2012-12-07 4 A 0 1478 4.93 A 2013-03-07 2022-12-07 Class A Common Stock 1478 1478 D Director Stock Option (right to buy) 3.38 2013-12-06 4 A 0 6812 3.38 A 2014-03-06 2023-12-06 Class A Common Stock 6812 6812 D Director Stock Option (right to buy) 3.38 2013-12-07 4 A 0 1408 3.38 A 2014-03-07 2023-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 3.7 2014-12-05 4 A 0 6701 3.7 A 2015-03-05 2024-12-05 Class A Common Stock 6701 6701 D Director Stock Option (right to buy) 3.7 2014-12-07 4 A 0 1341 3.7 A 2015-03-07 2024-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 5.2 2015-12-04 4 A 0 6382 5.2 A 2016-03-04 2025-12-04 Class A Common Stock 6382 6382 D Director Stock Option (right to buy) 5.2 2015-12-07 4 A 0 1277 5.2 A 2016-03-07 2025-12-07 Class A Common Stock 1277 1277 D Director Stock Option (right to buy) 5.73 2016-12-02 4 A 0 6078 5.73 A 2017-03-02 2026-12-02 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 6 2016-12-07 4 A 0 1216 6 A 2017-03-07 2026-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.33 2017-12-01 4 A 0 1158 4.33 A 2018-03-01 2027-12-01 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.98 2018-11-30 4 A 0 5513 4.98 A 2019-02-28 2028-11-30 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 4.98 2018-11-30 4 A 0 1103 4.98 A 2019-02-28 2028-11-30 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 5.19 2019-12-06 4 A 0 5250 5.19 A 2020-03-06 2029-12-06 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 5.19 2019-12-06 4 A 0 1050 5.19 A 2020-03-06 2029-12-06 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 7, 2020. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividends paid on February 1, 2019 and February 7, 2020. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested. /s/Gilbert A. Fuller 2020-02-11