0001096906-16-002102.txt : 20161220 0001096906-16-002102.hdr.sgml : 20161220 20161220133808 ACCESSION NUMBER: 0001096906-16-002102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161202 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sill Garrett S. CENTRAL INDEX KEY: 0001568673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 162061001 MAIL ADDRESS: STREET 1: 2463 SOUTH 1375 WEST CITY: SYRACUSE STATE: UT ZIP: 84075 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-02 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001568673 Sill Garrett S. 2463 SOUTH 1375 WEST SYRACUSE UT 84075 0 1 0 0 CFO;Treasurer Employee Stock Option (right to buy) 4.16 2013-12-06 4 A 0 4631 4.16 A 2014-03-06 2023-12-06 Class A Common Stock 4631 4631 D Employee Stock Option (right to buy) 3.88 2014-07-02 4 A 0 4410 3.88 A 2014-10-02 2024-07-02 Class A Common Stock 4410 4410 D Employee Stock Option (right to buy) 4.53 2014-12-05 4 A 0 8820 4.53 A 2015-03-05 2024-12-05 Class A Common Stock 8820 8820 D Employee Stock Option (right to buy) 6.38 2015-12-04 4 A 0 10500 6.38 A 2016-03-04 2025-12-04 Class A Common Stock 10500 10500 D Employee Stock Option (right to buy) 7.03 2016-12-02 4 A 0 10000 7.03 A 2017-03-02 2026-12-02 Class A Common Stock 10000 10000 D This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested. This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 2, 2017, until such shares are fully vested. /s/Garrett S. Sill 2016-12-20