0001096906-15-000489.txt : 20150507 0001096906-15-000489.hdr.sgml : 20150507 20150507102014 ACCESSION NUMBER: 0001096906-15-000489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150507 DATE AS OF CHANGE: 20150507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quist S. Andrew CENTRAL INDEX KEY: 0001588309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 15839895 MAIL ADDRESS: STREET 1: 272 EAST BROADLEAF CIRCLE CITY: DRAPER STATE: UT ZIP: 84020 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-02-06 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001588309 Quist S. Andrew 272 EAST BROADLEAF CIRCLE DRAPER UT 84020 1 1 0 0 VP; Assoc. Gen. Counsel Class A Common Stock 2015-02-06 5 J 0 E 736 5.02 A 15457 D Class A Common Stock 2015-04-07 5 G 0 E 2000 5.5 D 13457 D Employee Stock Option (right to buy) 1.06 2011-12-02 4 A 0 18233 1.06 A 2012-03-02 2021-12-02 Class A Common Stock 18233 18233 D Employee Stock Option (right to buy) 1.34 2012-04-13 4 A 0 17365 1.34 A 2012-07-13 2022-04-13 Class A Common Stock 17365 17365 D Employee Stock Option (right to buy) 4.38 2013-12-06 4 A 0 11025 4.38 A 2014-03-06 2023-12-06 Class A Common Stock 11025 11025 D Employee Stock Option (right to buy) 4.08 2014-07-02 4 A 0 10500 4.08 A 2014-10-02 2024-07-02 Class A Common Stock 10500 10500 D Employee Stock Option (right to buy) 4.77 2014-12-05 4 A 0 21000 4.77 A 2015-03-05 2024-12-05 Class A Common Stock 21000 21000 D Received pursuant to a stock dividend paid on February 6, 2015. Does not include 35,350 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan. This option was originally reported as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on April 14, 2012 as an option for 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on December 6, 2013 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015. This option was granted on July 2, 2014 as an option for 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested. This option was granted on December 5, 2014 as an option for 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested. /s/ S. Andrew Quist 2015-05-05