0001096906-15-000405.txt : 20150417 0001096906-15-000405.hdr.sgml : 20150417 20150417111401 ACCESSION NUMBER: 0001096906-15-000405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150407 FILED AS OF DATE: 20150417 DATE AS OF CHANGE: 20150417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilbur Norman G CENTRAL INDEX KEY: 0001298096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 15776914 MAIL ADDRESS: STREET 1: 2637 MUSTANG DRIVE CITY: MEAD STATE: CO ZIP: 80542 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-04-07 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001298096 Wilbur Norman G 2637 MUSTANG DRIVE MEAD CO 80542 1 0 0 0 Class A Common Stock 2015-02-06 5 J 0 E 175 5.02 A 3672 D Class A Common Stock 2015-04-07 4 S 0 500 5.4477 D 3172 D Class A Common Stock 2015-04-13 4 M 0 6701 2.61 A 9873 D Class A Common Stock 2015-04-13 4 M 0 23 2.61 A 9896 D Class A Common Stock 2015-04-13 4 S 0 1000 5.38 D 8896 D Class A Common Stock 2015-04-14 4 S 0 3275 5.3789 D 5621 D Director Stock Option (right to buy) 3.39 2006-12-07 4 A 0 1552 3.39 A 2007-12-07 2016-12-07 Class A Common Stock 1552 1552 D Director Stock Option (right to buy) 2.52 2007-12-07 4 A 0 1478 2.52 A 2008-12-07 2017-12-07 Class A Common Stock 1478 1478 D Director Stock Option (right to buy) 2.72 2008-03-31 4 A 0 3519 2.72 A 2009-03-31 2018-03-31 Class A Common Stock 3519 3519 D Director Stock Option (right to buy) 2.61 2015-04-13 4 M 0 6701 2.61 D 2010-12-04 2019-12-04 Class A Common Stock 6701 0 D Director Stock Option (right to buy) 2.75 2015-04-13 4 M 0 23 2.75 D 2010-12-07 2019-12-07 Class A Common Stock 23 0 D Director Stock Option (right to buy) 2.75 2009-12-07 4 A 0 1318 2.75 A 2010-12-07 2019-12-07 Class A Common Stock 1318 1318 D Director Stock Option (right to buy) 6.37 2012-12-07 4 A 0 1158 6.37 A 2013-12-07 2022-12-07 Class A Common Stock 1158 1158 D Director Stock Option (right to buy) 4.38 2013-12-06 4 A 0 5338 4.38 A 2014-12-06 2023-12-06 Class A Common Stock 5338 5338 D Director Stock Option (right to buy) 4.38 2013-12-07 4 A 0 1103 4.38 A 2014-12-07 2023-12-07 Class A Common Stock 1103 1103 D Director Stock Option (right to buy) 4.77 2014-12-05 4 A 0 5250 4.77 A 2015-12-05 2024-12-05 Class A Common Stock 5250 5250 D Director Stock Option (right to buy) 4.77 2014-12-07 4 A 0 1050 4.77 A 2015-12-07 2024-12-07 Class A Common Stock 1050 1050 D Received pursuant to a stock dividend paid on February 6, 2015. This option was granted on December 7, 2006 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on December 7, 2007 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on March 31, 2008 as an option to purchase 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on December 4, 2009 as an option to purchase 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on December 7, 2009 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. On April 13, 2015, the reporting person exercised part of this option to purchase 23 shares of Class A company stock. This option was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. This option was granted on December 6, 2013 as an option to purchase 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014 and February 6, 2015. This option was granted on December 7, 2013 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015. This option was granted on December 5, 2014 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 5, 2015. This option was granted on December 7, 2014 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 7, 2015. /s/ Norman G. Wilbur 2015-04-16