0001096906-17-000780.txt : 20171211 0001096906-17-000780.hdr.sgml : 20171211 20171211155942 ACCESSION NUMBER: 0001096906-17-000780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook John L CENTRAL INDEX KEY: 0001593993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 171249514 MAIL ADDRESS: STREET 1: 2424 SUMMER OAK CIRCLE CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-12-11 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001593993 Cook John L 2424 SUMMER OAK CIRCLE SANDY UT 84092 1 0 0 0 Director Stock Option (right to buy) 3.95 2013-12-06 4 A 0 5885 3.95 A 2014-12-06 2023-12-06 Class A Common Stock 5885 5885 D Director Stock Option (right to buy) 3.95 2013-12-07 4 A 0 1216 3.95 A 2014-12-07 2023-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.3 2014-12-05 4 A 0 5789 4.3 A 2015-12-05 2024-12-05 Class A Common Stock 5789 5789 D Director Stock Option (right to buy) 4.3 2014-12-07 4 A 0 1158 4.3 A 2015-12-07 2024-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 6.06 2015-12-04 4 A 0 5513 6.06 A 2016-12-04 2025-12-04 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 6.06 2015-12-07 4 A 0 1103 6.06 A 2016-12-07 2025-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.68 2016-12-02 4 A 0 5250 6.68 A 2017-12-02 2026-12-02 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.99 2016-12-07 4 A 0 1050 6.99 A 2017-12-07 2026-12-07 Class A Common Stock 1050 1050 D Director Stock Option (right to buy) 5.05 2017-12-01 4 A 0 1000 5.05 A 2018-12-01 2027-12-01 Class A Common Stock 1000 1000 D This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016 and February 3, 2017. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016 and February 3, 2017. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock option paid on February 3, 2017. This option vests on December 2, 2017. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock option paid on February 3, 2017. This option vests on December 7, 2017. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share. This option vests on December 1, 2018. /s/ John L. Cook 2017-12-11