0001096906-16-001526.txt : 20160405 0001096906-16-001526.hdr.sgml : 20160405 20160405170024 ACCESSION NUMBER: 0001096906-16-001526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160205 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook John L CENTRAL INDEX KEY: 0001593993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 161555265 MAIL ADDRESS: STREET 1: 2424 SUMMER OAK CIRCLE CITY: SANDY STATE: UT ZIP: 84092 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001593993 Cook John L 2424 SUMMER OAK CIRCLE SANDY UT 84092 1 0 0 0 Director Stock Option (right to buy) 4.16 2013-12-06 4 A 0 5605 4.16 A 2014-12-06 2023-12-06 Class A Common Stock 5605 5605 D Director Stock Option (right to buy) 4.16 2013-12-07 4 A 0 1158 4.16 A 2014-12-07 2023-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.53 2014-12-05 4 A 0 5513 4.53 A 2015-12-05 2024-12-05 Class A Common Stock 5513 5513 D Director Stock Option (right to buy) 4.53 2014-12-07 4 A 0 1103 4.53 A 2015-12-07 2024-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 6.38 2015-12-04 4 A 0 5250 6.38 A 2016-12-04 2025-12-04 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 6.38 2015-12-07 4 A 0 1050 6.38 A 2016-12-07 2025-12-07 Class A Common Stock 1050 1050 D This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 4, 2016. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests on December 7, 2016. /s/ John L. Cook 2016-04-05