0001096906-14-000085.txt : 20140128
0001096906-14-000085.hdr.sgml : 20140128
20140128125601
ACCESSION NUMBER: 0001096906-14-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131206
FILED AS OF DATE: 20140128
DATE AS OF CHANGE: 20140128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOODY H. CRAIG
CENTRAL INDEX KEY: 0001298129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 14551772
MAIL ADDRESS:
STREET 1: 11892 SOUTH BROOKGLEN DRIVE
CITY: SANDY
STATE: UT
ZIP: 84092
FORMER NAME:
FORMER CONFORMED NAME: Moody Howard Craig
DATE OF NAME CHANGE: 20040722
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-06
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001298129
MOODY H. CRAIG
11892 SOUTH BROOKGLEN DRIVE
SANDY
UT
84092
1
0
0
0
Class A Common Stock
2013-12-06
4
P
0
0
0
A
4061
D
Class A Common Stock
2013-12-06
4
P
0
0
0
A
1822
I
By wife
Director Stock Options (right to buy)
3.76
2006-12-07
4
A
0
1408
3.76
A
2007-12-07
2016-12-07
Class A Common Stock
1408
1408
D
Director Stock Options (right to buy)
2.79
2007-12-07
4
A
0
1341
2.79
A
2008-12-07
2017-12-07
Class A Common Stock
1341
1341
D
Director Stock Options (right to buy)
3.01
2008-03-31
4
A
0
3191
3.01
A
2009-03-31
2018-03-31
Class A Common Stock
3191
3191
D
Director Stock Options (right to buy)
1.17
2008-12-05
4
A
0
6382
1.17
A
2009-12-05
2018-12-05
Class A Common Stock
6382
6382
D
Director Stock Options (right to buy)
1.1
2008-12-07
4
A
0
1277
1.1
A
2009-12-07
2018-12-07
Class A Common Stock
1277
1277
D
Director Stock Options (right to buy)
2.89
2009-12-04
4
A
0
6078
2.89
A
2010-12-04
2019-12-04
Class A Common Stock
6078
6078
D
Director Stock Options (right to buy)
2.89
2009-12-07
4
A
0
1216
2.89
A
2010-12-07
2019-12-07
Class A Common Stock
1216
1216
D
Director Stock Options (right to buy)
1.58
2010-12-03
4
A
0
5789
1.58
A
2011-12-03
2020-12-03
Class A Common Stock
5789
5789
D
Director Stock Options (right to buy)
1.58
2010-12-07
4
A
0
1158
1.58
A
2011-12-07
2020-12-07
Class A Common Stock
1158
1158
D
Director Stock Options (right to buy)
1.18
2011-12-02
4
A
0
5513
1.18
A
2012-12-02
2021-12-02
Class A Common Stock
5513
5513
D
Director Stock Options (right to buy)
1.18
2011-12-07
4
A
0
1103
1.18
A
2012-12-07
2021-12-07
Class A Common Stock
1103
1103
D
Director Stock Options (right to buy)
1.48
2012-04-13
4
A
0
5250
1.48
A
2013-04-13
2022-04-13
Class A Common Stock
5250
5250
D
Director Stock Options (right to buy)
7.05
2012-12-07
4
A
0
1050
7.05
A
2013-12-07
2022-12-07
Class A Common Stock
1050
1050
D
Director Stock Options (right to buy)
4.85
2013-12-06
4
A
0
4842
4.85
A
2014-12-06
2023-12-06
Class A Common Stock
4842
4842
D
Director Stock Options (right to buy)
4.85
2013-12-07
4
A
0
1000
4.85
A
2014-12-07
2023-12-07
Class A Common Stock
1000
1000
D
The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014.
This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014.
/s/ H. Craig Moody
2014-01-27