0001096906-16-001528.txt : 20160406 0001096906-16-001528.hdr.sgml : 20160406 20160406123416 ACCESSION NUMBER: 0001096906-16-001528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOODY H. CRAIG CENTRAL INDEX KEY: 0001298129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161556955 MAIL ADDRESS: STREET 1: 11892 SOUTH BROOKGLEN DRIVE CITY: SANDY STATE: UT ZIP: 84092 FORMER NAME: FORMER CONFORMED NAME: Moody Howard Craig DATE OF NAME CHANGE: 20040722 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298129 MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY UT 84092 1 0 0 0 Class A Common Stock 2016-02-05 5 J 0 E 257 5.8 A 5403 D Class A Common Stock 2016-02-05 5 J 0 E 67 5.8 A 1407 D Director Stock Option (right to buy) 3.22 2006-12-07 4 A 0 1630 3.22 A 2007-12-07 2016-12-07 Class A Common Stock 1630 1630 D Director Stock Option (right to buy) 2.39 2007-12-07 4 A 0 1552 2.39 A 2008-12-07 2017-12-07 Class A Common Stock 1552 1552 D Director Stock Option (right to buy) 2.58 2008-03-31 4 A 0 3695 2.58 A 2009-03-31 2018-03-31 Class A Common Stock 3695 3695 D Director Stock Option (right to buy) 1 2008-12-05 4 A 0 7388 1 A 2009-12-05 2018-12-05 Class A Common Stock 7388 7388 D Director Stock Option (right to buy) 0.95 2008-12-07 4 A 0 1478 0.95 A 2009-12-07 2018-12-07 Class A Common Stock 1478 1478 D Director Stock Option (right to buy) 2.48 2009-12-04 4 A 0 7036 2.48 A 2010-12-04 2019-12-04 Class A Common Stock 7306 7036 D Director Stock Option (right to buy) 2.48 2009-12-07 4 A 0 1408 2.48 A 2010-12-07 2019-12-07 Class A Common Stock 1408 1408 D Director Stock Option (right to buy) 1.36 2010-12-03 4 A 0 6701 1.36 A 2011-12-03 2020-12-03 Class A Common Stock 6701 6701 D Director Stock Option (right to buy) 1.36 2010-12-07 4 A 0 1341 1.36 A 2011-12-07 2020-12-07 Class A Common Stock 1341 1341 D Director Stock Option (right to buy) 1.01 2011-12-02 4 A 0 6382 1.01 A 2012-12-02 2021-12-02 Class A Common Stock 6382 6382 D Director Stock Option (right to buy) 1.01 2011-12-07 4 A 0 1277 1.01 A 2012-12-07 2021-12-07 Class A Common Stock 1277 1277 D Director Stock Option (right to buy) 1.27 2012-04-13 4 A 0 6078 1.27 A 2013-04-13 2022-04-13 Class A Common Stock 6078 6078 D Director Stock Option (right to buy) 6.05 2012-12-07 4 A 0 1216 6.05 A 2013-12-07 2022-12-07 Class A Common Stock 1216 1216 D Director Stock Option (right to buy) 4.16 2013-12-06 4 A 0 5605 4.16 A 2014-12-06 2023-12-06 Class A Common Stock 5605 5605 D Director Stock Option (right to buy) 4.16 2013-12-07 4 A 0 1158 4.16 A 2014-12-07 2023-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.53 2014-12-05 4 A 0 5513 4.53 A 2015-12-05 2024-12-05 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 4.53 2014-12-07 4 A 0 1103 4.53 A 2015-12-07 2024-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.38 2015-12-04 4 A 0 5250 6.38 A 2016-12-04 2025-12-04 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.38 2015-12-07 4 A 0 1050 6.38 A 2016-12-07 2025-12-07 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 5, 2016. The reporting person disclaims ownership of these securities, and this report should not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 7, 2016. This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. /s/ Craig H. Moody 2016-04-05